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Calendar DetailsCurrent Month

01/11/2014

The Sixteenth LE in China (Paper 1)

03/11/2014

Professional Real Estate Investment Strategy

03/11/2014

Topic 5 – Derivatives

03/11/2014

Understanding Stock Option

04/11/2014

Overview of Hong Kong Tax Regime

04/11/2014

SFO Series - Disclosure of Interests

04/11/2014

What to Read in a Company Research Report?

05/11/2014

MPF Intermediaries Examination

05/11/2014

Strategies for Intra-day Trading (Derivatives Contract)

05/11/2014

Update for MPF Intermediaries (Chinese version only)

06/11/2014

Commercial Lending and Credit Analysis

06/11/2014

Understanding Equity-Linked Notes

07/11/2014

Overview of Legal and Regulatory Framework for Securities and Futures Industry

10/11/2014

CCASS Course 1 - Understanding of Securities Clearing & Settlement

10/11/2014

DCASS Course 1- Understanding of Derivatives Clearing

10/11/2014

Know Your Client and Prevention of Money Laundering

11/11/2014

CCASS Course 2 - Clearing & Settlement (Part I)

11/11/2014

CCASS Course 3 - Clearing & Settlement (Part II)

11/11/2014

Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing

11/11/2014

Understanding the Structure and Risks of Credit Derivatives

12/11/2014

CCASS Course 4 - Depository & Nominee System (DNS)

12/11/2014

CCASS Course 5 - Fails and Risk Management

12/11/2014

Corporate Failure – Lessons Learned

12/11/2014

Listing on the Exchange

13/11/2014

Bond Market Fundamentals

13/11/2014

Overview of the New Sponsor Regulatory Regime and Practice (For Representatives)

13/11/2014

Risk Management Framework for China Banking

14/11/2014

DCASS Course 2 - DCASS Terminal Training

14/11/2014

DCASS Course 3 - CCMS Training

14/11/2014

SFO Series - Financial Resources Rules

14/11/2014

Trade Finance

17/11/2014

Technical Analysis (III)-Trading in Gannlogy & Fibonacci Ratios

17/11/2014

Topic 6 – Structured Products

18/11/2014

Topic 2 – Fixed Income Investments

19/11/2014

Modeling Investment Excellence with NLP

20/11/2014

Compliance Functions for Financial Institutions

20/11/2014

Understanding RMB Bonds

21/11/2014

Corporate Finance - Ratio Analysis as Effective Investment and Management Tools

21/11/2014

Liquidity and Treasury Management (Part I)

21/11/2014

Managing Risks with Financial Derivatives

24/11/2014

HKSI Institute Roundtable Luncheon Series [FULL]

24/11/2014

Investment Linked Insurance Products

24/11/2014

Topic 7 – Alternative Investments

25/11/2014

Regulatory Requirements for Financial Planners

25/11/2014

The Investment Strategies of Positive Thinking and Behavior

26/11/2014

Effective Corporate Governance for Business Success

26/11/2014

Preparation for the establishment of RMB fund and China REITs

27/11/2014

Fund Investment Fundamentals – Investment Linked and MPF Funds

27/11/2014

Overview of Legal and Regulatory Framework for Securities and Futures Industry

27/11/2014

Overview of Resources Industry

27/11/2014

The Behavioral Finance Approach to Asset Allocation

28/11/2014

Topic 9 – Lending and Leverage

28/11/2014

Universal Life Insurance for Private Banking and Wealth Management