Training Calendar

Series CPT / CPD
Year Month Sort By
Advanced Search
Language

English

Cantonese

Putonghua

Keywords
Duration

<2 Hours

2 Hours

2.5 Hours

3 Hours

5 Hours

6 Hours

>6 Hours

Member
Non-CPT
Additional
Full
Reschedule
Cancelled
New
Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
01/02/2016 09:30 - 11:30 Joint Programme with HKEx CCASS Course 1 - Understanding of Securities Clearing & Settlement
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1.*$320 / *$2,030 (package price)

2. $500 / $3,150 (package price)

01/02/2016 14:00 - 16:00 Joint Programme with HKEx DCASS Course 1- Understanding of Derivatives Clearing
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$320 / HK$870
2.   HK$500 / HK$1,380

02/02/2016 09:30 - 12:30 Joint Programme with HKEx CCASS Course 2 - Clearing & Settlement (Part I)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

02/02/2016 14:30 - 17:30 Joint Programme with HKEx CCASS Course 3 - Clearing & Settlement (Part II)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

03/02/2016 09:30 - 12:30 Joint Programme with HKEx CCASS Course 4 - Depository & Nominee System (DNS)
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

03/02/2016 14:30 - 17:30 Joint Programme with HKEx CCASS Course 5 - Fails and Risk Management
This course is not applicable to online booking
Cantonese 3
  • 3
  • Non-Core
-

1.*$480 / *$2,030 (package price)

2. $750 / $3,150 (package price)

05/02/2016 09:30 - 11:30 Joint Programme with HKEx DCASS Course 2 - DCASS Terminal Training
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$320/
HK$870
2.   HK$500/
HK$1,380

05/02/2016 14:30 - 16:30 Joint Programme with HKEx DCASS Course 3 - CCMS Training
This course is not applicable to online booking
Cantonese 2
  • 2
  • Non-Core
-

1*. HK$320/
HK$870
2.   HK$500/ 
HK$1,380

17/02/2016 18:30 - 21:00 & 18/02/2016 18:30 - 21:00 General Industry & Business/Management Skills related Series The Investment Strategies of Positive Thinking and Behavior
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,000
2. HK$1,550

Enroll
17/02/2016 18:30 - 20:30 & 22/02/2016 18:30 - 20:30 Wealth Management Series Topic 6 – Structured Products
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
18/02/2016 18:30 - 21:30 Regulatory and Compliance; Risk Management Regulatory requirement for Anti-Money Laundering (AML) and Selling Practices
English 3
  • 3
  • Non-Core
3

1. HK$750
2. HK$1,080

Enroll
18/02/2016 18:30 - 20:30 Wealth Management Series Topic 1 – Overview of PWM Industry, Products and Services
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
19/02/2016 18:30 - 20:30 Wealth Management Series Topic 2 – Fixed Income Investments
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
19/02/2016 18:30 - 20:30 Specific Industry sectors & Products Derivatives Investment Products
Cantonese 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
19/02/2016 18:30 - 21:00 Regulatory and Compliance; Risk Management Regulatory Updates Related to the Selling of Treasury Products for Relationship Managers
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
22/02/2016 18:30 - 21:30 & 24/02/2016 18:30 - 21:30 & 25/02/2016 18:30 - 21:30 & 29/02/2016 18:30 - 21:30 & 03/03/2016 18:30 - 21:30 & 09/03/2016 18:30 - 20:30 Preparatory Course for Licensing Examination (LE) Preparatory Course for Licensing Examination (LE) Paper 1
Putonghua 17
  • 17
  • Non-Core
-

Member price: HK$1,870 (Note 1)

Standard price: HK$2,550 (Note 2)

1. HKSI Institute Individual Member (M00001/FM00001), Student Member (U00001) or Staff of HKSI Institute Corporate Member (C00001) 2. Standard Price (for Public)

Enroll
22/02/2016 18:30 - 21:00 Regulatory and Compliance; Risk Management Know Your Client and Prevention of Money Laundering
English 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
24/02/2016 18:30 - 21:00 & 25/02/2016 18:30 - 21:00 Regulatory and Compliance; Risk Management Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
Cantonese 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
24/02/2016 18:30 - 20:30 Wealth Management Series Topic 9 – Lending and Leverage
English 2
  • 2
  • Non-Core
-

1. HK$400
2. HK$620

Enroll
25/02/2016 18:30 - 20:30 & 29/02/2016 18:30 - 20:30 Wealth Management Series Topic 7 – Alternative Investments
English 4
  • 4
  • Non-Core
-

1. HK$800
2. HK$1,240

Enroll
29/02/2016 18:30 - 21:30 Regulatory and Compliance; Risk Management Account Opening Documentation and Procedures
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
Note: 1

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)

1*

HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) or staff of HKSI Institute corporate member (C00001)or Exchange Participants of HKEx

2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.