Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/04/2015 18:30 - 21:30 Regulatory and Compliance Series Due Diligence in an Equity Offering Process
Cantonese 3
  • 3
  • Non-Core
-

1. HK$1,050
2. HK$1,500

Enroll
01/04/2015 19:00 - 21:00 Wealth Management Series Topic 2 – Fixed Income Investments
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
13/04/2015 18:30 - 20:30 & 14/04/2015 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
13/04/2015 19:00 - 21:00 & 20/04/2015 19:00 - 21:00 Wealth Management Series Topic 7 – Alternative Investments
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
15/04/2015 18:30 - 21:00 & 16/04/2015 18:30 - 21:00 Funds Management Series Fund Investment Fundamentals – Investment Linked and MPF Funds
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 1
  • Core
  • 4
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
15/04/2015 19:00 - 21:00 Wealth Management Series Topic 3 – Equity Securities
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
22/04/2015 18:30 - 21:00 & 24/04/2015 18:30 - 21:00 Fixed Income and Debts Series Bond Market Fundamentals
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
22/04/2015 18:30 - 21:30 Regulatory and Compliance Series Regulatory Requirements for Financial Planners
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
23/04/2015 18:30 - 21:00 & 28/04/2015 18:30 - 21:00 Regulatory and Compliance Series Investment Sales Compliance
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
24/04/2015 18:30 - 21:00 Regulatory and Compliance Series SFO Series – Client Money Rules
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
27/04/2015 18:30 - 20:30 & 30/04/2015 18:30 - 20:30 Wealth Management Series Topic 11 – Portfolio Management-Theories and Practices
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

03-2015

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.