Training Calendar

Default Investment Strategy (DIS) Training for MPF Intermediaries (TPRMC17000101)

Course Overview

This course provides general information about Default Investment Strategy (DIS) for MPF intermediaries (MPFIs).

Course Content

Part 1: What is DIS?

  • Background and objectives for introduction of DIS
  • Explain what is DIS

-  ONE investment solution, Two constituent funds, and Three key features
-  Further explain three key features of DIS: (1) automatic adjustment of risk, (2) fee caps, and (3) globally diversified investment

Part 2: Implementation of DIS

  • Impact of DIS on MPF Journey
  • Impact on MPF Accounts such as:
    - New MPF accounts (new choices for new accounts)
    -  Existing MPF accounts
    • Issue of DIS Pre-implementation Notices (DPN)
    • Issue of DIS Re-investment Notices (DRN) and related issues
    • Auto-preserved personal accounts as example of special cases
  • DIS Communication Plan

Part 3: Key Conduct Issues

  • Impact of DIS on MPF intermediaries
  • Key Conduct Issues
    • Recap on regulated activities
    • Issues for special attention under the Guidelines on Conduct Requirements for Registered Intermediaries (Conduct Guidelines)
      • Honesty and fairness
      • žCare, skill and diligence
      • žKYC and suitability assessment
      • Information disclosure

Course Instructor: Ms Katherine Cheung

Ms Cheung has over 13 years of experience in financial markets, especially in financial planning and marketing of wealth management products including insurance / MPF products. She is currently a Director of an IFA firm. Previously, she was with an international insurance company as Head of IFA and Brokerage. She has got Bachelor of Law and Postgraduate Diploma in Law from The Manchester Metropolitan University.

Who Should Attend: Practitioners of MPF intermediaries

Administrative Details
Course Code : TPRMC17000101
Date & Time :
  • 28/03/2017 (6:30pm - 8:30pm)
Venue :

Room 510, 5th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong

Language : Cantonese
Level : Intermediate
Course Hours :
  • 2 CPT hour recognized by SFC
  • 2 CPD core hour recognized by MPFA
Course Fees :

1.HK$500             2.HK$720

1. HKSI Institute Individual Member (M0001/FM00001), Student Member (U00001) 
or staff of HKSI corporate member (C00001)
2. Standard Price (for Public)