Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
03/11/2014 18:30 - 21:30 Derivatives Series Understanding Stock Option
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
03/11/2014 18:30 - 21:30 Equity Series Professional Real Estate Investment Strategy
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
27/10/2014 19:00 - 21:00 & 03/11/2014 19:00 - 21:00 Wealth Management Series Topic 5 – Derivatives
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
04/11/2014 18:30 - 21:30 Equity Series What to Read in a Company Research Report?
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
04/11/2014 18:30 - 21:00 & 05/11/2014 18:30 - 21:00 Derivatives Series Strategies for Intra-day Trading (Derivatives Contract)
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
04/11/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Hong Kong Tax Regime
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
04/11/2014 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Disclosure of Interests
English 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080

Enroll
05/11/2014 18:30 - 21:30 Equity Series Public Private Partnership Finance
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
05/11/2014 18:30 - 20:30 Regulatory and Compliance Series Update for MPF Intermediaries (Chinese version only)
Cantonese 2
  • 2
  • Core
-

1. HK$400
2. HK$620

Enroll
06/11/2014 18:30 - 21:30 Derivatives Series Understanding Equity-Linked Notes
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
06/11/2014 19:00 - 21:00 & 07/11/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
31/10/2014 19:00 - 21:30 & 06/11/2014 19:00 - 21:30 Fixed Income and Debts Series Commercial Lending and Credit Analysis
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
07/11/2014 18:45 - 21:45 & 14/11/2014 18:45 - 21:45 Regulatory and Compliance Series SFO Series - Financial Resources Rules
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
07/11/2014 19:00 - 21:30 & 11/11/2014 19:00 - 21:30 Risk Management Series Understanding the Structure and Risks of Credit Derivatives
5 CPE hours recognized by GARP
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,750
2. HK$2,500

Enroll
10/11/2014 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$1,610/
HK$2,030

Enroll
10/11/2014 17:15 - 19:15 Joint Programme with HKEx DCASS Course 1- Understanding of Derivatives Clearing
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$805/
HK$1015

Enroll
10/11/2014 18:30 - 21:30 & 17/11/2014 18:30 - 21:30 Equity Series Technical Analysis (III)-Trading in Gannlogy & Fibonacci Ratios
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
10/11/2014 18:30 - 21:30 & 13/11/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of the New Sponsor Regulatory Regime and Practice (For Representatives)
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
10/11/2014 19:00 - 21:30 Regulatory and Compliance Series Know Your Client and Prevention of Money Laundering
English 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
11/11/2014 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
11/11/2014 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
11/11/2014 18:45 - 21:45 Regulatory and Compliance Series Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
11/11/2014 19:00 - 21:30 & 14/11/2014 19:00 - 21:30 Equity Series Trade Finance
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
11/11/2014 19:00 - 21:30 & 13/11/2014 19:00 - 21:30 Fixed Income and Debts Series Bond Market Fundamentals
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
12/11/2014 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
12/11/2014 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
12/11/2014 18:30 - 21:30 Risk Management Series Corporate Failure – Lessons Learned
3 CPE hours recognized by GARP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
12/11/2014 18:30 - 21:30 Regulatory and Compliance Series Listing on the Exchange
Putonghua 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
13/11/2014 18:30 - 21:30 Risk Management Series Risk Management Framework for China Banking
3 CPE hours recognized by GARP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
14/11/2014 09:30 - 12:30 Joint Programme with HKEx DCASS Course 2 - DCASS Terminal Training
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.  HK$480
3*. HK$805/
HK$1,015

Enroll
14/11/2014 14:30 - 16:30 Joint Programme with HKEx DCASS Course 3 - CCMS Training
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$805/
HK$1,015

Enroll
14/11/2014 19:00 - 21:00 & 17/11/2014 19:00 - 21:00 Wealth Management Series Topic 6 – Structured Products
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
17/11/2014 19:00 - 21:30 & 20/11/2014 19:00 - 21:30 Regulatory and Compliance Series Compliance Functions for Financial Institutions
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
17/11/2014 19:00 - 21:30 & 21/11/2014 19:00 - 21:30 Derivatives Series Managing Risks with Financial Derivatives
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
18/11/2014 19:00 - 21:30 & 20/11/2014 19:00 - 21:30 Fixed Income and Debts Series Understanding RMB Bonds
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
18/11/2014 19:00 - 21:00 Wealth Management Series Topic 2 – Fixed Income Investments
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
19/11/2014 18:30 - 21:30 Equity Series Modeling Investment Excellence with NLP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
19/11/2014 19:00 - 21:30 & 21/11/2014 19:00 - 21:30 Equity Series Corporate Finance - Ratio Analysis as Effective Investment and Management Tools
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
21/11/2014 18:30 - 21:30 Fixed Income and Debts Series Liquidity and Treasury Management (Part I)
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
24/11/2014 19:00 - 21:00 & 01/12/2014 19:00 - 21:00 Wealth Management Series Topic 7 – Alternative Investments
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
24/11/2014 19:00 - 21:30 & 25/11/2014 19:00 - 21:30 Equity Series The Investment Strategies of Positive Thinking and Behavior
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
24/11/2014 19:00 - 21:00 Wealth Management Series Investment Linked Insurance Products
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 2
  • 2
  • Non-Core
2

1. HK$500
2. HK$720

Enroll
25/11/2014 18:30 - 21:30 & 26/11/2014 18:30 - 21:30 Funds Management Series Preparation for the establishment of RMB fund and China REITs
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
25/11/2014 18:30 - 21:30 Regulatory and Compliance Series Regulatory Requirements for Financial Planners
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
3

1. HK$600
2. HK$930

Enroll
25/11/2014 19:00 - 21:00 & 27/11/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
26/11/2014 18:30 - 21:30 & 27/11/2014 18:30 - 21:30 Derivatives Series Overview of Resources Industry
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500  
2. HK$2,160

Enroll
26/11/2014 18:30 - 21:30 Risk Management Series Effective Corporate Governance for Business Success
3 CPE hours recognized by GARP
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
26/11/2014 19:00 - 21:30 & 27/11/2014 19:00 - 21:30 Funds Management Series Fund Investment Fundamentals – Investment Linked and MPF Funds
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 1
  • Core
  • 4
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
27/11/2014 18:30 - 21:30 Equity Series The Behavioral Finance Approach to Asset Allocation
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
28/11/2014 18:30 - 21:30 Wealth Management Series Universal Life Insurance for Private Banking and Wealth Management
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
28/11/2014 19:00 - 21:00 Wealth Management Series Topic 9 – Lending and Leverage
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830

Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280

Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280

Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470

Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880

Enroll

12-2014

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.