Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/06/2015 18:30 - 21:30 Wealth Management Series Topic 14 – Customer Relationship Management
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

01/06/2015 18:30 - 21:00 & 02/06/2015 18:30 - 21:00 Regulatory and Compliance Series Duties and Liabilities of Responsible Officers
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,750
2. HK$2,500

02/06/2015 18:30 - 20:30 & 04/06/2015 18:30 - 20:30 Wealth Management Series Topic 5 – Derivatives
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

02/06/2015 18:30 - 21:00 & 04/06/2015 18:30 - 21:00 Equity Series Financial Statements Analysis
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

03/06/2015 18:30 - 21:30 Regulatory and Compliance Series Account Opening Documentation and Procedures
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

03/06/2015 18:30 - 21:00 & 04/06/2015 18:30 - 21:00 Derivatives Series Managing Risks with Financial Derivatives
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

09/06/2015 18:30 - 20:30 & 11/06/2015 18:30 - 20:30 Wealth Management Series Topic 6 – Structured Products
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

09/06/2015 18:30 - 21:30 Funds Management Series Understanding Funds Investment and Alternatives Investment
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

15/06/2015 18:30 - 21:00 & 16/06/2015 18:30 - 21:00 Regulatory and Compliance Series SFC Refresher Course - IPO Sponsors in Hong Kong
English 5
  • 5
  • Non-Core
-

1. HK$1,250 
2. HK$1,800

15/06/2015 18:30 - 20:30 Wealth Management Series Topic 4 - Foreign Exchange
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

16/06/2015 18:30 - 21:30 & 17/06/2015 18:30 - 21:30 Funds Management Series Preparation for the establishment of RMB fund and China REITs
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

17/06/2015 18:30 - 21:00 & 18/06/2015 18:30 - 21:00 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI Accreditation Pending
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

19/06/2015 18:30 - 21:30 Risk Management Series Overview of Risk Management
3 CPE hours recognized by GARP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

19/06/2015 18:30 - 21:30 Equity Series Modelling Investment Excellence with NLP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

19/06/2015 18:30 - 20:30 Wealth Management Series Topic 9 – Lending and Leverage
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

22/06/2015 18:30 - 21:30 Regulatory and Compliance Series The Code, Practice & Impact of Corporate Governance
3 CPE hours recognized by GARP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

22/06/2015 18:30 - 20:30 Wealth Management Series Topic 8 – Unit Trusts and Investment Funds
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

22/06/2015 18:30 - 21:00 Regulatory and Compliance Series Market Manipulation & Related Disciplinary Issues
2.5 CPE hours recognized by GARP
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

07-2015

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price for (HKSI Institute Individual Member, Student Member or staff of HKSI corporate member)
  1* Member Price for (HKSI Institute Individual Member, Student Member, staff of HKSI corporate member or Exchange Participants of HKEx)
  2 Standard Price (for Public)



  3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
  4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.