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Securities and Futures Commission - Recognised CPT Courses
 
All courses under the HKSI are recognised for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2010
   

 

January FEBRUARY March April May June July August September October November December
Date & Time Course Title

Language

CPT/CPD (Hrs)

Fee

SFC MPFA OCI
Risk Management Series
1/2/10
7:00 - 9:30pm
Bubble and Crash

Cantonese

 

2.5

2.5 non-core

-

1. HK$300
2. HK$400
Funds Management Series
23/2/10
6:30 - 9:30pm
Logical Trader

English

3

3 non-core

-

1. HK$360
2. HK$480
Equity Series
1/2/10 & 4/2/10
6:30 - 9:30pm
Technical Analysis (I)

Cantonese

6

6 non-core

-

1. HK$600
2. HK$780
23/2/10 & 26/2/10
7:00 - 9:30pm
Corporate Finance - Strategic Working Capital Management

Cantonese

5

5 non-core

-

1. HK$600
2. HK$800
Derivatives Series
8/2/10
6:30 - 9:30pm
Fundamentals of Equity Derivatives

English

 

3

3 non-core

-

1. HK$360
2. HK$480
24/2/10
6:30 - 9:30pm
Understanding Equity-Linked Notes

English

 

3

3 non-core

-

1. HK$300
2. HK$390
Regulatory Series and Compliance Series

3/2/10
7:00 - 9:00pm

MPF's code of Disclosure and Performance Presentation Standard

 

Cantonese

2

2 core

2

1. HK$200
2. HK$260
4/2/10
6:30 - 9:30p
m

Due Diligence in an Equity Offering Process

Putonghua

3

3 non-core

-

1. HK$420
2. HK$570
8/2/10 & 11/2/10
7:00 - 9:30p
m

Compliance Functions for Financial Institutions

English

5

5 non-core

-

1. HK$600
2. HK$800
22/2/10 & 24/2/10
7:00 - 9:30pm
Investment Sales Compliance Cantonese

 

5

5 non-core

3

1. HK$600
2. HK$800

25/2/10
7:00 - 9:00pm
&

26/2/10

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

 2 core &

3 non-core

5

1. HK$660
2. HK$790

26/2/10
7:00 - 9:00pm

An Overview of the MPF System

Cantonese

2

2 core

2

1. HK$200
2. HK$260
Joint programme with HKEx
2/2/10
5:30pm - 7:00pm
HKATS Training Course Series – CLICK Workstation Training Course

Cantonese
FULL

-

-

-

1*. HK$150
2.  HK$195

19/2/10
5:00pm - 8:30pm
AMS Terminal Training Course

Cantonese

 

-

-

-

1*. HK$350
2. HK$455
CLICK FOR CPD COURSES RECOGNISED BY MPFA
CLICK FOR CPD COURSES RECOGNISED BY OCI
CLICK FOR CPD COURSES RECOGNISED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
January - May 2010 Intake Re-entrant Programme to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
January - June 2010 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
January - June 2010 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
February - March 2010 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
March - June 2010 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
February 2010 Intake 「金銀市場初級證書」課程 /「金銀市場高級證書」課程 (Chinese version only) Cantonese
 
20 1. HK$3,600
2. HK$4,500
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
2. HKSI Student Members or Non-member
 
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