Training Guide
Course Application Form
Training Courses Regulations
- CPT Courses
- Certificate programmes

Home > Training > Training Calendar
 
Securities and Futures Commission - Recognised CPT Courses
 
 All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2009  

 

January February March April May June JULY August September October November December
Date & Time Course Title

Language

 CPT/CPD (Hrs)

Fee
SFC MPFA OCI
Risk Management Series
14/7/09
6:30 - 9:30pm		 US Subprime Crisis

English

3

3 non-core

-

 1. HK0420
2. HK$570
27/7/09 & 30/7/09
7:00 - 9:30pm		 Value at Risk (I)

Cantonese

5

5 non-core

-

 1. HK$600
2. HK$800
Funds Management Series
7/7/09
6:30 - 9:30pm		 Essential Tools to Hedge Funds and Trading Cantonese

3

3 non-core

-

 1. HK$360
2. HK$480
17/7/09
7:00 - 9:00pm		 Guide to MPF Constituent Funds

English

¡@

2

2 core

2

 1. HK$200
2. HK$260
22/7/09
6:30 - 9:30pm		 Fund Investment and Alternative Investment

Cantonese

¡@

3

3 non-core

3

 1. HK$300
2. HK$390
Equity Series
20/7/09 & 22/7/09
7:00 - 9:30pm		 The Investment Strategies of Positive Thinking and Behavior Cantonese

5

5 non-core

-

 1. HK$500
2. HK$650
21/7/09 & 23/7/09
7:00 - 9:30pm		 Trade Finance Cantonese

5

5 non-core

-

 1. HK$600
2. HK$800
27/7/09 & 30/7/09
7:00 - 9:30pm		 Financial Statements Analysis

English

5

5 non-core

-

 1. HK$500
2. HK$650
Derivatives Series
15/7/09
6:30 - 9:30pm		 Modern Investment Analysis and Tools - Series II: Foreign Exchange Market

Cantonese

3

3 non-core

3

 1. HK$450
2. HK$570
Financial Planning Series

6/7/09

6:30 - 10:00pm

 Overview of Investment Vehicles for Wealth Management

Cantonese

3.5

3.5 non-core

3.5

 1. HK$350
2. HK$455
24/7/09
7:00 - 9:30pm		 Market Practices and Protecting the Clients ¡V Protecting the Clients

Cantonese

2.5

2.5 core

2.5

 1. HK$300
2. HK$400
Regulatory Series and Compliance Series
6/7/09 & 8/7/09
7:00 - 9:30pm		 Case Study Approach to SFC Regulatory Framework

Cantonese

5

5 non-core

-

 1. HK$600
2. HK$800
10/7/09
6:30 - 9:30pm		 Account Opening Documentation and Procedures Cantonese

3

3 non-core

-

 1. HK$300
2. HK$390
11/7/09
9:30am - 12:30pm &
1:30pm - 3:30pm		 Legal & Regulatory Issues on Mergers and Acquisitions

English

5

5 non-core

-

 1. HK$700
2. HK$950
13/7/09
6:30 - 9:30pm  &
17/7/09
7:00 - 9:00pm 		Insider Dealing & An Overview of the Securities and Futures Ordinance

English

¡@

5

5 non-core

-

 1. HK$500
2. HK$650
15/7/09
6:30 - 9:30pm		 Investigation and Disciplinary Matters In Relation To The SFC

Cantonese

3

3 non-core

-

 1. HK$360
2. HK$480

29/7/09

7:00 - 9:30pm

 Know your Client and Detection of Money Laundering

Cantonese

2.5

2.5  non-core

-

 1. HK$300
2. HK$400

30/7/09

7:00 - 9:00pm &

31/7/09

6:30 - 9:30pm

 Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

2 core &

 3 non-core

5

 1. HK$660
2. HK$790
Mainland China Series
20/7/09
7:00 - 9:30pm		 What to expect going north in the financial services industry? Cantonese

2.5

2.5  non-core

-

 1. HK$300
2. HK$400
Joint programme with HKEx
14/7/09
5:30pm - 7:00pm		 HKATS Training Course Series ¡V CLICK Workstation Training Course

English
FULL

-

-

-

1*. HK$150
2.  HK$195
15/7/09
5:30pm - 7:30pm		 HKATS Training Course Series ¡V Rules and Trading Procedures

English

¡@

-

-

-

 1*. HK$200
2.  HK$260
CLICK FOR CPD COURSES ACCREDITED BY MPFA
CLICK FOR CPD COURSES ACCREDITED BY OCI
CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
June 2009 Intake Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
May - September 2009 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
May - July 2009 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
August - September 2009 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
June 2009 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx

2. HKSI Student Members or Non-member
Back to top


Sitemap | FAQ | Contact Us | Privacy Policy Copyright © 2003 Hong Kong Securities Institute. All rights reserved.