Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
02/05/2012 17:30 - 19:00 Joint Programme with HKEx HKATS Training Course Series – CLICK Workstation Training Course
This course is not applicable to online booking
 Cantonese - - -

1*. HK$175
2.   HK$220
02/05/2012 19:00 - 21:00 Regulatory and Compliance Series ECA Training for MPF Intermediaries
Cantonese 2
  • 2
  • Core
 2

1. HK$260
2. HK$320

 
03/05/2012 17:30 - 19:30 Joint Programme with HKEx HKATS Training Course Series – Rules and Trading Procedures
This course is not applicable to online booking
 Cantonese - - -

1*. HK$230
2.   HK$290
04/05/2012 18:30 - 21:30 & 11/05/2012 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Financial Resources Rules
Cantonese 6
  • 6
  • Non-Core
 -

1. HK$900
2. HK$1,200

 
04/05/2012 18:30 - 21:30 Regulatory and Compliance Series Regulatory Requirements for Financial Planners
Cantonese 3
  • 3
  • Non-Core
 3

1. HK$390
2. HK$480
07/05/2012 19:00 - 21:00 & 09/05/2012 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
 Cantonese 5
  • 5
  • Non-Core
 5

1. HK$690
2. HK$820
07/05/2012 19:00 - 21:30 & 09/05/2012 19:00 - 21:30 Regulatory and Compliance Series Duties and Liabilities of Responsible Officers
Cantonese 5
  • 5
  • Non-Core
 -

1. HK$850
2. HK$1,150

 
09/05/2012 19:00 - 21:00 Regulatory and Compliance Series An Overview of the MPF System
Participants are reminded that core CPD hours will not be recognized by MPFA by attending the same course in previous year.
 Cantonese 2
  • 2
  • Core
 2

1. HK$260
2. HK$320

 
10/05/2012 19:00 - 21:00 Derivatives Series Derivatives Investment Products
English 2
  • 2
  • Non-Core
 2

1. HK$260
2. HK$320
15/05/2012 18:30 - 21:30 Funds Management Series Understanding Funds Investment and Alternatives Investment
English 3
  • 3
  • Non-Core
 3

1. HK$390
2. Hk$480
16/05/2012 18:30 - 21:30 Equity Series The Psychology of Trading – How Millionaire Traders Conquer the Inner Game to Success
English 3
  • 3
  • Non-Core
 -

1. HK$450
2. HK$600
16/05/2012 19:00 - 21:30 & 18/05/2012 19:00 - 21:30 Regulatory and Compliance Series Regulation of Securities Trading
Cantonese 5
  • 5
  • Non-Core
 -

1. HK$650
2. HK$800

 Enroll
17/05/2012 18:30 - 21:30 Regulatory and Compliance Series Due Diligence in an Equity Offering Process
Cantonese 3
  • 3
  • Non-Core
 -

1. HK$510
2. HK$690

 Enroll
18/05/2012 18:30 - 21:30 Regulatory and Compliance Series Investor Relation and Transparency Rules for Hong Kong Listed Companies
Cantonese 3
  • 3
  • Non-Core
 -

1. HK$510
2. HK$690

 

 Enroll
21/05/2012 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement
This course is not applicable to online booking
 Cantonese 2
  • 2
  • Non-Core
 -

1*. HK$250
2.   HK$320
3*. HK$1,610/
      HK$2,030

 Enroll
21/05/2012 17:15 - 19:15 Joint Programme with HKEx DCASS Course 1- Understanding of Derivatives Clearing
This course is not applicable to online booking
 Cantonese 2
  • 2
  • Non-Core
 -

1*. HK$250
2.   HK$320
3*. HK$805/
      HK$1015

 Enroll
21/05/2012 18:30 - 21:30 Risk Management Series Corporate Failure – Lessons Learned
English 3
  • 3
  • Non-Core
 -

1. HK$450
2. HK$600

 

 Enroll
22/05/2012 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I)
This course is not applicable to online booking
 Cantonese 3
  • 3
  • Non-Core
 -

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

 Enroll
22/05/2012 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II)
This course is not applicable to online booking
 Cantonese 3
  • 3
  • Non-Core
 -

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

 Enroll
22/05/2012 19:00 - 21:30 & 24/05/2012 19:00 - 21:30 Fixed Income and Debts Series Interest Rate Market Fundamentals
English 5
  • 5
  • Non-Core
 -

1. HK$650
2. HK$800

 

 Enroll
23/05/2012 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS)
This course is not applicable to online booking
 Cantonese 3
  • 3
  • Non-Core
 -

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

 Enroll
23/05/2012 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management
This course is not applicable to online booking
 Cantonese 3
  • 3
  • Non-Core
 -

1*. HK$375
2.   HK$480
3*. HK$1,610/
      HK$2,030

 Enroll
23/05/2012 18:30 - 21:30 Regulatory and Compliance Series Professional Ethics and Investment Sales Compliance for Financial Advisors
Cantonese 3
  • 3
  • Non-Core
 3

1. HK$390
2. HK$480

 Enroll
23/05/2012 19:00 - 21:30 & 25/05/2012 19:00 - 21:30 Mainland China Series China Real Estate Development
Cantonese 5
  • 5
  • Non-Core
 -

1. HK$650
2. HK$800

 Enroll
23/05/2012 19:00 - 21:30 & 30/05/2012 19:00 - 21:30 Risk Management Series Counterparty Credit Risk Management – Regulatory Requirements and Best Practices
English 5
  • 5
  • Non-Core
 -

1. HK$650
2. HK$800

 Enroll
24/05/2012 18:30 - 21:30 Regulatory and Compliance Series An Overview of the Hong Kong Legal and Regulatory Framework on Privatization by Scheme of Arrangement
Cantonese 3
  • 3
  • Non-Core
 -

1. HK$390
2. HK$480

 Enroll
25/05/2012 09:30 - 12:30 Joint Programme with HKEx DCASS Course 2 - DCASS Terminal Training
This course is not applicable to online booking
 Cantonese 3
  • 3
  • Non-Core
 -

1*. HK$375
2.  HK$480
3*. HK$805/
      HK$1,015

 Enroll
25/05/2012 14:30 - 16:30 Joint Programme with HKEx DCASS Course 3 - CCMS Training
This course is not applicable to online booking
 Cantonese 2
  • 2
  • Non-Core
 -

1*. HK$250
2.   HK$320
3*. HK$805/
      HK$1,015

 Enroll
25/05/2012 18:30 - 21:30 Regulatory and Compliance Series New Guidelines on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT)
English 3
  • 3
  • Non-Core
 -

1. HK$450
2. HK$600

 Enroll
28/05/2012 19:00 - 21:00 & 29/05/2012 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
 English 5
  • 5
  • Non-Core
 5

1. HK$820
2. HK$970

 Enroll
29/05/2012 17:00 - 20:30 Joint Programme with HKEx AMS Terminal Training Course
This course is not applicable to online booking
 Cantonese - - -

1*. HK$420
2.  HK$525

 Enroll
29/05/2012 19:00 - 21:30 & 07/06/2012 19:00 - 21:30 Fixed Income and Debts Series Understanding RMB Internationalization and the Offshore RMB Market
Cantonese 5
  • 5
  • Non-Core
 -

1. HK$650
2. HK$800

 Enroll
30/05/2012 17:30 - 19:00 Joint Programme with HKEx HKATS Training Course Series – CLICK Workstation Training Course
This course is not applicable to online booking
 English - - -

1*. HK$175
2.   HK$220

 Enroll
30/05/2012 19:00 - 21:30 Regulatory and Compliance Series Market Manipulation & Related Disciplinary Issues
English 2.5
  • 2.5
  • Non-Core
 -

1. HK$375
2. HK$500

 Enroll
31/05/2012 17:30 - 19:30 Joint Programme with HKEx HKATS Training Course Series – Rules and Trading Procedures
This course is not applicable to online booking
 English - - -

1*. HK$230
2.   HK$290

 Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programs.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05-2012 ~ 09-2012

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

 57 $7,550 $8,830  Enroll

06-2012 ~ 09-2012

Intake

Professional Certificate in Securities Dealing

Cantonese

 51 $5,280 $6,330  Enroll

06-2012 ~ 09-2012

Intake

Professional Certificate in Derivatives Dealing

Cantonese

 51 $5,280 $6,330  Enroll

08-2012 ~ 10-2012

Intake

RA 9 Asset Management

Cantonese

 15 $1,720 $2,040  Enroll

06-2012 ~ 09-2012

Intake

RA 6 Advising on Corporate Finance

Cantonese

 24 $2,680 $3,190  Enroll

06-2012

Intake

「金銀市場初級證書」課程 /「金銀市場高級證書」課程

(Chinese version only)

Cantonese

 20 $3,750 $4,690  Enroll
Note: 1 HKSI Member or staff of HKSI corporate member
  1* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
  2 HKSI Student Members or Non-member
  3 The Securities Professionals Association / Hong Kong Securities Association / Hong Kong Institute of Securities Dealers Ltd / SFC Licensee.
  3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
  4 All fees shown are in HK$ unless otherwise indicated.