Training Calendar

Series CPT / CPD
Year Month Sort By
Advanced Search
Language

English

Cantonese

Putonghua

Keywords
Duration

<2 Hours

2 Hours

2.5 Hours

3 Hours

5 Hours

6 Hours

>6 Hours

Member
Non-CPT
Additional
Full
Reschedule
Cancelled
New
Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/02/2012 19:00 - 21:30 & 03/02/2012 19:00 - 21:30 Equity Series Corporate Finance - Strategic Working Capital Management
English 5
  • 5
  • Non-Core
-

1. HK$750
2. HK$1,000

03/02/2012 09:30 - 12:30 Investment-Linked-CPD-01 to 08 Series IL-CPD-01: Financial Risk Management in Hong Kong
English 3
  • 3
  • Non-Core
3

1. HK$405
2. HK$525

03/02/2012 14:00 - 16:00 Investment-Linked-CPD-01 to 08 Series IL-CPD-02: Investment Considerations
English 2
  • 2
  • Non-Core
2

1. HK$270
2. HK$350

06/02/2012 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$1,610/
      HK$2,030

Enroll
07/02/2012 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I)
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

Enroll
07/02/2012 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II)
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

Enroll
07/02/2012 18:30 - 21:30 Fixed Income and Debts Series Essentials of Loan Syndications
English 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
07/02/2012 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Disclosure of Interests
English 3
  • 3
  • Non-Core
3

1. HK$450
2. HK$600

Enroll
07/02/2012 18:30 - 21:30 Regulatory and Compliance Series Handling Investigations by SFC
English 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

 

Enroll
08/02/2012 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS)
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

Enroll
08/02/2012 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

Enroll
10/02/2012 09:30 - 12:30 Investment-Linked-CPD-01 to 08 Series IL-CPD-03: Investment Considerations II
English 3
  • 3
  • Non-Core
3

1. HK$405
2. HK$525

Enroll
10/02/2012 14:00 - 17:00 Investment-Linked-CPD-01 to 08 Series IL-CPD-04: Investment Assets
English 3
  • 3
  • Non-Core
3

1. HK$405
2. HK$525

Enroll
10/02/2012 18:30 - 21:30 Funds Management Series Logical Trader
English 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
10/02/2012 18:30 - 21:30 Regulatory and Compliance Series Account Opening Documentation and Procedures
Cantonese 3
  • 3
  • Non-Core
-

1. HK$390
2. HK$480

 

Enroll
13/02/2012 09:00 - 13:00 Executive Seminar/ Workshop To Explore the Wealth Management Business Strategies in Greater China
English 4
  • 4
  • Non-Core
-

1. HK$1,200
2. HK$1,600

Enroll
13/02/2012 18:30 - 21:30 Risk Management Series Fraud Risk Management
Cantonese 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
13/02/2012 19:00 - 21:30 Mainland China Series What to expect going north in the financial services industry
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$375
2. HK$500

Enroll
14/02/2012 09:30 - 11:30 Investment-Linked-CPD-01 to 08 Series IL-CPD-05: Equities Market
Cantonese 2
  • 2
  • Non-Core
2

1. HK$270
2. HK$350

Enroll
14/02/2012 14:00 - 17:00 Investment-Linked-CPD-01 to 08 Series IL-CPD-06: Fundamental and Technical Analysis
Cantonese 3
  • 3
  • Non-Core
3

1. HK$405
2. HK$525

Enroll
15/02/2012 18:30 - 21:30 Equity Series Fundamentals of Investment Banking
English 3
  • 3
  • Non-Core
-

1. HK$390
2. HK$480

Enroll
15/02/2012 19:00 - 21:00 Derivatives Series Derivatives Investment Products
Cantonese 2
  • 2
  • Non-Core
2

1. HK$260
2. HK$320

Enroll
16/02/2012 17:30 - 19:00 Joint Programme with HKEx HKATS Training Course Series – CLICK Workstation Training Course
Cantonese - - -

1*. HK$175
2.   HK$220

Enroll
16/02/2012 18:30 - 21:30 & 23/02/2012 18:30 - 21:30 Equity Series Technical Analysis (I ) – Charting Analysis
Cantonese 6
  • 6
  • Non-Core
-

1. HK$780
2. HK$960

Enroll
17/02/2012 09:30 - 11:30 Investment-Linked-CPD-01 to 08 Series IL-CPD-07: Sales Practice
Cantonese 2
  • 2
  • Non-Core
2

1. HK$270
2. HK$350

Enroll
17/02/2012 14:00 - 16:00 Investment-Linked-CPD-01 to 08 Series IL-CPD-08: Other updates
Cantonese 2
  • 2
  • Non-Core
2

1. HK$270
2. HK$350

Enroll
17/02/2012 17:30 - 19:30 Joint Programme with HKEx HKATS Training Course Series – Rules and Trading Procedures
Cantonese - - -

1*. HK$230
2.   HK$290

Enroll
17/02/2012 18:30 - 21:30 Equity Series Understanding Securitization - structures, applications and products
Cantonese 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
17/02/2012 18:30 - 21:30 & 24/02/2012 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Financial Resources Rules
Cantonese 6
  • 6
  • Non-Core
-

1. HK$900
2. HK$1,200

 

Enroll
20/02/2012 19:00 - 21:00 Regulatory and Compliance Series Review of MPF and its Operations through cases
Participants are reminded that core CPD hours will not be recognized by MPFA by attending the same course in previous year
Cantonese 2
  • 2
  • Core
2

1.HK$260
2.HK$320

Enroll
21/02/2012 18:30 - 21:30 & 24/02/2012 18:30 - 21:30 Funds Management Series Understanding Hedge Funds
Cantonese 6
  • 6
  • Non-Core
-

1. HK$900
2. HK$1,200

Enroll
21/02/2012 19:00 - 21:30 Funds Management Series Mutual Funds Selections and Assessment
English 2.5
  • 2.5
  • Non-Core
2.5

1. HK$375
2. HK$500

 

 

Enroll
22/02/2012 18:30 - 21:30 Funds Management Series Understanding Funds Investment and Alternatives Investment
Cantonese 3
  • 3
  • Non-Core
3

1. HK$390
2. Hk$480

Enroll
23/02/2012 18:30 - 21:30 Derivatives Series Other Practical Aspects of Equity Derivatives & Derivatives
English 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
24/02/2012 17:00 - 20:30 Joint Programme with HKEx AMS Terminal Training Course
Cantonese - - -

1*. HK$420
2.  HK$525

Enroll
27/02/2012 19:00 - 21:00 & 28/02/2012 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$820
2. HK$970

Enroll
27/02/2012 19:00 - 21:30 & 29/02/2012 19:00 - 21:30 Equity Series The Investment Strategies of Positive Thinking and Behavior
Cantonese 5
  • 5
  • Non-Core
-

1. HK$650
2. HK$800

Enroll
28/02/2012 18:30 - 21:30 Equity Series How do the minds of investors function?
Cantonese 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
28/02/2012 18:30 - 21:30 Regulatory and Compliance Series Internal Control Processes and Related Compliance Issues for Securities Firms
Cantonese 3
  • 3
  • Non-Core
-

1. HK$450
2. HK$600

Enroll
29/02/2012 18:30 - 21:30 Regulatory and Compliance Series Overview of Hong Kong Tax Regime
Cantonese 3
  • 3
  • Non-Core
-

1. HK$390
2. HK$480

 

Enroll
29/02/2012 19:00 - 21:00 Regulatory and Compliance Series ECA Training for MPF Intermediaries
English 2
  • 2
  • Core
2

1. HK$260
2. HK$320

 

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programs.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

02-2012 ~ 05-2012

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830  Enroll

02-2012 ~ 05-2012

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,280 $6,330  Enroll

02-2012 ~ 05-2012

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,280 $6,330  Enroll

03-2012 ~ 05-2012

Intake

RA 9 Asset Management

Cantonese

15 $1,720 $2,040  Enroll

03-2012 ~ 06-2012

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $2,680 $3,190  Enroll

02-2012

Intake

「金銀市場初級證書」課程 /「金銀市場高級證書」課程

(Chinese version only)

Cantonese

20 $3,750 $4,690  Enroll
Note: 1 HKSI Member or staff of HKSI corporate member
  1* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
  2 HKSI Student Members or Non-member
  3 The Securities Professionals Association / Hong Kong Securities Association / Hong Kong Institute of Securities Dealers Ltd / SFC Licensee.
  3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
  4 All fees shown are in HK$ unless otherwise indicated.