HKSI Institute AR2019

37 香港證券及投資學會 二零一九年年報 證券及期貨從業員資格考試 (LE) 證券及期貨從業員資格考試（資格考 試）仍然是學會最重要的執業資格考 試，佔財政年度內所有考試報考人 次的 96% 。 在報告期內，共有 960 場資格考試 (2018 ： 899) 在香港舉行，報考總人 次高達 32,969 次 (2018 ： 31,300) ， 實 際 考 生 則 有 15,447 人 (2018 ： 14,937) 。一如去年同期，芸芸考卷 中，以卷一、卷七及卷八最多人應 考，佔香港報考總人次的 76% 。 走出香港，學會繼續聯同中國證券 業協會於北京、上海、深圳、西安 及武漢舉辦卷一、卷二、卷六及卷 十六的資格考試；台北方面，我們 亦一如往年與證券暨期貨市場發展 基金會合作，提供卷一、卷二、卷 七、卷八、卷九及卷十二的資格考 試。 下圖顯示了在報告期內曾經舉辦資 格考試的城市、總報考人次（附對比 上一財政年度的變動百分率）及平均 合格率。 Licensing Examination for Securities and Futures Intermediaries (LE) LE remained as our key practising qualification offering, accounting for 96% of the total examination enrolments in the fiscal year. During the reporting period, 960 LE sess i ons (2018: 899) we r e conducted in Hong Kong, recording a total of 32,969 enrolments (2018: 31,300) from 15,447 candidates (2018: 14,937) . S imi l a r t o l as t corresponding period, LE Papers 1, 7 and 8, which represented 76% of total enrolments, had the highest enrolment in Hong Kong. In addition to Hong Kong, we continued to hold the LE in Beijing, Shanghai, Shenzhen, Xian and Wuhan (Papers 1, 2, 6 and 16) in cooperation with the Securities Association of China and in Taipei (Papers 1, 2, 7, 8, 9 and 12) in collaboration with the Securities and Futures Institute. The below map shows the cities, total number of enrolments with percentage change compared with the last financial year and the average pass rate of LEs held during the reporting period. 9% 10% 24% 57% Paper 1 卷一 Other Papers 其他卷 Paper 7 卷七 Paper 8 卷八 Average pass rate 平均合格率： 61% No. of enrolments 報考人次： 2,490 ( 3%) LE in Mainland China Average pass rate 平均合格率： 60% No. of enrolments 報考人次： 179 ( 42%) Average pass rate 平均合格率： 60% No. of enrolments 報考人次： 32,969 ( 5%) Beijing 北京 中國內地舉行之資格考試 台灣舉行之資格考試 香港舉行之資格考試 Xian 西安 Shanghai 上海 Wuhan 武漢 Taipei 台北 Shenzhen 深圳 Hong Kong 香港 # 計算報考人次時，包含同一考生於報告期內的多次報考 Number of enrolments include multiple enrolments by the same individuals during the reporting period. LE in Taiwan LE in Hong Kong Distribution of LE Paper Enrolments (Hong Kong) 資格考試考卷報考之分佈（香港） Cities, Enrolments and Average Pass Rates of LE (Hong Kong, Mainland China and Taiwan) 資格考試的舉辦城市、報考人次及平均合格率（香港、中國內地及台灣）