|
Derivatives Series |
10/8/09
& 12/8/09
7:00 - 9:30pm |
Managing Risks with Financial
Derivatives
|
English
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
12/8/09
6:30 - 9:30pm |
Modern Investment Analysis and Tools -
Series II: Money Market Instruments |
Cantonese
|
3 |
3 non-core |
3 |
1. HK$450
2. HK$570 |
|
24/8/09
6:30 -
9:30pm &
26/8/09
12:45 - 1:45pm |
Understand Structured Products (A joint
programme with Bloomberg) |
English
|
4 |
4 non-core |
3 |
1. HK$480
2. HK$640 |
|
25/8/09
6:30 - 9:30pm |
Other Practical Aspects of Equity
Derivatives & Derivative |
English
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
|
26/8/09
& 28/8/09
7:00 - 9:30pm |
Futures and Foreign Exchange Market |
Cantonese
|
5 |
5 non-core |
- |
1. HK$500
2. HK$650 |
|
Regulatory Series and Compliance Series |
7/8/09
6:30 - 9:30pm |
Investor
Relation and Transparency Rules for Hong
Kong Listed Companies |
Cantonese |
3 |
3 non-core |
- |
1. HK$420
2. HK$570 |
10/8/09
6:30 - 9:30pm |
Listing on the Exchange |
Putonghua |
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
10/8/09
& 13/8/09
7:00 - 9:30pm |
Introduction to General SFC Regulations |
English
|
5 |
5
non-core |
- |
1. HK$500
2. HK$650 |
13/8/09
7:00 - 9:00pm |
An Overview of the MPF System |
Cantonese
|
2 |
2
core |
2 |
1. HK$200
2. HK$260 |
13/8/09
6:30 - 9:30pm |
SFO Series - Requirements for Back
Office Operations |
English
|
3 |
3
non-core |
- |
1. HK$360
2. HK$480 |
14/8/09
7:00 - 9:30pm |
Insider Dealing |
Cantonese |
2.5 |
2.5 non-core |
- |
1. HK$300
2. HK$400 |
17/8/09
& 19/8/09
7:00 - 9:30pm |
Regulation of Leveraged Foreign Exchange
Trading |
Cantonese |
5 |
5
non-core |
- |
1. HK$500
2. HK$650 |
|
17/8/09
7:00 - 9:00pm &
20/8/09
6:30 - 9:30pm |
Overview of Legal and Regulatory
Framework for Securities and Futures
Industry |
Cantonese
|
5 |
2 core &
3
non-core |
5 |
1. HK$550
2. HK$660 |
18/8/09
& 21/8/09
7:00 - 9:30pm |
Regulation of Futures Trading
|
Cantonese |
5 |
5
non-core |
- |
1. HK$500
2. HK$650 |
22/8/09
9:30am - 12:30pm |
Regulations
for Sponsors and Compliance Advisers |
Cantonese
|
3 |
3
non-core |
- |
1. HK$360
2. HK$480 |
|
26/8/09
7:00 - 9:00pm &
27/8/09
6:30 - 9:30pm |
Overview of Legal and Regulatory
Framework for Securities and Futures
Industry |
English
|
5 |
2 core &
3
non-core |
5 |
1. HK$660
2. HK$790 |
27/8/09
6:30 - 9:30pm |
Sales Compliance for Insurance Products |
Cantonese
|
3 |
3 non-core |
3 |
1. HK$360
2. HK$480 |
27/8/09
6:30 - 9:30pm |
Inside the Buy Side: Legal & Compliance Issues for Investment Managers |
English
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
28/8/09
7:00 - 9:00pm |
Current
Development on MPF System |
Cantonese
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
|
Executive Seminar /
Workshop |
|
3/8/09
9:00am - 12:30pm |
Risk Management in the Finance Industry Module 1 – Fundamental of Risk Management |
English
|
3.5 |
3.5 non-core |
- |
1. HK$840
2. HK$1,120
3. HK$1,512/
HK$2,016
4. HK$2,016/
HK$2,688 |
|
3/8/09
2:00pm - 5:30pm |
Risk Management in the Finance Industry Module
2 – Risk Management Practices (I) |
English
|
3.5 |
3.5 non-core |
- |
1. HK$840
2. HK$1,120
3. HK$1,512/
HK$2,016
4. HK$2,016/
HK$2,688 |
|
4/8/09
9:00am - 12:30pm |
Risk Management in the Finance Industry Module
3 – Risk Management Practices (II) |
English
|
3.5 |
3.5 non-core |
- |
1. HK$840
2. HK$1,120
3. HK$1,512/
HK$2,016
4. HK$2,016/
HK$2,688 |
|
22/8/09
9:30am -12:30pm &
1:30 - 4:30pm |
Interactive Workshop in Investing
Psychology |
English
|
6 |
6 non-core |
- |
1. HK$780
2. HK$1,020 |
|
Joint programme with HKEx |
11/8/09
5:30pm - 7:00pm |
HKATS Training Course Series – CLICK
Workstation Training Course |
English
FULL
|
- |
- |
- |
1*. HK$150
2. HK$195 |
12/8/09
5:30pm - 7:30pm |
HKATS Training Course Series – Rules and
Trading Procedures |
English
|
- |
- |
- |
1*. HK$200
2. HK$260 |
25/8/09
5:00pm - 8:30pm |
AMS Terminal Training Course |
Cantonese
FULL
|
- |
- |
- |
1*. HK$350
2. HK$455 |
CLICK 
FOR CPD COURSES ACCREDITED BY MPFA |
|
CLICK
FOR CPD COURSES ACCREDITED BY OCI |
|
CLICK
FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
September 2009 -
March 2010
Intake |
Professional
Certificate in SFC Regulated Activities
for Re-entrant to Securities and Investment
Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
August
- November 2009 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
September
- December 2009 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
September -
October 2009
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
January -
March 2010
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
September 2009
Intake |
「金銀市場初級證書」課程 /「金銀市場高級證書」課程 (Chinese
version only) |
Cantonese
|
20 |
1. HK$3,600
2. HK$4,500 |
|
Participants may enroll individual modules
for the above certificate programs. |
|
|
