Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
30/06/2014 19:00 - 21:00 & 02/07/2014 18:30 - 21:30 & 07/07/2014 19:00 - 21:00 Regulatory and Compliance Series Overview of the New Sponsor Regulatory Regime and Practice (For Principals)
English 7
  • 7
  • Non-Core
-

1. HK$1,428
2. HK$1,778
3 .HK$1,610

07/07/2014 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Disclosure of Interests
Cantonese 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080
3. HK$972

07/07/2014 19:00 - 21:30 & 14/07/2014 19:00 - 21:30 Derivatives Series Managing Risks with Financial Derivatives
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800
3. HK$1,620

 

08/07/2014 18:30 - 21:30 & 10/07/2014 18:30 - 21:30 Equity Series Merger & Acquisition
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160
3. HK$1,944

08/07/2014 19:00 - 21:30 & 10/07/2014 19:00 - 21:30 Fixed Income and Debts Series Bond Market Fundamentals
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550
3. HK$1,395

09/07/2014 19:00 - 21:30 & 11/07/2014 19:00 - 21:30 Regulatory and Compliance Series Compliance Functions for Financial Institutions
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800
3. HK$1,620

09/07/2014 19:00 - 21:00 & 11/07/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550
3. HK$1,395

14/07/2014 18:30 - 21:30 Financial Planning Series Universal Life Insurance for Private Banking and Wealth Management
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080
3. HK$972

14/07/2014 18:30 - 21:30 & 16/07/2014 18:30 - 21:30 Equity Series Strategic Investment in China Shopping Malls
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160
3. HK$1,944

15/07/2014 17:00 - 19:00 Fixed Income and Debts Series Overview of Treasury Products
Cantonese 2
  • 2
  • Non-Core
-

1. HK$500
2. HK$720
3. HK$648

15/07/2014 18:30 - 21:30 & 21/07/2014 18:30 - 21:30 Funds Management Series Preparation for the establishment of RMB fund and China REITs
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160
3. HK$1,944

15/07/2014 19:00 - 21:30 Regulatory and Compliance Series Know Your Client and Prevention of Money Laundering
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900
3. HK$810

16/07/2014 18:30 - 21:30 Equity Series Professional Real Estate Investment Strategy
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080
3. HK$972

17/07/2014 18:30 - 21:30 Regulatory and Compliance Series Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930
3. HK$837

17/07/2014 18:30 - 21:30 Fixed Income and Debts Series Liquidity and Treasury Management (Part 1)
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930
3. HK$837

21/07/2014 18:30 - 21:30 Regulatory and Compliance Series Due Diligence in an Equity Offering Process
Putonghua 3
  • 3
  • Non-Core
-

1. HK$1,050
2. HK$1,500
3. HK$1,350

22/07/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Hong Kong Public Merger and Acquisition Regime
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080
3. HK$972

22/07/2014 18:30 - 21:30 Regulatory and Compliance Series Sales Compliance of Insurance and Investment Products-Overview and Updates
Cantonese 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080
3. HK$972

23/07/2014 18:30 - 21:30 Derivatives Series Understanding Stock Option
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930
3. HK$837

23/07/2014 18:30 - 21:30 Equity Series What to Read in a Company Research Report?
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930
3. HK$837

24/07/2014 18:30 - 21:30 Equity Series How do the minds of investors function?
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$930
3. HK$837

24/07/2014 19:00 - 21:00 & 25/07/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550
3. HK$1,395

24/07/2014 19:00 - 21:00 Financial Planning Series Investment Linked Insurance Products
Cantonese 2
  • 2
  • Non-Core
2

1. HK$500
2. HK$720
3. HK$648

 

25/07/2014 19:00 - 21:30 & 28/07/2014 19:00 - 21:30 Equity Series Corporate Finance - Strategic Working Capital Management
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800
3. HK$1,620

28/07/2014 19:00 - 21:00 Regulatory and Compliance Series ECA Training for MPF Intermediaries
Cantonese 2
  • 2
  • Core
-

1. HK$400
2. HK$620
3. HK$558

29/07/2014 18:30 - 21:30 & 31/07/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of the New Sponsor Regulatory Regime and Practice (For Representatives)
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160
3. HK$1,944

Enroll
31/07/2014 19:00 - 21:30 Funds Management Series Mutual Funds Selections and Assessment
English 2.5
  • 2.5
  • Non-Core
2.5

1. HK$625
2. HK$900
3. HK$810

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830 Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280 Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280 Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470 Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880 Enroll

08-2014

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400 Enroll
Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)
3 Early Bird Price (Register one month before the course commencement date & not applicable to online registration)
3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.