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Securities and Futures Commission - Recognised CPT Courses
 
 All courses under the HKSI are recognised for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2010  　

 

January February March APRIL May June July August September October November December
Date & Time Course Title

Language

 CPT/CPD (Hrs)

Fee
SFC MPFA OCI
Fixed Income and Debtst Series
7/4/10 & 14/4/10
7:00 - 9:30pm		 Bond Market Fundamentals

Cantonese

　

5

5 non-core

-

 1. HK$500
2. HK$650
Risk Management Series
12/4/10
6:30 - 9:30pm		 Financial Tsunami & Its Impact on Financial Markets/Economy

Cantonese

　

3

3 non-core

3

 1. HK$360
2. HK$480
27/4/10 & 30/4/10
7:00 - 9:30pm		 Corporate Insolvency and Restructuring

Cantonese

　

5

5 non-core

-

 1. HK$600
2. HK$800
Funds Management Series
21/4/10 & 28/4/10
7:00 - 9:30pm		 Fund Investment Fundamentals - Investment Linked and MPF Funds

Cantonese

5

2 core &
3 non-core

5

 1. HK$500
2. HK$650

29/4/10
7:00 - 9:00pm

Guide to MPF Constituent Funds

　

English

2

2 core

2

 1. HK$200
2. HK$260
Equity Series
9/4/10 & 12/4/10
7:00 - 9:30pm		 Corporate Finance - Ratio Analysis as Effective Investment and Management Tools

Cantonese

5

5 non-core

-

 1. HK$600
2. HK$800
21/4/10 & 28/4/10
6:30 - 9:30pm		 Investment Psychology and Overcome the Demon

Cantonese

6

 6 non-core

-

 1. HK$600
2. HK$780
Derivatives Series
10/4//10
9:30am - 12:30pm & 22/4/10
12:45 - 1:45pm		 Understanding Structured Products (A joint programme with Bloomberg)

English

　

4

4 non-core

3

 1. HK$480
2. HK$640

20/4/10

6:30 - 9:30pm

Other Practical Aspects of Equity Derivatives & Derivatives English

　

3

3 non-core

-

 1. HK$360
2. HK$480
Financial Planning Series

22/4/10
7:00 - 9:30pm

Market Practices and Protecting the Clients - Protecting the Clients

　

Cantonese

2.5

2.5 core

2.5

 1. HK$300
2. HK$400

28/4/10
7:00 - 9:00pm

Investment Linked Insurance Products

　

Cantonese

2

2 non-core

2

 1. HK$240
2. HK$320
Regulatory Series and Compliance Series
8/4/10
6:30 - 9:30pm		 SFO Series – Requirements for Back Office Operations English

　

3

3 non-core

-

 1. HK$360
2. HK$480

8/4/10
7:00 - 9:00pm &

13/4/10

6:30 - 9:30pm

 Overview of Legal and Regulatory Framework for Securities and Futures Industry Cantonese

5

 2 core &

3 non-core

5

 1. HK$550
2. HK$660

13/4/10
7:00 - 9:00pm

Current Development on MPF System

　

Cantonese

2

2 core

2

 1. HK$200
2. HK$260

14/4/10 & 19/4/10

7:00 - 9:30pm

 Introduction to General SFC Regulations English

　

5

5 non-core

-

 1. HK$500
2. HK$650

19/4/10

7:00 - 9:30pm

Insider Dealing Cantonese

　

2.5

2.5 non-core

-

 1. HK$300
2. HK$400

23/4/10
7:00 - 9:00pm

MPF Protection and Futures Outlook

　

 English

　

2

2 core

2

 1. HK$200
2. HK$260
26/4/10
6:30 - 9:30pm		 Listing on the Exchange Cantonese

　

3

3 non-core

-

 1. HK$360
2. HK$480

26/4/10 & 29/4/10

7:00 - 9:30pm

 Regulation of Leveraged Foreign Exchange Trading Cantonese

5

5 non-core

-

 1. HK$500
2. HK$650

27/4/10

6:30 - 9:30pm

 Sales Compliance for Insurance Products Cantonese

　

3

3 non-core

3

 1. HK$360
2. HK$480

29/4/10
7:00 - 9:00pm &

30/4/10

6:30 - 9:30pm

 Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

 2 core &

3 non-core

5

 1. HK$660
2. HK$790
Investment-Linked-CPD-01 to 08 Series
13/4/10
9:30am - 12:30pm		 IL-CPD-03:Investment Considerations II

English

3

3 non-core

3

 1. HK$360
2. HK$480
13/4/10
2:00pm - 5:00pm		 IL-CPD-04: Investment Assets

English

3

3 non-core

3

 1. HK$360
2. HK$480
27/4/10
9:30am - 11:30am		 IL-CPD-05: Equities Market

Cantonese

2

2 non-core

2

 1. HK$240
2. HK$320
27/4/10
2:00pm - 5:00pm		 IL-CPD-06: Fundamental and Technical Analysis

Cantonese

3

3 non-core

3

 1. HK$360
2. HK$480
26/5/10
9:30am - 11:30am		 IL-CPD-07:Sales Practice Cantonese

2

2 non-core

2

 1. HK$240
2. HK$320
26/5/10
2:00pm - 4:00pm		 IL-CPD-08: Other Updates

Cantonese

2

2 non-core

2

 1. HK$240
2. HK$320
Executive Seminar / Workshop

19/4/10
2:15pm - 5:15pm

 Investment Services Due Diligence
**an additional class held on 10 May 2010		 Cantonese


FULL

3

3 non-core

-

 1. HK$900
2. HK$1,200

23/4/10
9:30am - 12:30pm & 1:30 - 4:30pm

 Interactive Workshop in Investing Psychology

English

　

6

6 non-core

-

 1. HK$780
2. HK$1,020
30/4/10
9:30am - 12:30pm & 1:30 - 4:30pm		 Adapting to Different Client Styles

English

　

6

6 non-core

-

 1. HK$780
2. HK$1,020
Mainland China Series
10/4/10
9:30am - 12:30pm & 1:30 - 4:30pm		 解讀中國內地證券投資基金法及其最新發展與外資進入內地證券市場的最新監管政策 (Chinese version only)

Putonghua

　

6

6 non-core

-

 1. HK$840
2. HK$1,140
　
Joint programme with HKEx
23/4/10
5:00pm - 8:30pm		 AMS Terminal Training Course

Cantonese

FULL

-

-

-

 1*. HK$350
2.  HK$455
CLICK FOR CPD COURSES RECOGNISED BY MPFA
CLICK FOR CPD COURSES RECOGNISED BY OCI
CLICK FOR CPD COURSES RECOGNISED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
April - August 2010 Intake Re-entrant Programme to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
May- August 2010 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
April - July 2010 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
July - August 2010 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
June - August 2010 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
June 2010 Intake 「金銀市場初級證書」課程 /「金銀市場高級證書」課程 (Chinese version only) Cantonese
　		 20 1. HK$3,600
2. HK$4,500
June - August 2010 Intake Six Sigma Green Belt Cantonese
 30

Please refer
to the leaflet for details
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx

2. HKSI Student Members / Non-member
　
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