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Securities and Futures Commission - Recognised CPT Courses
 
All courses under the HKSI are recognised for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2009
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January February March APRIL May June July August September October November December
Date & Time Course Title

Language

CPT/CPD (Hrs)

Fee

SFC MPFA OCI
Risk Management Series
17/4/09 & 24/4/09
7:00 - 9:30pm
Corporate Insolvency and Restructuring

Cantonese

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5

5 non-core

-

1. HK$600
2. HK$800
Funds Management Series
15/4/09
6:30 - 9:30pm
Fund Investment and Alternative Investment

English

3

3 non-core

3

1. HK$300
2. HK$390
Equity Series
6/4/09 & 7/4/09
7:00 - 9:30pm
Corporate Finance ¡V Ratio Analysis as Effective Investment and Management Tools

English

5

5 non-core

-

1. HK$600
2. HK$800
21/4/09, 23/4/09 & 28/4/09
6:30 - 9:30pm
Interpreting Financial Statements

Cantonese

9

9 non-core

-

1. HK$900
2. HK$1,170
22/4/09 & 29/4/09
6:30 - 9:30pm
Investment Psychology and Overcome the Demon

Cantonese

6

 6 non-core

-

1. HK$600
2. HK$780
Derivatives Series
2/4/09
6:30 - 9:30pm
Understanding Exchange Traded Derivative Products Available at HKEx (A joint programme with HKEx)

Cantonese

3

3 non-core

-

1. HK$300
2. HK$390
3/4//09 & 7/4/09
7:00 - 9:30pm
Futures and Foreign Exchange Market

Cantonese

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5

5 non-core

-

1. HK$500
2. HK$650
21/4//09 & 28/4/09
7:00 - 9:30pm
Managing Risks with Financial Derivatives

Cantonese

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5

5 non-core

-

1. HK$600
2. HK$800
Regulatory Series and Compliance Series

2/4/09

6:30 - 9:30pm

Listing on the Exchange Cantonese

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3

3 non-core

-

1. HK$360
2. HK$480

6/4/09
7:00 - 9:00pm
&

8/4/09

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry Cantonese

5

 2 core &

3 non-core

5

1. HK$550
2. HK$660

6/4/09 & 8/4/09

7:00 - 9:30pm

Regulation of Leveraged Foreign Exchange Trading Cantonese

5

5 non-core

-

1. HK$500
2. HK$650

16/4/09
7:00 - 9:00pm

An Overview of the MPF System

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English

2

2 core

2

1. HK$200
2. HK$260

20/4/09 & 24/4/09

6:30 - 9:30pm

SFO Series ¡V Financial Resources Rules

English

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6

6 non-core

-

1. HK$720
2. HK$960

23/4/09
7:00 - 9:00pm
&

24/4/09

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

 2 core &

3 non-core

5

1. HK$660
2. HK$790
27/4/09 & 30/4/09
7:00 - 9:30pm
Regulation of Futures Trading

English

5

5 non-core

-

1. HK$500
2. HK$650

27/4/09 & 7/5/09

7:00 - 9:30pm

Introduction to General SFC Regulations Cantonese

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5

5 non-core

-

1. HK$500
2. HK$650
30/4/09
6:30 - 9:30pm
SFO Series ¡V Requirements for Back Office Operations Cantonese

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3

3 non-core

-

1. HK$360
2. HK$480
Executive Seminar / Workshop

25/4/09
9:30am -12:30pm &

1:30 - 4:30pm

Interactive Workshop in Investing Psychology

English

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6

6 non-core

-

1. HK$780
2. HK$1,020
CLICK FOR CPD COURSES RECOGNISED BY MPFA
CLICK FOR CPD COURSES RECOGNISED BY OCI
CLICK FOR CPD COURSES RECOGNISED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
May 2009 Intake Re-entrant Programme to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
May - August 2009 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
May - July 2009 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
April 2009 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
June 2009 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
Feb 2009 Intake Certificate in Business Support Management

Cantonese

31 1. HK$3,100
2. HK$3,720
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx

2. HKSI Student Members / Non-member

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