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Securities and Futures Commission - Recognised CPT Courses

All courses under the HKSI are recognised for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.

HKSI Continuous Professional Training Courses Training Calendar 2008

January

February

March

April

May

June

July

August

September

November

December

Date & Time

Course Title

Language

CPT/CPD (Hrs)

Fee

SFC

MPFA

OCI

Fixed Income and Debts Series

20/10/08 & 22/10/08
7:00 - 9:30pm

Bond Market Fundamentals

Cantonese

5

-

1. HK$500
2. HK$650

30/10/08
6:30 - 9:30pm

Essentials of Loan Syndications

English

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3

-

1. HK$360
2. HK$480

Risk Management Series

14/10/08
6:30 - 9:30pm

Corporate Failure �V Lessons Learned

Cantonese

3

-

1. HK$360
2. HK$480

27/10/08
6:30 - 9:30pm

US Subprime Crisis

English

3

-

1. HK$420
2. HK$570

30/10/08 & 6/11/08
7:00 - 9:30pm

Corporate Insolvency and Restructuring

Cantonese

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5

-

1. HK$600
2. HK$800

Funds Management Series

21/10/08
7:00 - 9:30pm

Mutual Funds Selections and Assessment

Cantonese

2.5

2.5 non-core

-

1. HK$300
2. HK$400

22/10/08
6:30 - 9:30pm

Logical Trader

English

3

3 non-core

-

1. HK$360
2. HK$480

Equity Series

16/10/08 & 23/10/08

7:00 - 9:30pm

Trade Finance

Cantonese

5

5 non-core

1. HK$600
2. HK$800

20/10/08
6:30 - 9:30pm

The Psychology of Trading �V How Millionaire traders conquer the inner game to success

English

3

3 non-core

-

1. HK$360
2. HK$480

21/10/08 & 24/10/08
6:30 - 9:30pm

Technical Analysis (II)

English

6

6 non-core

-

1. HK$720
2. HK$960

Derivatives Series

14/10/08
7:00 - 9:00pm

Derivatives Investment

English

2

2 non-core

2

1. HK$200
2. HK$260

16/10/08

12:45 - 1:45pm &

Understanding Structured Products (A joint programme with Bloomberg)

English

4

4 non-core

1. HK$480
2. HK$640

20/10/08
6:30 - 9:30pm

Corporate Finance Problems and Equity Derivatives Solutions

English

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3

3 non-core

1. HK$360
2. HK$480

21/10/08
6:30 - 9:30pm

Modern Investment Analysis and Tools �V Series II : Money Market Instruments

Cantonese

3

3 non-core

3

1. HK$450
2. HK$570

Regulatory Series and Compliance Series

2/10/08
6:30 - 9:30pm

Due Diligence in an Equity Offering Process

Cantonese

3

1. HK$420
2. HK$570

8/10/08
6:30 - 9:30pm &

10/10/08

7:00 - 9:00pm

Insider Dealing & An Overview of the Securities and Futures Ordinance

English

5

5 non-core

1. HK$500
2. HK$650

13/10/08
6:30 - 9:30pm

Investigation and Disciplinary Matters In Relation To The SFC

Cantonese

3

1. HK$360
2. HK$480

14/10/08
6:30 - 9:30pm

Regulatory Insight �V Power of Investigation and Prosecution of the SFC

Cantonese

3

1. HK$360
2. HK$480

15/10/08
7:00 - 9:00pm &

17/10/08

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

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English

5

2 core &

3 non-core

5

1. HK$660
2. HK$790

23/10/08
7:00 - 9:05pm

Current Development on MPF System

(2 CPD Points accredited by the Law Society of Hong Kong)

2

2

1. HK$200
2. HK$260

27/10/08
7:00 - 9:00pm

MPF Amendment Updates and Employment Ordinance & MPF

2

2

1. HK$200
2. HK$260

29/10/08

7:00 - 9:30pm

Compliance Functions for Financial Institutions

5

1. HK$600
2. HK$800

28/10/08
7:00 - 9:00pm

MPF��s code of Disclosure and Performance Presentation Standard

2

2

1. HK$200
2. HK$260

28/10/08 & 29/10/08

7:00 - 9:35pm

Investment Sales Compliance

(5 CPD Points accredited by the Law Society of Hong Kong)

Cantonese

5

1. HK$600
2. HK$800

Mainland China Series

11/10/08
9:30 - 12:30pm

Listing Requirements and Corporate Governance in Mainland China

Putonghua

3

3 non-core

-

1. HK$420
2. HK$570

Executive Seminar / Workshop

3/10/08
9:00am - 1:00pm &

2:00 - 5:30pm

Corporate Valuation

Putonghua

7.5

7.5 non-core

-

1. HK$1,800
2. HK$2,400

14/10/08
9:00am - 1:00pm &

2:00 - 5:30pm

Corporate Valuation

English

7.5

7.5 non-core

-

1. HK$1,800
2. HK$2,400

Joint programme with HKEx

15/10/08
5:00pm - 8:30pm

AMS Terminal Training Course

-

-

-

1*. HK$350
2. HK$455

28/10/08
5:30pm - 7:00pm

HKATS Training Course Series �V CLICK Workstation Training Course

Cantonese

-

-

-

1*. HK$150
2. HK$195

29/10/08
5:30pm - 7:30pm

HKATS Training Course Series �V Rules and Trading Procedures

Cantonese

-

-

-

1*. HK$200
2. HK$260

Interactive Options Training Course Series (Joint programme with HKEx)

3/10/08
6:00pm - 7:30pm

Course 1: Dynamics of Options

1.5

1.5 non-core

-

1*. HK$200
2. HK$265
3*. HK$620/
HK$815

28/10/08
6:00pm - 8:00pm

Course 2: Putting Views into Options

2

-

1*. HK$260
2. HK$340
3*. HK$620/
HK$815

21/11/08
5:15pm - 7:15pm

Course 3: Understanding of Derivatives Clearing

2

-

1*. HK$220
2. HK$290
3*. HK$620/
HK$815

CLICK FOR CPD COURSES RECOGNISED BY MPFA

CLICK FOR CPD COURSES RECOGNISED BY OCI

CLICK FOR CPD COURSES RECOGNISED BY THE LAW SOCIETY OF HONG KONG

Professional Certificates

Nov 2008 Intake

Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets

English / Cantonese

1.HK$7,300
2.HK$8,580

Nov - Dec 2008 Intake

Professional Certificate in Securities Dealing

51

1. HK$5,280
2. HK$6,330

Nov 2008 - Jan 2009 Intake

Professional Certificate in Derivatives Dealing

1. HK$5,280
2. HK$6,330

Nov 2008 Intake

RA 9 Asset Management

1. HK$1,620
2. HK$1,940

Nov 2008 Intake

RA 6 Advising on Corporate Finance

1. HK$2,580
2. HK$3,090

Participants may enroll individual modules for the above certificate programs.

Note :	1. HKSI Member or staff of HKSI corporate member
	1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
	2. Non-member
	3*. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.

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