SFC Executive Director Series
Recent Enforcement Issues


Guest Speaker: Mr Mark Steward
Guest Speaker: Executive Director, Enforcement Division
Guest Speaker: Securities and Futures Commission


Event Code : E083012PS
Date : 30/8/2012
Time : 12:00pm - 12:20pm   Registration & Light Sandwich Lunch
12:20pm - 1:20pm     Seminar / Q & A
Venue : Training Centre, Hong Kong Securities Institute
24/F, Wing On Centre, 111 Connaught Road Central, Hong Kong
Language : English
Hours : 1 CPT hour recognised by SFC
1 CPD non-core hour recognised by MPFA
(Participants MUST attend the whole seminar including the question & answer session. Otherwise, NO/ZERO CPT/CPD hour will be given.)
Fees : Members' Enrolment (HKSI Individual Members(MHKSI, FHKSI, FHKSI (Hon)) and Staff of HKSI Corporate Members) at HK$160 per person
HKSI Affiliate/Associate Members' Enrolment at HK$250 per person
Public Enrolment at HK$300 per person

Who Should Attend
* CEOs, Presidents and Directors * Corporate Counsels and Compliance Officers * Fund Managers
* Investment Advisors *Brokers * Securities Practitioners * Legal Practitioners * Financial Planners
* Financial Analysts * Dealing Directors & Responsible Officers * Investors

Register now to ensure your seat. For further enquiries, please call us on 3120 6172.