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03/03/2017

CPWP Module 1 Refresher Programme: Topic 12 – Behavioural Finance (TQPWM17001201)

03/03/2017

Know Your Client and Prevention of Money Laundering (TPRCR17001602)

08/03/2017

CPWP Module 1 Refresher Programme: Topic 13 - Mainland China and Asia-Pacific Financial and PWM Markets (TQPWM17001301)

08/03/2017

Default Investment Strategy (DIS) Training for MPF Intermediaries (TPRMC17000102)

08/03/2017

MPF Intermediaries Examination

09/03/2017

A High Level Review of the Regulatory Trends in the Securities Industry (TPRCR17004101)

11/03/2017

CIIA Final Exam 1

11/03/2017

CIIA Final Exam 2

11/03/2017

CIWM Final Exam Paper 1

11/03/2017

CIWM Final Exam Paper 2

13/03/2017

CPWP Module 1 Refresher Programme: Topic 5 – Derivatives (TQPWM17000501)

13/03/2017

Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR17000602)

14/03/2017

CPWP Module 1 Refresher Programme: Topic 5 – Derivatives (TQPWM17000501)

14/03/2017

Insider Dealing (TPRCR17001401)

15/03/2017

COMPLIANCE SERIES: Gary TIU - From Shrinkwrap to FinApp: Dissecting the bundling in FinTech

15/03/2017

CPWP Module 1 Refresher Programme: Topic 10 – Wealth Planning (TQPWM17001001)

16/03/2017

CPWP Module 1 Refresher Programme: Topic 9 – Lending and Leverage (TQPWM17000901)

16/03/2017

Due Diligence in an Equity Offering Process (TPRCR17001101)

16/03/2017

Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR17000602)

18/03/2017

LE in China (Paper 1)

18/03/2017

LE in China (Paper 16)

18/03/2017

LE in China (Paper 2)

18/03/2017

LE in China (Paper 6)

20/03/2017

CPWP Module 1 Refresher Programme: Topic 6 – Structured Products (TQPWM17000601)

20/03/2017

Duties and Liabilities of Responsible Officers (TPRCR17002801)

20/03/2017

Managing Risks with Financial Derivatives (TPPRM17000201)

21/03/2017

CPWP Module 1 Refresher Programme: Topic 8 – Unit Trusts and Investment Funds (TQPWM17000801)

21/03/2017

Lessons learned on recent SFC enforcement cases (TPRCR17003402)

23/03/2017

Regulatory Update Series
Regulatory Framework for Stored Value Facilities and Retail Payment Systems

23/03/2017

CPWP Module 1 Refresher Programme: Topic 6 – Structured Products (TQPWM17000601)

23/03/2017

Duties and Liabilities of Responsible Officers (TPRCR17002801)

25/03/2017

PRC Securities Regulations Examinations in Hong Kong

27/03/2017

CPWP Module 1 Refresher Programme: Topic 3 – Equity Securities (TQPWM17000301)

27/03/2017

Managing Risks with Financial Derivatives (TPPRM17000201)

27/03/2017

Understanding RMB Internationalization and the Offshore RMB Market (TPPFR17001701)

28/03/2017

CPWP Module 1 Refresher Programme: Topic 14 – Customer Relationship Management (TQPWM17001401)

28/03/2017

Default Investment Strategy (DIS) Training for MPF Intermediaries (TPRMC17000101)

29/03/2017

CPWP Module 1 Refresher Programme: Topic 1 – Overview of PWM Industry, Products and Services (TQPWM17000101)

29/03/2017

Suitability Obligations – Frequently Asked Questions (TPPWM17001801)

29/03/2017

Understanding RMB Internationalization and the Offshore RMB Market (TPPFR17001701)

29/03/2017

「金銀市場初級及高級證書」備試課程一: 香港金融市場和黃金市場的組成 (TQPPC17000501)

30/03/2017

IFRS9 Matters: Impact on Asset and Treasury Management