Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
06/02/2017 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement (TPPFR17003701)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2 - -

1. HK$320 / *HK$2,030
2. HK$500 / *HK$3,150

06/02/2017 14:00 - 16:00 Joint Programme with HKEx DCASS Course 1- Understanding of Derivatives Clearing (TPPFR17004201)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2 - -

1. HK$320/ *HK$870
2. HK$500/ *HK$1,380

07/02/2017 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I) (TPPFR17003801)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3 - -

1. HK$480 / *HK$2,030
2. HK$750 / *HK$3,150

07/02/2017 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II) (TPPFR17003901)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3 - -

1. HK$480 / *HK$2,030
2. HK$750 / *HK$3,150

09/02/2017 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS) (TPPFR17004001)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3 - -

1. HK$480 / *HK$2,030
2. HK$750 / *HK$3,150

09/02/2017 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management (TPPFR17004101)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3 - -

1. HK$480 / *HK$2,030
2. HK$750 / *HK$3,150

09/02/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management SFO Series - Disclosure of Interests (TPRCR17002401)
Cantonese 3 - -

1. HK$750
2. HK$1,080

09/02/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 4 - Foreign Exchange ( TQPWM17000401)
* Package enrolment is not applicable to online booking
English 2 - -

1. HK$400 / *HK$4,180
2. HK$620 / *HK$4,950

13/02/2017 09:30 - 11:30 Joint Programme with HKEx DCASS Course 2 - DCASS Terminal Training (TPPFR17004301)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2 - -

1. HK$320 / *HK$870 
2. HK$500 / *HK$1,380

13/02/2017 14:30 - 16:30 Joint Programme with HKEx DCASS Course 3 - CCMS Training (TPPFR17004401)
* Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2 - -

1. HK$320 / *HK$870
2. HK$500 / *HK$1,380

13/02/2017 18:30 - 20:30 & 15/02/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 7 – Alternative Investments (TQPWM17000701)
* Package enrolment is not applicable to online booking
English 4 - -

1. HK$800 / *HK$4,180
2. HK$1,240 / *HK$4,950

13/02/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management Lessons learned on recent SFC enforcement cases (TPRCR17003401)
Cantonese 3 - -

1. HK$1,050
2. HK$1,500

13/02/2017 18:30 - 21:30 Specific Industry sectors & Products Understanding Stock Options (TPPFR17001801)
Cantonese 3 - -

1. HK$600
2. HK$930

15/02/2017 12:30 - 13:30 Regulatory and Compliance; Risk Management COMPLIANCE SERIES: Greg Heaton - Virtue in the jaws of temptation: Responsibility for conduct in licensed corporations
English - - -
15/02/2017 18:30 - 20:30 Regulatory and Compliance; Risk Management Regulatory Update – New Professional Investor Regime (TPRCR17003601)
Cantonese 2 - -

1. HK$500        2.HK$720

22/02/2017 18:30 - 21:00 & 24/02/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR17000601)
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5 - 5

1. HK$1,000
2. HK$1,550

22/02/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management Market Manipulation and Related Disciplinary Issues (TPRCR17001801)
2.5 CPD hours recognized by GARP
Cantonese 2.5 - -

1. HK$625
2. HK$900

23/02/2017 18:30 - 21:30 & 27/02/2017 18:30 - 21:30 Specific Industry sectors & Products Understanding Hedge Funds (TPPFR17003201)
English 6 - -

1. HK$1,500
2. HK$2,160

Enroll
24/02/2017 18:30 - 20:30 & 28/02/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 11 – Portfolio Management-Theories and Practices (TQPWM17001101)
* Package enrolment is not applicable to online booking
English 4 - -

1. HK$800 / *HK$3,420
2. HK$1,240 / *HK$4,050

Enroll
27/02/2017 18:30 - 20:30 Wealth Management Series CPWP Module 1 Refresher Programme: Topic 2 – Fixed Income Investments (TQPWM17000201)
* Package enrolment is not applicable to online booking
English 2 - -

1. HK$400 / *HK$4,180
2. HK$620 / *HK$4,950

Enroll
27/02/2017 18:30 - 21:30 Regulatory and Compliance; Risk Management Regulatory Insight – Power of Investigation and Prosecution of the SFC (TPRCR17002001)
Cantonese 3 - -

1. HK$750
2. HK$1,080

Enroll
28/02/2017 18:30 - 21:30 Specific Industry sectors & Products Fundamentals of Credit Rating (TPPFR17000501)
Cantonese 3 - -

1. HK$600
2. HK$930

Enroll
28/02/2017 18:30 - 21:00 Regulatory and Compliance; Risk Management 上市公司董事面對的監管新趨勢 (TPRCR17004001)
Cantonese 2.5 - -

1. HK$875
2. HK$1,250

Enroll

CPWP Module 1 Refresher Programme

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

Feb-Mar

CPWP Module 1 Refresher Programme for Paper 1 Examination (T2-T9)

English

22 1. $4,180
2. $4,950

Enroll

Feb-Mar

CPWP Module 1 Refresher Programme for Paper 2 Examination (T1, T10-T14)

English

18 1. $3,420
2. $4,050

Enroll

CGSE Preparatory Courses

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

29 Mar, 7 & 10 Apr-2017

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程

Cantonese

9 1. $1,800
2. $2,790

Enroll

Participants may enroll individual modules for the above courses.

Note: 1

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)

1*

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)or Exchange Participants of HKEx

2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.