Recent Issues in Securities and Futures Law Enforcement

Outline

‧ Recent developments in the law under the SFO
‧ How the SFC regards them
‧ What implications they have for intermediaries and listed companies


Speaker(s):
Mr Eugene Goyne
Speaker(s): Senior Director, Enforcement
Speaker(s):
Securities and Futures Commission


Event Code : ADP120413
Date : 04/12/2013 (Wednesday)
Time :

9:00am - 9:30am Registration (tea & coffee)
9:30am - 11:00am Seminar / Q & A

Venue:

Hong Kong Bankers Club
43/F, Gloucester Tower, The Landmark, Central

Language : English
Hours :

1.5 CPD : The Law Society of Hong Kong
1.5 CPD : The Law Society of British Columbia
1.5 CLE Credit : New York State's CLE Program
1.5 CPT : SFC
1 non-core CPD : MPFA
(In order to collect full CPT/CPD hours, participants MUST attend the whole course including the question & answer session.)

Fees : Member (HKSI Individual Members(MHKSI, FHKSI, FHKSI (Hon)) at HK$975 per person
Non-member at HK$1,125 per person

 

Register now to ensure your seat. For further enquiries, please call us on 3120 6172.