Training Calendar

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Date Series / Course Title Language CPT/CPD Hours Fees Enroll
SFC MPFA OCI
02/02/2015 18:30 - 21:30 & 09/02/2015 18:30 - 21:30 Funds Management Series Preparation for the establishment of RMB fund and China REITs
English 6
  • 6
  • Non-Core
-

1. HK$1,500
2. HK$2,160

Enroll
05/02/2015 18:30 - 21:30 & 12/02/2015 18:30 - 21:30 Equity Series Technical Analysis (I) – Charting Analysis
Cantonese 6
  • 6
  • Non-Core
-

1. HK$1,200
2. HK$1,860

Enroll
05/02/2015 18:30 - 21:30 Wealth Management Series Universal Life Insurance for Private Banking and Wealth Management
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
05/02/2015 19:00 - 21:30 Regulatory and Compliance Series Know Your Client and Prevention of Money Laundering
Cantonese 2.5
  • 2.5
  • Non-Core
-

1. HK$625
2. HK$900

Enroll
06/02/2015 18:30 - 21:30 Risk Management Series Fraud Risk Management
3 CPE hours recognized by GARP
English 3
  • 3
  • Non-Core
-

1. HK$750
2. HK$1,080

Enroll
09/02/2015 19:00 - 21:00 & 10/02/2015 18:30 - 21:30 Regulatory and Compliance Series Overview of Legal and Regulatory Framework for Securities and Futures Industry
OCI CPD hours will not be granted for those who have not completed the full 5-hour session.
English 5
  • 5
  • Non-Core
5

1. HK$1,000
2. HK$1,550

Enroll
10/02/2015 19:00 - 21:30 & 12/02/2015 19:00 - 21:30 Regulatory and Compliance Series Duties and Liabilities of Responsible Officers
Cantonese 5
  • 5
  • Non-Core
-

1. HK$1,750
2. HK$2,500

Enroll
11/02/2015 18:30 - 21:30 Regulatory and Compliance Series Overview of Hong Kong Listing Regime
Cantonese 3
  • 3
  • Non-Core
-

1. HK$600
2. HK$930

Enroll
12/02/2015 17:00 - 20:30 Joint Programme with HKEx AMS Terminal Training Course
Cantonese - - -

1. HK$420
2. HK$525

Enroll

Professional Certificates

Participants may enroll individual modules for the above certificate programmes.

DateSeries/Course TitleLanguageCPT/CPD Hours(s)MemberNon-MemberEnrollment Form

05 ~ 09-2014

Intake

Re-entrant Programme to Securities and Investment Market

English / Cantonese

57 $7,550 $8,830

Enroll

05 ~ 06-2014

Intake

Professional Certificate in Securities Dealing

Cantonese

51 $5,990 $7,280

Enroll

05 ~ 07-2014

Intake

Professional Certificate in Derivatives Dealing

Cantonese

51 $5,990 $7,280

Enroll

06 ~ 07-2014

Intake

RA 9 Asset Management

Cantonese

15 $2,080 $2,470

Enroll

06 ~ 09-2014

Intake

RA 6 Advising on Corporate Finance

Cantonese

24 $3,250 $3,880

Enroll

12-2014

Intake

「金銀業貿易場資格考試」及「金銀市場初級及高級證書」備試課程 (Chinese version only)

Cantonese

9 $1,800 $2,400

Enroll

Note: 1 Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members)
1* Member Price (for HKSI Individual Members except Student Members, staff of HKSI Corporate Members or Exchange Participants of HKEx)
2 Standard Price (for Public)



3* A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.
4

All fees shown are in HK$ unless otherwise indicated.
Course fees are subject to change without prior notice.