Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
04/03/2015 19:00 - 21:00 Wealth Management Series Topic 4 - Foreign Exchange
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
09/03/2015 18:30 - 21:30 & 13/03/2015 19:00 - 21:00 Regulatory and Compliance Series Insider Dealing & An Overview of the Securities and Futures Ordinance
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
09/03/2015 19:00 - 21:00 & 11/03/2015 19:00 - 21:00 Wealth Management Series Topic 5 – Derivatives
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
10/03/2015 19:00 - 21:30 & 12/03/2015 19:00 - 21:30 Fixed Income and Debts Series Bond Market Fundamentals
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,250
2. HK$1,800

Enroll
11/03/2015 19:00 - 21:30 & 12/03/2015 19:00 - 21:30 Equity Series Value Investing Explained
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
11/03/2015 19:00 - 21:30 Regulatory and Compliance Series Regulatory Updates Related to the Selling of Treasury Products for Relationship Managers
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
13/03/2015 18:30 - 21:30 Derivatives Series Derivatives Strategy: The use of Interest Rate Swap and Currency Swap
English 3
  • 3
  • Non-Core
-

1. HK$1,050
2. HK$1,500

Enroll
16/03/2015 18:30 - 21:30 Risk Management Series Liquidity Risk Management
Cantonese 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
17/03/2015 19:00 - 21:00 & 18/03/2015 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
17/03/2015 19:00 - 21:30 & 19/03/2015 19:00 - 21:30 Fixed Income and Debts Series Understanding RMB Bonds
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
18/03/2015 17:30 - 19:00 Joint Programme with HKEx HKATS Training Course Series – CLICK Workstation Training Course
This course is not applicable to online booking
Cantonese - - -

1*. HK$175
2.   HK$220

Enroll
18/03/2015 18:30 - 21:30 & 25/03/2015 18:30 - 21:30 Funds Management Series Understanding Hedge Funds
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
19/03/2015 17:30 - 19:30 Joint Programme with HKEx HKATS Training Course Series – Rules and Trading Procedures
This course is not applicable to online booking
Cantonese - - -

1*. HK$230
2.   HK$290

Enroll
19/03/2015 19:00 - 21:00 Wealth Management Series Topic 9 – Lending and Leverage
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
19/03/2015 19:00 - 21:30 & 20/03/2015 19:00 - 21:30 Equity Series The Investment Strategies of Positive Thinking and Behavior
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
20/03/2015 18:30 - 21:30 & 27/03/2015 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Financial Resources Rules
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
23/03/2015 18:30 - 21:30 & 30/03/2015 18:30 - 21:30 Equity Series Real Estate Valuation in China (from investors' point of view)
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,200  
2. HK$1,860

Enroll
23/03/2015 19:00 - 21:00 & 31/03/2015 19:00 - 21:00 Wealth Management Series Topic 6 – Structured Products
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
23/03/2015 19:00 - 21:30 & 25/03/2015 19:00 - 21:30 Regulatory and Compliance Series Regulation of Securities Trading
5 CPE hours recognized by GARP
English 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
24/03/2015 18:30 - 21:30 Risk Management Series How to Identify Financial Statement Fraud?
3 CPE hours recognized by GARP
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
24/03/2015 18:30 - 21:30 Derivatives Series Understanding Equity-Linked Notes
English 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
26/03/2015 18:30 - 21:30 Regulatory and Compliance Series Regulatory Requirements for Financial Planners
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
30/03/2015 19:00 - 21:00 Wealth Management Series Topic 8 – Unit Trusts and Investment Funds
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
31/03/2015 18:30 - 21:30 Regulatory and Compliance Series SFO Series - Requirements for Back Office Operations
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830

Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280

Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280

Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470

Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880

Enroll

03-2015

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.