Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
03/03/2017 18:30 - 21:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 12 – Behavioural Finance (TQPWM17001201)
* Package enrolment is not applicable to online booking
English 3 - -

1. HK$600 / *HK$3,420
2. HK$930 / *HK$4,050

03/03/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Know Your Client and Prevention of Money Laundering (TPRCR17001602)
English 2.5 - -

1. HK$625
2. HK$900

08/03/2017 18:30 - 20:30 Regulatory and Compliance; Risk Management Default Investment Strategy (DIS) Training for MPF Intermediaries (TPRMC17000102)
English 2
  • 2
  • Core
-

1. HK$500
2. HK$720

08/03/2017 18:30 - 21:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 13 - Mainland China and Asia-Pacific Financial and PWM Markets (TQPWM17001301)
* Package enrolment is not applicable to online booking
English 3 - -

1. HK$600 / *HK$3,420
2. HK$930 / *HK$4,050

09/03/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management A High Level Review of the Regulatory Trends in the Securities Industry (TPRCR17004101)
Cantonese 2.5 - -

1. HK$875
2. HK$1,250

13/03/2017 18:30 - 21:00 & 16/03/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR17000602)
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5 - 5

1. HK$1,000
2. HK$1,550

13/03/2017 18:30 - 20:30 & 14/03/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 5 – Derivatives (TQPWM17000501)
* Package enrolment is not applicable to online booking
English 4 - -

1. HK$800 / *HK$4,180
2. HK$1,240 / *HK$4,950

14/03/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Insider Dealing (TPRCR17001401)
Cantonese 2.5 - -

1. HK$625
2. HK$900

15/03/2017 12:30 - 13:30 Regulatory and Compliance; Risk Management COMPLIANCE SERIES: Gary TIU - From Shrinkwrap to FinApp: Dissecting the bundling in FinTech
English - - -
15/03/2017 18:30 - 21:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 10 – Wealth Planning (TQPWM17001001)
* Package enrolment is not applicable to online booking
English 3 - -

1. HK$600 / *HK$3,420
2. HK$930 / *HK$4,050

16/03/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management Due Diligence in an Equity Offering Process (TPRCR17001101)
Cantonese 3 - -

1. HK$750
2. HK$1,080

16/03/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 9 – Lending and Leverage (TQPWM17000901)
* Package enrolment is not applicable to online booking
English 2 - -

1. HK$400 / *HK$4,180
2. HK$620 / *HK$4,950

20/03/2017 18:30 - 21:00 & 23/03/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Duties and Liabilities of Responsible Officers (TPRCR17002801)
Cantonese 5 - -

1. HK$1,750
2. HK$2,500

20/03/2017 18:30 - 20:30 & 23/03/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 6 – Structured Products (TQPWM17000601)
* Package enrolment is not applicable to online booking
English 4 - -

1. HK$800 / *HK$4,180
2. HK$1,240 / *HK$4,950

20/03/2017 18:30 - 21:00 & 27/03/2017 18:30 - 21:00 Specific Industry sectors & Products Managing Risks with Financial Derivatives (TPPRM17000201)
English 5 - -

1. HK$1,250
2. HK$1,800

21/03/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 8 – Unit Trusts and Investment Funds (TQPWM17000801)
* Package enrolment is not applicable to online booking
English 2 - -

1. HK$400
2. HK$620

21/03/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management Lessons learned on recent SFC enforcement cases (TPRCR17003402)
English 3 - -

1. HK$1,050
2. HK$1,500

27/03/2017 18:30 - 21:00 & 29/03/2017 18:30 - 21:00 Specific Industry sectors & Products Understanding RMB Internationalization and the Offshore RMB Market (TPPFR17001701)
Cantonese 5 - -

1. HK$1,000
2. HK$1,550

Enroll
27/03/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 3 – Equity Securities (TQPWM17000301)
* Package enrolment is not applicable to online booking
English 2 - -

1. HK$400 / *HK$4,180
2. HK$620 / *HK$4,950

28/03/2017 18:30 - 20:30 Regulatory and Compliance; Risk Management Default Investment Strategy (DIS) Training for MPF Intermediaries (TPRMC17000101)
Cantonese 2
  • 2
  • Core
-

1. HK$500
2. HK$720

28/03/2017 18:30 - 21:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 14 – Customer Relationship Management (TQPWM17001401)
* Package enrolment is not applicable to online booking
English 3 - -

1. HK$600 / *HK$3,420
2. HK$930 / *HK$4,050

29/03/2017 12:30 - 14:30 Wealth Management Series Suitability Obligations – Frequently Asked Questions (TPPWM17001801)
Light Lunch will be provided
Cantonese 2 - -

1. HK$1,200
2. HK$1,500

Enroll
29/03/2017 18:30 - 21:30 Joint Programme with CGSE 「金銀市場初級及高級證書」備試課程一: 香港金融市場和黃金市場的組成 (TQPPC17000501)
Cantonese 3 - -

1. HK$600
2. HK$930

Enroll
29/03/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 1 – Overview of PWM Industry, Products and Services (TQPWM17000101)
* Package enrolment is not applicable to online booking
English 2 - -

1. HK$400 / *HK$3,420
2. HK$620 / *HK$4,050

Enroll

CPWP Module 1 Refresher Programme

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

Apr-Jun

CPWP Module 1 Refresher Programme for Paper 1 Examination (T2-T9)

English

22 1. $4,180
2. $4,950

Enroll

Apr-Jun

CPWP Module 1 Refresher Programme for Paper 2 Examination (T1, T10-T14)

English

18 1. $3,420
2. $4,050

Enroll

CGSE Preparatory Courses

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

29 Mar, 7 & 10 Apr-2017

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程

Cantonese

9 1. $1,800
2. $2,790

Enroll

Joint Programmes

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

2, 5 & 9 May-2017

CCASS Training Course Series - Course 1 - Course 5

Package enrolment is not applicable to online booking

Cantonese

14 1. $2,030
2. $3,150

Enroll

2 & 11 May-2017

DCASS Training Course Series - Course 1 - Course 3

Package enrolment is not applicable to online booking

Cantonese

6 1. $870
2. $1,380

Enroll

Participants may enroll individual modules for the above courses.

Note: 1

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)

1*

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)or Exchange Participants of HKEx

2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.