Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
09/08/2016 18:30 - 21:30 Regulatory and Compliance; Risk Management Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

10/08/2016 18:30 - 20:30 Wealth Management Series Topic 1 – Overview of PWM Industry, Products and Services
Package enrolment is not applicable to online booking
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

11/08/2016 18:30 - 20:30 Wealth Management Series Topic 4 - Foreign Exchange
Package enrolment is not applicable to online booking
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

12/08/2016 18:30 - 21:00 & 15/08/2016 18:30 - 21:00 Regulatory and Compliance; Risk Management Duties and Liabilities of Responsible Officers
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,750
2. HK$2,500

12/08/2016 18:30 - 20:30 Wealth Management Series Topic 2 – Fixed Income Investments
Package enrolment is not applicable to online booking
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

15/08/2016 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2
  • 2
  • Non-Core
-

1.*$320 /
*$2,030 (package price)

2. $500 /
$3,150 (package price)

15/08/2016 14:00 - 16:00 Joint Programme with HKEx DCASS Course 1- Understanding of Derivatives Clearing
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$320 / HK$870 (Package Price)
2.   HK$500 / HK$1,380 (Package Price)

16/08/2016 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I)
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

16/08/2016 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II)
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

16/08/2016 18:30 - 20:30 Wealth Management Series Topic 9 – Lending and Leverage
Package enrolment is not applicable to online booking
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

17/08/2016 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS)
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

17/08/2016 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

18/08/2016 09:30 - 11:30 Joint Programme with HKEx DCASS Course 2 - DCASS Terminal Training
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$320/
HK$870
2.   HK$500/
HK$1,380

18/08/2016 14:30 - 16:30 Joint Programme with HKEx DCASS Course 3 - CCMS Training
Package enrolment is not applicable to online booking. If done so, no refund will be made.
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$320/
HK$870
2.   HK$500/ 
HK$1,380

19/08/2016 18:30 - 20:30 Wealth Management Series Topic 3 – Equity Securities
Package enrolment is not applicable to online booking
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

23/08/2016 18:30 - 21:30 Wealth Management Series Topic 14 – Customer Relationship Management
Package enrolment is not applicable to online booking
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

25/08/2016 18:30 - 21:00 & 26/08/2016 18:30 - 21:00 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
25/08/2016 18:30 - 20:30 Wealth Management Series Topic 8 – Unit Trusts and Investment Funds
Package enrolment is not applicable to online booking
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

31/08/2016 18:30 - 21:30 Wealth Management Series Topic 13 - Mainland China and Asia-Pacific Financial and PWM Markets
Package enrolment is not applicable to online booking
English 3
  • 3
  • Non-Core
-

1. HK$600

2. HK$930

Enroll

CPWP Module 1 Refresher Programme

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

Jul to Sep-2016

CPWP Module 1 Refresher Programme for Paper 1 Examination (T2-T9)

English

22 1. $4,180
2. $4,950

Enroll

Jul to Sep-2016

CPWP Module 1 Refresher Programme for Paper 2 Examination (T1, T10-T14)

English

18 1. $3,420
2. $4,050

Enroll

CGSE Preparatory Courses

DateSeries/Course TitleLanguageCPT/CPD Hours(s)Fee(s)Enroll

17, 19 & 26 Oct-2016

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程

Cantonese

9 1. $1,800
2. $2,790

Enroll

Participants may enroll individual modules for the above courses.

Note: 1

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)

1*

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)or Exchange Participants of HKEx

2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.