|
Derivatives Series |
|
1/12/08 &
5/12/08
7:00 - 9:30pm |
Managing Risks with Financial Derivatives |
Cantonese
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
2/12/08
6:30 - 9:30pm |
Understanding Exchange Traded Derivative
Products Available at HKEx (A joint
programme with HKEx) |
Cantonese
¡@ |
3 |
3 non-core |
- |
1. HK$300
2. HK$390 |
18/12/08
6:30 - 9:00pm |
Stock Options ¡V Application and New Market
Development (A joint programme with HKEx) |
Cantonese
¡@ |
2.5 |
2.5 non-core |
- |
1. HK$250
2. HK$325 |
|
Financial Planning Series |
|
5/12/08
6:30 - 9:30pm |
Practices in Retirement Planning |
Cantonese |
3 |
3 non-core |
- |
1. HK$300
2. HK$390 |
|
Regulatory Series and Compliance Series |
1/12/08
& 3/12/08
6:30 - 9:30pm |
SFO Series ¡V Financial Resources Rules
|
Cantonese |
6 |
6
non-core |
- |
1. HK$720
2. HK$960 |
4/12/08
6:30 - 9:30pm |
SFO Series ¡V Requirements for Back Office
Operations |
English
¡@
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
|
4/12/08
6:30 - 9:35pm |
Listing on the Exchange
(3 CPD Points accredited
by the Law Society of Hong Kong)
|
Cantonese
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
8/12/08
& 11/12/08
7:00 - 9:30pm |
Introduction to General SFC Regulations |
Cantonese
|
5 |
5
non-core |
- |
1. HK$500
2. HK$650 |
|
9/12/08
7:00 - 9:00pm &
11/12/08
6:30 - 9:30pm |
Overview of Legal and Regulatory
Framework for Securities and Futures
Industry
|
English |
5 |
2
core &
3 non-core |
5 |
1. HK$660
2. HK$790 |
|
15/12/08
7:00 - 9:00pm &
17/12/08
6:30 - 9:30pm |
Overview of Legal and Regulatory
Framework for Securities and Futures
Industry
|
Cantonese
|
5 |
2
core &
3 non-core |
5 |
1. HK$550
2. HK$660 |
|
16/12/08
7:00 - 9:30pm |
Insider Dealing
|
English
|
2.5 |
2.5 on-core |
- |
1. HK$300
2. HK$400 |
|
Mainland China Series |
12/12/08
7:00 - 9:30pm |
What to expect going north in the
financial services industry? |
Cantonese
|
2.5 |
2.5 non-core |
- |
1. HK$300
2. HK$400 |
CLICK 
FOR CPD COURSES
RECOGNISED
BY MPFA |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY OCI |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
Nov 2008
Intake |
Professional
Certificate in SFC Regulated Activities
for Re-entrant to Securities and Investment
Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
Nov
2008
- March 2009 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
Dec
2008
- March 2009 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
Nov 2008
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
Nov 2008
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
Participants may enroll individual modules
for the above certificate programs. |
|
|
