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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/12/2016 18:30 - 21:30 & 05/12/2016 18:30 - 21:30 & 06/12/2016 18:30 - 21:30 & 12/12/2016 18:30 - 21:30 & 15/12/2016 18:30 - 21:30 & 05/01/2017 18:30 - 21:30 & 09/01/2017 18:30 - 21:30 & 12/01/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management Back Office Fundamentals for Wealth & Asset Management Programme- Module 5: Compliance, Risk Management and Controls (TQRCR16003901)
Cantonese 24 - -

1. HK$6,000
2. HK$7,440

16/01/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management Account Opening Documentation and Procedures (TPRCR17000101)
Cantonese 3 - -

1. HK$600
2. HK$930

16/01/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Know Your Client and Prevention of Money Laundering (TPRCR17001601)
Cantonese 2.5 - -

1. HK$625
2. HK$900

20/01/2017 18:30 - 21:00 & 23/01/2017 18:30 - 21:00 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR17003201)
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5 - 5

1. HK$1,000
2. HK$1,550

Enroll
20/01/2017 18:30 - 21:30 & 23/01/2017 18:30 - 21:30 Specific Industry sectors & Products Understanding Asset Allocation (TPPFR17003101)
Cantonese 6 - -

1. HK$1,500
2. HK$2,160

Enroll
Note: 1

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)

1*

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)or Exchange Participants of HKEx

2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.