|
Derivatives Series |
|
11/2/09
7:00 - 9:00pm |
Derivatives Investment |
Cantonese
|
2 |
2 non-core |
2 |
1. HK$200
2. HK$260 |
18/2/09
6:30 - 9:30pm |
Modern Investment Analysis and Tools -
Series II : Foreign Exchange Market |
Cantonese
¡@ |
3 |
3 non-core |
3 |
1. HK$450
2. HK$570 |
|
Regulatory Series and Compliance Series |
5/2/09
6:30 - 9:30pm |
Due Diligence in an Equity Offering
Process
|
Putonghua |
3 |
3
non-core |
- |
1. HK$420
2. HK$570 |
9/2/09
7:00 - 9:30pm |
Market Manipulation and Related Disciplinary
Issues |
English
|
2.5 |
2.5
non-core |
- |
1. HK$300
2. HK$400 |
|
10/2/09
7:00 - 9:00pm |
MPF's code of Disclosure and Performance
Presentation Standard
¡@ |
Cantonese
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
10/2/09
& 12/2/09
7:00 - 9:30pm |
Compliance Functions for Financial
Institutions |
Cantonese
¡@
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
16/2/09
7:00 - 9:00pm |
MPF Amendment Updates and Employment
Ordinance & MPF |
Cantonese
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
|
19/2/09
7:00 - 9:00pm &
20/2/09
6:30 - 9:30pm |
Overview of Legal and Regulatory Framework
for Securities and Futures Industry |
English
|
5 |
2
core &
3 non-core |
5 |
1. HK$660
2. HK$790 |
24/2/09
& 26/2/09
7:00 - 9:30pm |
Investment Sales Compliance |
English
¡@
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
|
Executive Seminar /
Workshop |
|
21/2/09
9:00am -1:00pm &
2:00 - 5:30pm |
Risk Management in the Finance and
Securities Industry |
Cantonese
 |
7.5 |
7.5 non-core |
- |
1. HK$1,800
2. HK$2,400 |
|
Joint programme with HKEx |
10/2/09
5:30pm - 7:00pm |
HKATS Training Course Series ¡V CLICK
Workstation Training Course |
Cantonese
FULL
|
- |
- |
- |
1*. HK$150
2. HK$195 |
11/2/09
5:30pm - 7:30pm |
HKATS Training Course Series ¡V Rules and
Trading Procedures |
Cantonese
FULL
|
- |
- |
- |
1*. HK$200
2. HK$260 |
25/2/09
5:00pm - 8:30pm |
AMS Terminal Training Course |
Cantonese
|
- |
- |
- |
1*. HK$350
2. HK$455 |
CLICK 
FOR CPD COURSES
RECOGNISED
BY MPFA |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY OCI |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
March
2009
Intake |
Re-entrant Programme to Securities and
Investment Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
March
- May 2009 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
March
- June 2009 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
April 2009
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
June 2009
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
Feb 2009
Intake |
Certificate in Business Support Management |
Cantonese
|
31 |
1. HK$3,100
2. HK$3,720 |
|
Participants may enroll individual modules
for the above certificate programs. |
|
|
