Welcome to Hong Kong Securities Institute

Professional Certificate Programmes

Certificate programmes are more comprehensive and structured in nature with longer lecturing hours. These programmes are:

"Professional Certificates for SFC Regulated Activities"
This certificate programme consists of twelve individual courses, focusing on the regulatory and technical aspects of securities, derivatives, corporate finance and asset management.
* The benefit of HKSI's cash coupons is NOT applicable to this certificate programme.
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"Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets"
The Institute offers a series of certificates to facilitate former practitioners who wish to re-enter but have left the industry for between three to eight years. Completion of the courses will serve as a new alternative to passing licensing examinations in fulfilling re-entry competence requirements. Also, former practitioners will have refreshed their professional knowledge and be in a position to carry out their functions competently.
"Advanced Certificate in Financial Planning and Advising"
This programme is designed for individuals who are interested in becoming professional financial advisers or who would like to acquire further knowledge on financial advising.
* The benefit of HKSI's membership coupon is NOT applicable to this advanced certificate programme.

"Certificate in Back Office Management"
This programme aims to enhance practitioners' skills and knowledge in back office management with a focus on practices relating to dealing execution and settlement; risk management and control; fundamental knowledge in accounting, legal and regulatory framework.
* The benefit of HKSI's membership coupon is NOT applicable to this certificate programme.

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