Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
06/10/2014 18:30 - 21:30 Regulatory and Compliance Series Sales Compliance for Insurance Products
Cantonese 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080

06/10/2014 19:00 - 21:30 & 09/10/2014 19:00 - 21:30 Funds Management Series Funds Portfolio: Funds Types & Their Features
English 5
  • 5
  • Non-Core
5

1. HK$1,250
2. HK$1,800

07/10/2014 17:00 - 20:30 Joint Programme with HKEx AMS Terminal Training Course
Cantonese - - -

1. HK$420
2. HK$525

07/10/2014 18:30 - 20:30 Regulatory and Compliance Series Update for MPF Intermediaries (Chinese version only)
Cantonese 2
  • 2
  • Core
-

1. HK$400
2. HK$620

08/10/2014 18:30 - 21:30 Funds Management Series Logical Trader
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

08/10/2014 18:30 - 21:30 Regulatory and Compliance Series An Introduction and Case Studies of Corporate Governance
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

09/10/2014 18:30 - 21:30 & 20/10/2014 12:45 - 13:45 Derivatives Series Understanding Structured Products (A joint programme with Bloomberg)
Cantonese 4
  • 4
  • Non-Core
3

1. HK$1,000
2. HK$1,440

09/10/2014 19:00 - 21:30 Regulatory and Compliance Series Insider Dealing
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

10/10/2014 18:30 - 21:00 Regulatory and Compliance Series SFO Series – Client Money Rules
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

10/10/2014 19:00 - 21:30 & 17/10/2014 19:00 - 21:30 Regulatory and Compliance Series Regulation of Securities Trading
5 CPE hours recognized by GARP
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

13/10/2014 18:30 - 21:30 & 20/10/2014 18:30 - 21:30 Equity Series Technical Analysis (II) – Statistical Analysis
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

13/10/2014 19:00 - 21:00 Regulatory and Compliance Series Enhanced Regulation of MPF Intermediaries and Conduct Requirements of MPF Intermediaries
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 2
  • 2
  • Core
-

1. HK$400
2. HK$620

13/10/2014 19:00 - 21:00 & 14/10/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

14/10/2014 19:00 - 21:00 & 16/10/2014 18:30 - 21:30 & 21/10/2014 19:00 - 21:00 Regulatory and Compliance Series Overview of the New Sponsor Regulatory Regime and Practice (For Principals)
English 7
  • 7
  • Non-Core
-

1. HK$1,750
2. HK$2,520

15/10/2014 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Requirements for Back Office Operations
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

15/10/2014 18:30 - 21:30 Equity Series Analyzing Property Stocks
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

16/10/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Hong Kong Listing Regime
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

16/10/2014 18:30 - 21:30 Equity Series Portfolio Performance Evaluation
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 3
  • 3
  • Non-Core
-

1.HK$600
2.HK$930

17/10/2014 18:30 - 21:30 & 24/10/2014 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Financial Resources Rules
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

22/10/2014 19:00 - 21:00 Wealth Management Series Topic 4 - Foreign Exchange
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

24/10/2014 18:30 - 21:30 Risk Management Series How to Identify Financial Statement Fraud?
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

27/10/2014 19:00 - 21:00 & 03/11/2014 19:00 - 21:00 Wealth Management Series Topic 5 – Derivatives
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
28/10/2014 18:30 - 21:30 Regulatory and Compliance Series Guidelines on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT)
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
28/10/2014 19:00 - 21:30 & 31/10/2014 19:00 - 21:30 Equity Series Financial Statements Analysis
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
28/10/2014 19:00 - 21:30 & 30/10/2014 19:00 - 21:30 Fixed Income and Debts Series Interest Rate Market Fundamentals
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
28/10/2014 19:00 - 21:30 & 30/10/2014 19:00 - 21:30 Regulatory and Compliance Series Duties and Liabilities of Responsible Officers
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,750
2. HK$2,500

Enroll
29/10/2014 19:00 - 21:00 Regulatory and Compliance Series Code on Disclosure for MPF Investment Funds and Performance Presentation Standard
Cantonese 2
  • 2
  • Core
2

1. HK$400
2. HK$620

Enroll
31/10/2014 09:30 - 12:30 & 31/10/2014 13:30 - 16:30 Equity Series Understanding Financial Shenanigans Series II – Understanding Financial Gimmicks
English 6
  • 6
  • Non-Core
-

1. HK$2,100
2. HK$3,000

Enroll
31/10/2014 19:00 - 21:30 & 06/11/2014 19:00 - 21:30 Fixed Income and Debts Series Commercial Lending and Credit Analysis
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830

Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280

Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280

Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470

Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880

Enroll

12-2014

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.