Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
03/08/2015 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$1,610/
HK$2,030

Enroll
03/08/2015 14:00 - 16:00 Joint Programme with HKEx DCASS Course 1- Understanding of Derivatives Clearing
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$690/
HK$900

Enroll
04/08/2015 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
04/08/2015 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
04/08/2015 18:30 - 21:00 & 06/08/2015 18:30 - 21:00 Regulatory and Compliance Series Duties and Liabilities of Responsible Officers
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,750
2. HK$2,500

Enroll
04/08/2015 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Disclosure of Interests
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
04/08/2015 18:30 - 20:30 Wealth Management Series Topic 1 – Overview of PWM Industry, Products and Services
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
05/08/2015 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
05/08/2015 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1*. HK$375
2.   HK$480
3*. HK$1,610/
HK$2,030

Enroll
05/08/2015 18:30 - 21:00 & 06/08/2015 18:30 - 21:00 Regulatory and Compliance Series Regulation of Securities Trading
5 CPE hours recognized by GARP
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
05/08/2015 18:30 - 21:30 Wealth Management Series Topic 10 – Wealth Planning
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
06/08/2015 09:30 - 11:30 Joint Programme with HKEx DCASS Course 2 - DCASS OperationTraining
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$690/
HK$900

Enroll
06/08/2015 14:30 - 16:30 Joint Programme with HKEx DCASS Course 3 - CCMS Training
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$250
2.   HK$320
3*. HK$690/
HK$900

Enroll
11/08/2015 18:30 - 21:30 Risk Management Series Liquidity Risk Management
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
11/08/2015 18:30 - 21:30 Wealth Management Series Topic 13 – Mainland China and Asia-Pacific Financial and PWM Markets
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
27/08/2015 18:30 - 21:00 & 28/08/2015 18:30 - 21:00 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
27/08/2015 18:30 - 21:30 Wealth Management Series Topic 14 – Customer Relationship Management
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
28/08/2015 18:30 - 21:30 & 31/08/2015 18:30 - 21:30 Regulatory and Compliance Series Overview of the New Sponsor Regulatory Regime and Practice (For Representatives)
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
28/08/2015 18:30 - 21:00 & 31/08/2015 18:30 - 21:00 Equity Series Corporate Finance - Strategic Working Capital Management
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
31/08/2015 18:30 - 21:30 Regulatory and Compliance Series The Code, Practice & Impact of Corporate Governance
3 CPE hours recognized by GARP
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

07-2015

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price for (HKSI Institute Individual Member, Student Member or staff of HKSI corporate member)
  1* Member Price for (HKSI Institute Individual Member, Student Member, staff of HKSI corporate member or Exchange Participants of HKEx)
  2 Standard Price (for Public)



  3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
  4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.