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Securities and Futures Commission - Recognised CPT Courses
 
 All courses under the HKSI are recognised for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2009  ¡@

< 2008 Training Calendar 

JANUARY February March April May June July August September October November December
Date & Time Course Title

Language

 CPT/CPD (Hrs)

Fee
SFC MPFA OCI
Fixed Income and Debts Series
7/1/09
7:00 - 9:00pm		 Debts Investment

Cantonese

2

2 non-core

2

 1. HK$200
2. HK$260
Risk Management Series
19/1/09
7:00 - 9:30pm		 Bubble and Crash

Cantonese

¡@

2.5

2.5 non-core

-

 1. HK$300
2. HK$400
Funds Management Series
20/1/09 & 22/1/09
6:30 - 9:30pm		 Understanding Hedge Funds

English

6

6 non-core

-

 1. HK$720
2. HK$960
Equity Series
21/1/09
6:30 - 9:30pm		 Fundamentals of Investment Analysis and Stocks Investment

English

3

3 non-core

3

 1. HK$300
2. HK$390
Derivatives Series
21/1/09
6:30 - 9:30pm		 Corporate Finance Problems and Equity Derivatives Solutions

English

¡@

3

3 non-core

-

 1. HK$360
2. HK$480
Regulatory Series and Compliance Series
5/1/09 & 7/1/09
7:00 - 9:30pm

Duties and Liabilities of Responsible Officers

 Cantonese

5

5 non-core

-

 1. HK$700
2. HK$950

13/1/09
6:30 - 9:30pm

Professional Ethics and Investment Sales Compliance for Financial Advisors

¡@

Cantonese

3

3 core

3

 1. HK$300
2. HK$390
13/1/09
7:00 - 9:00pm		 Current Development on MPF System

Cantonese

2

 2 core

2

 1. HK$200
2. HK$260

15/1/09
7:00 - 9:00pm &

16/1/09

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

 2 core &

3 non-core

5

 1. HK$660
2. HK$790
17/1/09
9:30am - 12:30pm		 Regulations for Sponsors and Compliance Advisers English

¡@

3

3 non-core

-

 1. HK$360
2. HK$480

19/1/09
7:00 - 9:00pm &

21/1/09

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

Cantonese

5

 2 core &

3 non-core

5

 1. HK$550
2. HK$660

20/1/09

6:30 - 9:30pm

Regulatory Requirements for Financial Planners and Advisers

Cantonese

3

 3 core

3

 1. HK$300
2. HK$390
Joint programme with HKEx
21/1/09
5:00pm - 8:30pm		 AMS Terminal Training Course

Cantonese

-

-

-

 1*. HK$350
2. HK$455
CLICK FOR CPD COURSES RECOGNISED BY MPFA
CLICK FOR CPD COURSES RECOGNISED BY OCI
CLICK FOR CPD COURSES RECOGNISED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
February 2009 Intake Re-entrant Programme to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
March - May 2009 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
March - June 2009 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
April 2009 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
Feb 2009 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
Feb 2009 Intake Certificate in Business Support Management

Cantonese

 31 1. HK$3,100
2. HK$3,720
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx

2. Non-member
¡@
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