HKSI Lecture Series

The HKSI  has organised a series of lectures on the topic "The SFC Code of Conduct for Intermediaries and the Sale of Investment Products -- Beyond the Basics" recently. While market practitioners may be very familiar with the Code of Conduct for Persons Licensed by or Registered with the SFC including the latest amendments, this Series aims to help refresh participants' general knowledge with special highlights on key issues to note.

The lectures are conducted by Mr Adam Samuel (English) and Dr Lai Man Kit (Cantonese and Putonghua).

It is hoped that this series will be beneficial to all participants and market professionals. The following reference materials are available for downloading.