|
Derivatives Series |
|
18/3/09
12:45 - 1:45pm
&
6:30 - 9:30pm |
Understanding Structured Products (A joint
programme with Bloomberg) |
Cantonese
|
4 |
4 non-core |
- |
1. HK$480
2. HK$640 |
28/3/09
9:30am - 12:30pm |
Modern Investment Analysis and Tools –
Series II : Money Market Instruments |
Cantonese
|
3 |
3 non-core |
3 |
1. HK$450
2. HK$570 |
|
Financial Planning Series |
|
10/3/09
6:30 - 10:00pm |
Overview of Investment Vehicles for
Wealth Management |
Cantonese |
3.5 |
3.5 non-core |
3.5 |
1. HK$350
2. HK$455 |
|
Regulatory Series and Compliance Series |
2/3/09
6:30 - 9:30pm |
Account Opening Documentation and
Procedures
|
Cantonese |
3 |
3
non-core |
- |
1. HK$300
2. HK$390 |
|
2/3/09
6:30 - 9:30pm |
Investor Relation and Transparency Rules for
Hong Kong Listed Companies |
Cantonese
|
3 |
3 non-core |
- |
1. HK$420
2. HK$570 |
|
4/3/09
6:30 - 9:30pm &
6/3/09
7:00 - 9:00pm |
Insider Dealing & An Overview of the
Securities and Futures Ordinance |
Cantonese
|
5 |
5 non-core |
- |
1. HK$500
2. HK$650 |
|
9/3/09
& 12/3/09
7:00 - 9:30pm |
Case Study Approach to SFC Regulatory
Framework |
English
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
|
11/3/09
7:00 - 9:00pm |
Review of MPF and its Operations through
cases
|
Cantonese
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
|
28/3/09
9:30am - 12:30pm &
2:00 - 4:00pm |
Overview of Legal and Regulatory Framework
for Securities and Futures Industry |
English
|
5 |
2
core &
3 non-core |
5 |
1. HK$660
2. HK$790 |
31/3/09
6:30 - 9:30pm |
SFO Series – Disclosure of Interests |
Cantonese
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
31/3/09
7:00 - 9:30pm |
Know your Client and Detection of Money
Laundering |
English
|
2.5 |
2.5 non-core |
- |
1. HK$300
2. HK$400 |
|
Management and
Communication Skills Series |
|
24/3/09
6:30 -
9:30pm |
Connecting with People in 90 Seconds |
Cantonese
 |
3 |
3 non-core |
- |
1. HK$420
2. HK$570
|
|
Mainland China Series |
21/3/09
9:30am - 12:30pm & 1:30pm - 4:30pm |
解讀中國內地基金法及其最新發展與外資進入內地證券市場的最新監管政策 |
Putonghua
|
6 |
6 non-core |
- |
1. HK$840
2. HK$1,140 |
25/3/09
7:00 - 9:30pm |
What to expect going north in the
financial services industry? |
Cantonese
|
2.5 |
2.5 non-core |
- |
1. HK$300
2. HK$400 |
28/3/09
9:30am - 12:30pm & 1:30pm - 4:30pm |
解讀中國內地上市公司並購重組的法律法規及其最新法律制度與監管政策 |
Putonghua
|
6 |
6 non-core |
- |
1. HK$840
2. HK$1,140 |
29/3/09
9:30am - 12:30pm & 1:30pm - 4:30pm |
解讀中國內地公司改制上市（IPO）和上市公司再融資的法律法規及其最新法律制度 |
Putonghua
|
6 |
6 non-core |
- |
1. HK$840
2. HK$1,140 |
|
Executive Seminar /
Workshop |
|
21/3/09
9:00am -1:00pm &
2:00 - 5:30pm |
Risk Management in the Banking and
Finance Industry |
Cantonese
|
7.5 |
7.5 non-core |
- |
1. HK$1,800
2. HK$2,400 |
|
Joint programme with HKEx |
24/3/09
5:30pm - 7:00pm |
HKATS Training Course Series – CLICK
Workstation Training Course |
English
FULL |
- |
- |
- |
1*. HK$150
2. HK$195 |
25/3/09
5:30pm - 7:30pm |
HKATS Training Course Series – Rules and
Trading Procedures |
English
FULL |
- |
- |
- |
1*. HK$200
2. HK$260 |
27/3/09
5:00pm - 8:30pm |
AMS Terminal Training Course |
Cantonese
|
- |
- |
- |
1*. HK$350
2. HK$455 |
CLICK 
FOR CPD COURSES
RECOGNISED
BY MPFA |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY OCI |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
May
2009
Intake |
Re-entrant Programme to Securities and
Investment Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
May
- August 2009 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
May
- July 2009 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
April 2009
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
June 2009
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
Feb 2009
Intake |
Certificate in Business Support Management |
Cantonese
|
31 |
1. HK$3,100
2. HK$3,720 |
|
Participants may enroll individual modules
for the above certificate programs. |
|
|
