Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/12/2014 18:30 - 21:30 Fixed Income and Debts Series Fundamentals of Credit Rating
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

24/11/2014 19:00 - 21:00 & 01/12/2014 19:00 - 21:00 Wealth Management Series Topic 7 – Alternative Investments
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

02/12/2014 18:30 - 21:30 & 09/12/2014 18:30 - 21:30 Equity Series Real Estate Valuation in China (from investors' point of view)
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,200  
2. HK$1,860

02/12/2014 18:30 - 21:30 Regulatory and Compliance Series How to Design & Implement an Effective AML/CTF Programme
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

02/12/2014 19:00 - 21:30 & 04/12/2014 19:00 - 21:30 Regulatory and Compliance Series Case Study Approach to SFC Regulatory Framework
5 CPE hours recognized by GARP
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

02/12/2014 19:00 - 21:30 & 04/12/2014 19:00 - 21:30 Fixed Income and Debts Series Understanding RMB Internationalization and the Offshore RMB Market
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

03/12/2014 18:30 - 21:30 Fixed Income and Debts Series Liquidity and Treasury Management (Part II)
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

03/12/2014 19:00 - 21:30 Wealth Management Series Market Practices and Protecting the Clients
Cantonese 2.5
  • 2.5
  • Non-Core
2.5

1. HK$625
2. HK$900

05/12/2014 18:30 - 21:30 Regulatory and Compliance Series The Code, Practice & Impact of Corporate Governance
3 CPE hours recognized by GARP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

05/12/2014 19:00 - 21:30 & 09/12/2014 19:00 - 21:30 Equity Series Value Investing Explained
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

08/12/2014 18:30 - 21:30 Funds Management Series The Good and Bad of Hedge Funds
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

08/12/2014 19:00 - 21:00 Wealth Management Series Topic 8 – Unit Trusts and Investment Funds
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

10/12/2014 18:30 - 21:30 & 11/12/2014 18:30 - 21:30 Equity Series Strategic Investment in China Shopping Malls
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

10/12/2014 18:30 - 21:30 Derivatives Series Derivatives Strategy: The use of Interest Rate Swap and Currency Swap and Futures Development
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

10/12/2014 18:30 - 21:30 & 12/12/2014 19:00 - 21:00 Regulatory and Compliance Series Insider Dealing & An Overview of the Securities and Futures Ordinance
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

11/12/2014 18:45 - 21:45 Risk Management Series Liquidity Risk Management
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

11/12/2014 19:00 - 21:30 Funds Management Series Mutual Funds Selections and Assessment
Cantonese 2.5
  • 2.5
  • Non-Core
2.5

1. HK$625
2. HK$900

11/12/2014 19:00 - 21:30 & 19/12/2014 19:00 - 21:30 Risk Management Series Corporate Insolvency and Restructuring
5 CPE hours recognized by GARP
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

12/12/2014 09:30 - 12:30 & 12/12/2014 13:30 - 16:30 Equity Series Investment Banking for Non-Investment Banker
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

12/12/2014 18:30 - 21:00 & 15/12/2014 18:30 - 21:00 Regulatory and Compliance Series SFC Refresher Course - IPO Sponsors in Hong Kong
English 5
  • 5
  • Non-Core
-

1. HK$1,250 
2. HK$1,800

12/12/2014 18:30 - 21:30 & 16/12/2014 18:30 - 21:30 Funds Management Series Understanding Hedge Funds
Venue: 12/12/2014 - Preston Training Centre, Rooms 408-9, Fortress Tower, 250 King's Road, North Point, Hong Kong (Exit B, Fortress Hill MTR Station); 16/12/2014 - Room 2405, 24th Floor, Wing On Centr
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$1,800

15/12/2014 18:30 - 21:30 Regulatory and Compliance Series Sales Compliance of Insurance and Investment Products-Overview and Updates
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
English 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080

15/12/2014 19:00 - 21:00 & 16/12/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

15/12/2014 19:00 - 21:00 Wealth Management Series Topic 3 – Equity Securities
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

16/12/2014 18:30 - 21:30 Regulatory and Compliance Series Regulatory Insight – Power of Investigation and Prosecution of the SFC
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

16/12/2014 18:30 - 21:30 Equity Series Fundamentals of Private Equity
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

17/12/2014 18:30 - 21:30 Funds Management Series Alternative Asset Classes, Hedge Funds to Impact Investing---Money Making to Money Giving?
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

17/12/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Hong Kong Private Merger and Acquisition Regime
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

17/12/2014 19:00 - 21:30 & 19/12/2014 19:00 - 21:30 Equity Series Corporate Finance - Strategic Working Capital Management
English 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

18/12/2014 18:30 - 21:30 Regulatory and Compliance Series Investigation and Disciplinary Matters in relation to the SFC
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

18/12/2014 18:30 - 21:30 Wealth Management Series Behavioral Finance for Private Wealth Managers
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

18/12/2014 19:00 - 21:30 Regulatory and Compliance Series Legal Issues Concerning Practices of Financial Planning
Cantonese 2.5
  • 2.5
  • Non-Core
2.5

1. HK$625
2. HK$900

19/12/2014 18:30 - 21:30 Regulatory and Compliance Series Due Diligence in an Equity Offering Process
Venue: Preston Training Center, Room 408-09, Fortress Tower, 250 King's Road, North Point, Hong Kong
Putonghua 3
  • 3
  • Non-Core
-

1. HK$1,050
2. HK$1,500

19/12/2014 19:00 - 21:30 Regulatory and Compliance Series Regulatory Updates Related to the Selling of Treasury Products for Relationship Managers
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830

Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280

Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280

Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470

Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880

Enroll

12-2014

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.