Professional Certificate Programmes

Professional Certificates for SFC Regulated Activities
The Institute offers a series of professional certificates to practitioners involving in the SFC Regulated Activities. These programmes enhance job performance, broaden perspectives and improve career prospects. They also serve as a foundation for progress to higher levels of qualifications. The Certificate Programme consists of twelve individual courses, focusing on the regulatory and technical aspects of securities, derivatives, corporate finance and asset management. [more]

Re-entrant Programme to Securities and Investment Markets
The Institute offers a series of certificates to facilitate former practitioners who wish to re-enter but have left the industry for between three to eight years. Completion of the courses will serve as a new alternative to passing licensing examinations in fulfilling re-entry competence requirements. Also, former practitioners will have refreshed their professional knowledge and be in a position to carry out their functions competently. [more]

CGSE Registration Training Course (Chinese version only)

Certificate in Business Support Management (schedule to be confirmed)
This programme aims to enhance practitioners' skills and knowledge in business support management with a focus on practices relating to dealing execution and settlement; risk management and control; fundamental knowledge in accounting, legal and regulatory framework.