PRC Securities Regulations Examination in Hong Kong

Details relating to this examination are only available in Chinese. Please click here.

Following the introduction of the Closer Economic Partnership Arrangement (CEPA), effective from 1 January 2004, the PRC government has simplified the application process for Hong Kong professionals (defined as Hong Kong permanent residents holding a relevant licence issued by the Securities and Futures Commission of Hong Kong (SFC)) wishing to obtain securities and futures industry qualifications for Mainland China. Hong Kong professionals can now enrol for the PRC Securities Regulations Examination offered by the Securities Association of China (SAC) through the HKSI Institute.

The SAC, instructed and supervised by the China Securities Regulatory Commission (CSRC), is responsible for the organisation and the administration of the examination. The HKSI Institute has been assigned by the SAC as the sole agent for handling the enrolment and administration of the examination for Hong Kong professionals.

Candidates who have passed the PRC Securities Regulations Examination and wish to apply for securities industry qualifications and/or practising certificates in Mainland China may visit the following pages (in Chinese only):

The sixteenth PRC Securities Regulations Examination was held in Hong Kong on 25 March 2017.  For details of the examination, please download the Enrolment Guidelines (Chinese version Only).