Certified Private Wealth Professional (CPWP) Module 1 - Technical, Industry and Product Knowledge "Refresher" Course

Programme Overview

CPWP Module 1 Refresher Programme (“Programme”) is designed to help

  • candidates of the CPWP Module 1 Examinations refresh an/or build a strong knowledge base and practical skills on the topics to be examined by learning or refreshing the topics of the syllabus of the CPWP Module 1 Examination
  • in-service practitioners of the financial services industry to acquire the knowledge and skills required for entering the private wealth management field

Overall Learning Outcome

The overall learning outcome is to equip the participants with the required knowledge and skills so that they are able to demonstrate

  • an adequate understanding of Asia-Pacific PWM industry and wealth management products; and
  • an adequate knowledge and practical application of client relationship management skills, wealth planning, portfolio management and risk management.

Programme Structure

The syllabus for CPWP Module 1 consists of 14 topics which cover the technical, industry and product knowledge related to the private wealth management ( please refer to CPWP Module 1 Syllabus for details).

Participants complete Topics 2-9 can attend CPWP Module 1 Paper 1 Examination and

Module 1: Technical, Industry and Product Knowledge Training Hours
Paper 1 - Financial Instruments
T2 Fixed Income Investment 2
T3 Equity Securities 2
T4 Foreign Exchange 2
T5 Derivatives 4
T6 Structured Products 4
T7 Alternative Investments 4
T8 Unit Trust and Investment Funds 2
T9 Lending and Leverage 2
Paper 1 Total Hours 22
Paper 2 - Wealth Management
T1 Overview of PWM Industry, Products and Services 2
T10 Wealth Planning 3
T11 Portfolio Management - Theories and Practices 4
T12 Behavioural Finance 3
T13 Mainland China and Asia-Pacific Financial and PWM Markets 3
T14 Customer Relationship Management 3
Paper 2 Total Hours 18
Total Hours 40

 

Continuous Professional Training (CPT) Recognition

Upon successful completion of each training session, the participant will gain the equivalent CPT hours recognised by the Securities and Future Commission.

Who Should Attend

  • candidates who wish to take the CPWP Module 1 Examinations; or
  • in-services practitioners of financial services industry who would like to acquire the core knowledge and skills required for entering the private wealth management field

Instructors

All classes are taught by highly qualified individuals who are subject matter experts with an excellent understanding of the knowledge area. Instructors have substantial industry experiences in their relevant areas.

Medium of Instruction

The medium of instruction will be in English or Cantonese.

Programme Fees

Module Fees per participant (HK$) Note 1
Member Note 2 Non Member
T1. Overview of PWM Industry, Products and Services 400 620
T2. Fixed Income Investments 400 620
T3. Equity Securities 400 620
T4. Foreign Exchange 400 620
T5. Derivatives 800 1,240
T6. Structured Products 800 1,240
T7. Alternative Investments 800 1,240
T8. Unit Trusts and Investment Funds 400 620
T9. Lending and Leverage 400 620
T10. Wealth Planning 600 930
T11. Portfolio Management - Theories and Practices 800 1,240
T12. Behavioural Finance 600 930
T13. Mainland China and Asia-Pacific Financial and PWM Markets 600 930
T14. Customer Relationship Management 600 930


We also offer special programme fee.


Fee per Candidate (HK$)Note 1
Member Note 2 Non-Member
Full Training Programme
(40 learning hours in total)
7,600 9,000
Individual Paper
Paper 1 (T2 - T9) 4,180 4,950
Paper 2 (T1, T10 - T14) 3,420 4,050

All fees are subject to change without prior notice.

Note 1 – The course fee does not include the CPWP Module 1 Examination fee and study materials

Note 2 – Member refers to HKSI Institute Individual Member or Staff of HKSI Institute Corporate Members

Financial Incentive Scheme of the WAM Pilot Programme

Effective 1 October, 2016, “Certified Private Wealth Professional (CPWP) Module 1 - Technical, Industry and Product Knowledge” is one of the eligible courses/programmes under the financial incentive scheme of the WAM Pilot Programme.

In-service practitioners of the financial services industry will be eligible for the Scheme. They will be reimbursed 80% of the course fees, subject to a maximum of $7,000 (whichever is the lower) upon satisfactory completion of a course or seminar under the selected programmes of the Scheme.

Each individual may apply for fee reimbursement for more than one course / seminar, up to a ceiling of $7,000 per person over the three-year period of the Scheme.

Application to reimburse the course fees, together with the required documents, must be submitted within four months from the last day of the course attended. For Certified Private Wealth Professional (CPWP) Module 1 - Technical, Industry and Product Knowledge Programme, eligible individual can apply for course reimbursement upon satisfactory completion of each module.

Please refer to the WAM Pilot Programme website (Financial Incentive Scheme) for application details.

Programme Schedules and Enrolment

CPWP Module 1 Refresher Programme for Paper 1 Examination (T2-T9)

- February to March 2017 schedules and online enrolment

- April to June 2017 schedule and online enrolment

CPWP Module 1 Refresher Programme for Paper 2 Examination (T1, T10-T14)

- February to March 2017 schedules and online enrolment

- April to June 2017 schedule and online enrolment

* Package enrolment is not applicable to online booking. If done so, no refund will be made.

If you are interested to enroll CPWP Module 1 courses as a package, please fill up the enrolment form Paper 1 and Paper 2.