Licensing Examination for Securities and Futures Intermediaries

The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination, was developed with the assistance of regulators, academics and practitioners drawn from across the financial services industry.

Enrolment Prerequisites
The LE is open to the public and there is no prerequisite for enrolment.  Candidates have full discretion to attempt any combination of the LE papers.

This industry benchmark examination has been recognised by both local regulatory bodies and international professional organisations.   

Upon the successful completion of a preset combination of examinations, candidates will be awarded an HKSI Institute Certificate.

The LE is the HKSI Institute's benchmark qualification for entry to membership and for progression within membership.

For details of the LE, please download the Examination Handbook.

Licensing Exam for Securities & Futures Intermediaries