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CPWP Module 1 Exam


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Calendar DetailsCurrent Month

02/08/2016

In-Town Guests Series
Product Development in Asset Management and the BREXIT impact

05/08/2016

Chief Officer Series
Ocean Park – A Dynamic Journey to Success

09/08/2016

Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing

10/08/2016

MPF Intermediaries Examination

10/08/2016

Topic 1 – Overview of PWM Industry, Products and Services

11/08/2016

Topic 4 - Foreign Exchange

12/08/2016

Duties and Liabilities of Responsible Officers

12/08/2016

Topic 2 – Fixed Income Investments

15/08/2016

CCASS Course 1 - Understanding of Securities Clearing & Settlement (TPPFR16003701)

15/08/2016

DCASS Course 1- Understanding of Derivatives Clearing

15/08/2016

Duties and Liabilities of Responsible Officers

16/08/2016

CCASS Course 2 - Clearing & Settlement (Part I)

16/08/2016

CCASS Course 3 - Clearing & Settlement (Part II)

16/08/2016

Topic 9 – Lending and Leverage

17/08/2016

CCASS Course 4 - Depository & Nominee System (DNS)

17/08/2016

CCASS Course 5 - Fails and Risk Management

18/08/2016

DCASS Course 2 - DCASS Terminal Training

18/08/2016

DCASS Course 3 - CCMS Training

19/08/2016

Topic 3 – Equity Securities

22/08/2016

GSQE Paper 1

22/08/2016

GSQE Paper 2

23/08/2016

Topic 14 – Customer Relationship Management

25/08/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry

25/08/2016

Topic 8 – Unit Trusts and Investment Funds

26/08/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry

31/08/2016

Topic 13 - Mainland China and Asia-Pacific Financial and PWM Markets