|
Derivatives Series |
|
11/11/08 &
12/11/08
7:00 - 9:30pm |
Futures and Foreign Exchange Market |
English
|
5 |
5 non-core |
- |
1. HK$500
2. HK$650 |
|
21/11/08 &
28/11/08
6:30 - 9:30pm |
Investing in Warrants |
Cantonese
|
6 |
6 non-core |
- |
1. HK$720
2. HK$960 |
|
Financial Planning Series |
|
4/11/08
7:00 -
9:30pm |
Market Practices and Protecting the
Clients ¡V Protecting the Clients |
English
|
2.5 |
2.5 core |
2.5 |
1. HK$300
2. HK$400 |
|
25/11/08
6:30 -
10:00pm |
Overview of Investment Vehicles for
Wealth Management |
Cantonese
|
3.5 |
3.5 non-core |
3.5 |
1. HK$350
2. HK$455 |
|
Regulatory Series and Compliance Series |
3/11/08
6:30 - 9:30pm |
Account Opening Documentation and
Procedures
|
Cantonese |
3 |
3
non-core |
- |
1. HK$300
2. HK$390 |
3/11/08
& 5/11/08
7:00 - 9:30pm |
Regulation of Leveraged Foreign Exchange
Trading |
Cantonese
¡@
|
5 |
5 non-core |
- |
1. HK$500
2. HK$650 |
4/11/08
7:00 - 9:30pm |
Know your Client and Detection of Money
Laundering |
Cantonese
|
2.5 |
2.5
non-core |
- |
1. HK$300
2. HK$400 |
|
5/11/08
7:00 - 9:00pm |
Review of MPF and its Operations through
cases |
Cantonese
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
10/11/08
6:30 - 9:30pm |
SFO Series - Disclosure of Interests |
English
|
3 |
3
non-core |
- |
1. HK$360
2. HK$480 |
14/11/08
7:00 - 9:30pm |
Overview of Hong Kong Listing Regime |
English
|
2.5 |
2.5
non-core |
- |
1. HK$250
2. HK$325 |
19/11/08
& 26/11/08
7:00 - 9:30pm |
Legal & Regulatory Issues on Mergers and
Acquisitions
¡@ |
English
FULL
|
5 |
5 non-core |
- |
1. HK$700
2. HK$950 |
|
22/11/08
9:30 - 12:30pm &
2:00 - 4:00pm |
Overview of Legal and Regulatory
Framework for Securities and Futures
Industry
|
English |
5 |
2
core &
3 non-core |
5 |
1. HK$660
2. HK$790 |
26/11/08
& 28/11/08
7:00 - 9:30pm |
Case Study Approach to SFC Regulatory
Framework |
Cantonese
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
|
26/11/08
7:00 - 9:00pm |
An Overview of the MPF System
¡@ |
English
FULL
|
2 |
2
core |
2 |
1. HK$200
2. HK$260 |
|
Mainland China Series |
8/11/08
9:30am - 12:30pm |
Laws and Regulations of China Securities
Market |
Putonghua
|
3 |
3 non-core |
- |
1. HK$420
2. HK$570 |
|
Executive Seminar /
Workshop |
|
24/11/08
9:00am -1:00pm &
2:00 - 5:30pm |
Leadership for the 21st Century :
Relational Leadership |
English
|
7.5 |
7.5 non-core |
7.5 |
1. HK$1,800
2. HK$2,400 |
|
27/11/08
9:00am -1:00pm &
2:00 - 5:30pm |
Hedge Fund Strategies and Management |
English
|
7.5 |
7.5 non-core |
7.5 |
1. HK$1,800
2. HK$2,400 |
|
Joint programme with HKEx |
14/11/08
5:00pm - 8:30pm |
AMS Terminal Training Course |
Cantonese
FULL |
- |
- |
- |
1*. HK$350
2. HK$455 |
|
Interactive Options Training Course
Series (Joint programme with HKEx) |
11/11/08
6:00pm - 7:30pm |
Course 1: Dynamics of Options |
Cantonese
¡@ |
1.5 |
1.5 non-core |
- |
1*. HK$200
2. HK$265
3*. HK$620/
HK$815 |
17/11/08
6:00pm - 8:00pm |
Course 2: Putting Views into Options |
Cantonese
¡@ |
2 |
2 non-core |
- |
1*. HK$260
2. HK$340
3*. HK$620/
HK$815 |
21/11/08
5:15pm - 7:15pm |
Course 3: Understanding of Derivatives
Clearing |
Cantonese
¡@ |
2 |
2 non-core |
- |
1*. HK$220
2. HK$290
3*. HK$620/
HK$815 |
|
CCASS Training Course Series (Joint programme with HKEx) |
21/11/08
9:30am - 11:30am |
Course 1: Understanding of Securities
Clearing & Settlement |
Cantonese
¡@ |
2 |
2 non-core |
- |
1*. HK$220
2. HK$290
3*. HK$1,400/
HK$1,820 |
24/11/08
9:30am - 12:30pm |
Course 2: Clearing & Settlement (Part I) |
Cantonese
¡@ |
3 |
3 non-core |
- |
1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820 |
24/11/08
2:30pm - 5:30pm |
Course 3: Clearing & Settlement (Part II) |
Cantonese
¡@ |
3 |
3 non-core |
- |
1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820 |
25/11/08
9:30am - 12:30pm |
Course 4: Depository & Nominee System (DNS) |
Cantonese
¡@ |
3 |
3 non-core |
- |
1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820 |
25/11/08
2:30pm - 5:30pm |
Course 5: Fails and Risk Management |
Cantonese
¡@ |
3 |
3 non-core |
- |
1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820 |
|
DCASS Training Course Series (Joint programme with HKEx) |
21/11/08
5:15pm - 7:15pm |
Course 1: Understanding of Derivatives
Clearing |
Cantonese
|
2 |
2 non-core |
- |
1*. HK$220
2. HK$290
3*. HK$700/
HK$910 |
28/11/08
9:30am - 12:30pm |
Course 2: DCASS Terminal Training |
Cantonese
FULL
|
3 |
3 non-core |
- |
1*. HK$330
2. HK$435
3*. HK$700/
HK$910 |
28/11/08
2:30pm - 4:30pm |
Course 3: CCMS Training |
Cantonese
FULL
|
2 |
2 non-core |
- |
1*. HK$220
2. HK$290
3*. HK$700/
HK$910 |
CLICK 
FOR CPD COURSES RECOGNISED BY MPFA |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY OCI |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
Nov 2008
Intake |
Professional
Certificate in SFC Regulated Activities
for Re-entrant to Securities and Investment
Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
Nov 2008
- March 2009 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
|
