HKSI Institute AR2020

STANDARDS & DEVELOPMENT INITIATIVES 業界標準與發展 38 Hong Kong Securities and Investment Institute Annual Report 2020 BUSINESS REVIEW 業務回顧 Distribution of LE Paper Enrolments (Hong Kong) 資格考試考卷報考之分佈（香港） Cities, Enrolments and Average Pass Rates of LE (Hong Kong, Mainland China and Taiwan) 資格考試的舉辦城市、報考人次及平均合格率（香港、中國內地及台灣） Licensing Examination for Securities and Futures Intermediaries (LE) During the reporting period, 855 LE sessions (2019:960) were conducted in Hong Kong, recording a total of 24,980 enrolments (2019:32,969) from 11,694 candidates (2019:15,447). Similar to last corresponding period, LE Papers 1, 7 and 8 recorded the highest enrolment in Hong Kong and represented 76% of total LE enrolments. Apart from Hong Kong, we held the LE in Beijing, Shanghai, Shenzhen, Xian and Wuhan (Papers 1, 2, 6 and 16) in cooperation with the Securities Association of China, and in Taipei (Papers 1, 2, 7, 8, 9 and 12) in collaboration with the Securities and Futures Institute. 證券及期貨從業員資格考試 在報告期內，共有 855 場 (2019: 960) 資格考試在香港舉行，合共 24,980 人 次報考 (2019: 32,969) ，實際考生則有 11,694 人 (2019: 15,447) 。一如去年同 期，卷一、卷七及卷八的考生最多， 佔報考總人次 76% 。 走出香港，我們繼續與中國證券業協 會合作，於北京、上海、深圳、西安 和武漢舉辦考試 ( 卷一、卷二、卷六、 卷十六 ) ；台北方面的合作夥伴則為證 券暨期貨市場發展基金會，範圍包括 卷一、卷二、卷七、卷八、卷九及卷 十二。 23% 9% 10% 58% Beijing 北京 Xian 西安 Shanghai 上海 Wuhan 武漢 Taipei 台北 Shenzhen 深圳 Hong Kong 香港 Number of enrolments include multiple enrolments by the same individuals during the reporting period. 計算報考人次時，包含同一考生於報告期內的多次報考 Paper 1 卷一 Paper 7 卷七 Paper 8 卷八 Other Papers 其他卷 Average pass rate 平均合格率： 62% LE in Mainland China 中國內地舉行之資格考試 No. of enrolments 報考人次： 1,173( 53%) Average pass rate 平均合格率： 64% No. of enrolments 報考人次： 224( 25%) Average pass rate 平均合格率： 61% No. of enrolments 報考人次： 24,980( 24%) 台灣舉行之資格考試 LE in Taiwan LE in Hong Kong 香港舉行之資格考試