HKSI Institute AR2019

COMMITTEE MEMBERS 委員會成員 OUR GOVERNANCE STRUCTURE 學會的管治架構 32 Hong Kong Securities and Investment Institute Annual Report 2019 Audit Committee 審計委員會 Mr Christopher LEE (Chairman) 李輝敏 （主席） Mr Philip TYE (Chairman) 1 Philip TYE 先生 （主席） 1 Mr David CHAU 周承炎先生 Ms Clara CHIU 趙嘉麗女士 Mr Paul DAY Paul DAY 先生 Mr Samuel TSANG 曾昭武先生 Mr Alex Mak (Secretary) 麥振賢先生 （秘書） 1 Member of 2018 Major responsibilities 主要職責 • Review annual audited financial statements and recommend approval • Recommend the appointment of external auditor to the Board • Meet with external auditor, consider audit findings and recommendations, and monitor implementation • Review accounting and internal control procedures and make recommendations to the Board • 審閱年度經審計財務報表及提請 董事局通過 • 提請董事局委任外部核數師 • 與外部核數師會面，審議審計結 果及建議，並監督實施 • 審視會計及內部監管程序並向董 事局提出建議 Remuneration Committee 薪酬委員會 Ms Katherine NG (Chairman) 伍潔鏇 （主席） Mr John MAGUIRE (Chairman) 1 麥若航先生 （主席） 1 Ms Clara CHIU 趙嘉麗女士 Mr Paul DAY Paul DAY 先生 Mr Victor LEE 李鴻斌先生 Mr Louis MAK 宓光輝先生 Mr Philip TYE Philip TYE 先生 Miss Ruth KUNG (Secretariat) 孔慶詩小姐 （秘書） 1 Member of 2018 Major responsibilities 主要職責 • App r ova l o f annua l sa l a r y and bonus reviews, to ensure that effective, appropriate and competitive remuneration policies and levels are set within the HKSI Institute • Approval of the remuneration and compensation arrangements of the Chief Executive and of the senior staff of the HKSI Institute • Approval of benefits packages with a view to ensuring that such are appropriate as a whole and in the context of the various staff grades within the HKSI Institute • 審批每年的薪酬及花紅檢討結 果，確保學會的薪酬政策及水平 有效、恰當及具競爭力 • 審批行政總裁及學會高級職員的 薪酬及補償安排 • 審批各項員工福利待遇，確保以 整體及相對於學會各員工職級而 言均屬恰當 1 2018 年成員 1 2018 年成員