Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/09/2014 18:30 - 21:30 Funds Management Series Understanding Funds Investment and Alternatives Investment
English 3
  • 3
  • Non-Core
3

1. HK$600
2. HK$930

Enroll
01/09/2014 18:30 - 21:30 Funds Management Series Essential Tools to Hedge Funds and Trading
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
02/09/2014 19:00 - 21:00 & 04/09/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
04/09/2014 17:30 - 21:00 Equity Series Investment Psychology and Overcome the Demon
Cantonese 3.5
  • 3.5
  • Non-Core
3.5

1. HK$700
2. HK$1,085

Enroll
10/09/2014 18:30 - 21:30 Risk Management Series Overview of Risk Management
3 CPE hours recognized by GARP
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
10/09/2014 18:30 - 21:30 Regulatory and Compliance Series Account Opening Documentation and Procedures
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
11/09/2014 17:00 - 19:00 Derivatives Series Derivatives Investment Products
English 2
  • 2
  • Non-Core
2

1. HK$400
2. HK$620

Enroll
11/09/2014 18:30 - 21:30 Regulatory and Compliance Series Handling Investigations by SFC
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
12/09/2014 18:30 - 21:30 & 19/09/2014 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Financial Resources Rules
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
15/09/2014 18:30 - 21:30 & 22/09/2014 18:30 - 21:30 Equity Series Technical Analysis (I) – Charting Analysis
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,200
2. HK$1,860

Enroll
15/09/2014 18:30 - 21:30 Regulatory and Compliance Series Guidelines on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT)
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
16/09/2014 17:00 - 19:00 Wealth Management Series Wealth Management and Succession Planning
Cantonese 2
  • 2
  • Non-Core
2

1. HK$700
2. HK$1,000

Enroll
16/09/2014 18:30 - 21:30 & 18/09/2014 18:30 - 21:30 Derivatives Series Investing in Warrants
Cantonese 6
  • 6
  • Non-Core
-

1  HK$1,500
2. HK$2,160

Enroll
16/09/2014 18:30 - 21:30 Fixed Income and Debts Series Liquidity and Treasury Management (Part II)
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
17/09/2014 18:30 - 21:30 Risk Management Series Fraud Risk Management
3 CPE hours recognized by GARP
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
19/09/2014 09:30 - 12:30 & 19/09/2014 13:30 - 16:30 Equity Series Understanding Financial Shenanigans Series I – Understanding Accounting Tricks
English 6
  • 6
  • Non-Core
-

1. HK$2,100
2. HK$3,000

Enroll
19/09/2014 19:00 - 21:30 Regulatory and Compliance Series Market Manipulation & Related Disciplinary Issues
2.5 CPE hours recognized by GARP
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
22/09/2014 18:30 - 21:30 Equity Series The Psychology of Trading – How Millionaire Traders Conquer the Inner Game to Success
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
22/09/2014 18:30 - 21:30 Equity Series Fundamentals of Investment Banking
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
24/09/2014 18:30 - 21:30 Risk Management Series Understanding Volatility
3 CPE hours recognized by GARP
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
24/09/2014 19:00 - 21:30 & 29/09/2014 19:00 - 21:30 Funds Management Series Fund Investment Fundamentals – Investment Linked and MPF Funds
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 1
  • Core
  • 4
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
25/09/2014 17:00 - 18:30 Fixed Income and Debts Series Debt Securities
Cantonese 1.5
  • 1.5
  • Non-Core
1.5

1. HK$300
2. HK$465

Enroll
25/09/2014 19:00 - 21:30 & 26/09/2014 19:00 - 21:30 Regulatory and Compliance Series Investment Sales Compliance
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
3

1. HK$1,250
2. HK$1,800

Enroll
25/09/2014 19:00 - 21:00 & 26/09/2014 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
29/09/2014 18:30 - 21:30 Regulatory and Compliance Series Sales Compliance for Insurance Products
Cantonese 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080

Enroll
30/09/2014 17:00 - 19:00 Fixed Income and Debts Series Overview of Treasury Products
English 2
  • 2
  • Non-Core
-

1. HK$500
2. HK$720

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830

Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280

Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280

Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470

Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880

Enroll

12-2014

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.