Training Calendar

CPWP Module 1 Refresher Programme: Topic 8 – Unit Trusts and Investment Funds (TQPWM17000801)

Overview

CPWP Module 1 Refresher Programme (“Programme”) is designed to help

• candidates of the CPWP Module 1 Examinations refresh and/or build a strong knowledge base and practical skills on the topics to be examined by learning or refreshing the topics of the syllabus of the CPWP Module 1 Examination

• in-service practitioners of the financial services industry to acquire the knowledge and skills required for entering the private wealth management field The Programme has 14 topics and each training session covers one topic. Topic 8 Unit Trusts and Investment Funds is a 2-hour training session.

Key Learning Objectives

• Know the essential features and risks associated with fund investment;

• Know the differences between open-end funds and closed-end funds;

• Understand and calculate the net asset value of an investment fund;

• Know the passive and active management strategies used by a fund manager; and

• Distinguish between an absolute return fund and a relative return fund Content

• A broad overview of investment funds;

• Different types of funds;

• The content of a factsheet of an investment fund;

• The audited annual report of an investment fund Instructor All classes are taught by highly qualified individuals who are subject matter experts with an excellent understanding of the knowledge area. Instructor has an extensive knowledge of the topic and relevant work experiences.

Who Should Attend

1. CPWP candidates who wish to take the CPWP Module 1 Paper 1 Examination

2. In-service practitioners of the financial services industry who would like to acquire the core knowledge and skills for entering the private wealth management field.

Financial Incentive for Professional Training

Effective 1 October, 2016, “Certified Private Wealth Professional (CPWP) Module 1 - Technical, Industry and Product Knowledge” is one of the eligible courses/programmes under the financial incentive scheme of the WAM Pilot Programme.

In-service practitioners of the financial services industry will be eligible for the Scheme. They will be reimbursed 80% of the course fees, subject to a maximum of $7,000 (whichever is the lower) upon satisfactory completion of a course or seminar under the selected programmes of the Scheme.

Each individual may apply for fee reimbursement for more than one course / seminar, up to a ceiling of $7,000 per person over the three-year period of the Scheme.

Application to reimburse the course fees, together with the required documents, must be submitted within four months from the last day of the course attended. For Certified Private Wealth Professional (CPWP) Module 1 - Technical, Industry and Product Knowledge Programme, eligible individual can apply for course reimbursement upon satisfactory completion of each module.

Please refer to the WAM Pilot Programme website (Financial Incentive Scheme) for application details.

Administrative Details
Course Code : TQPWM17000801
Date & Time :
  • 21/03/2017 (6:30pm - 8:30pm)
Venue :

Room 510, 5th Floor, Wing On Centre, 111 Connaught Road Central, H.K.

Language : English
Level : Introductory
Course Hours :
  • 2 CPT hour recognized by SFC
Course Fees :

1. HKSI Institute Members / Staff of HKSI Institute Corporate Members: HK$400; *Package Fee: HK$4,180 (enroll in Topic 2 - Topic 9)
2. Non-members : HK$620; *Package Fee: HK$4,950 (enroll in Topic 2 - Topic 9)

* Package enrolment is not applicable to online booking. If done so, NO Refund will be made.