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Securities and Futures Commission - Recognised CPT Courses

All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.

HKSI Continuous Professional Training Courses Training Calendar 2008

January

February

March

April

May

June

July

August

October

November

December

Date & Time

Course Title

Language

CPT/CPD (Hrs)

Fee

SFC

MPFA

OCI

Fixed Income and Debts Series

22/9/08 & 24/9/08
7:00 - 9:30pm

Interest Rate Market Fundamentals

English

5

-

1. HK$500
2. HK$650

30/9/08
7:00 - 9:00pm

Debts Investment

English

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2

2

1. HK$200
2. HK$260

Risk Management Series

17/9/08
7:00 - 9:30pm

Bubble and Crash

English

2.5

-

1. HK$300
2. HK$400

Funds Management Series

1/9/08 & 3/9/08
7:00 - 9:30pm

Funds Portfolio : Funds Types and Their Features

English

5

5 non-core

-

1. HK$600
2. HK$800

24/9/08 & 26/9/08
6:30 - 9:30pm

Understanding Hedge Funds

Cantonese

6

6 non-core

-

1. HK$720
2. HK$960

Equity Series

2/9/08 & 9/9/08
6:30 - 9:30pm

Technical Anaysis (I)

English

6

6 non-core

-

1. HK$600
2. HK$780

9/9/08
6:30 - 9:30pm

Fundamentals of Investment Analysis and Stocks Investment

Cantonese

3

3 non-core

3

1. HK$300
2. HK$390

29/9/08
6:30 - 9:30pm

Structure of Securitization & Securitized Financial Products

English

3

3 non-core

-

1. HK$420
2. HK$570

Derivatives Series

16/9/08
6:30 - 9:30pm

Understanding Equity-Linked Notes

English

3

3 non-core

1. HK$300
2. HK$390

23/9/08
6:30 - 9:30pm

Modern Investment Analysis and Tools �V Series II : Foreign Exchange Market

Cantonese

3

3 non-core

3

1. HK$450
2. HK$570

Regulatory Series and Compliance Series

1/9/08 & 3/9/08
7:00 - 9:30pm

Regulation of Securities Trading

English

5

1. HK$500
2. HK$650

3/9/08 & 10/9/08
7:00 - 9:30pm

Duties and Liabilities of Responsible Officers

Cantonese

5

5 non-core

1. HK$700
2. HK$950

6/9/08
9:30am - 12:35pm

Regulations for Sponsors and Compliance Advisers

(3 CPD Points accredited by the Law Society of Hong Kong)

English

3

1. HK$360
2. HK$480

8/9/08
7:00 - 9:30pm

Market Manipulation and Related Disciplinary Issues

Cantonese

2.5

1. HK$300
2. HK$400

16/9/08
6:30 - 9:30pm

Regulatory Requirements for Financial Planners and Advisers

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3

3

1. HK$300
2. HK$390

18/9/08
6:30 - 9:30pm

Professional Ethics and Investment Sales Compliance for Financial Advisors

3

3

1. HK$300
2. HK$390

9:30 - 12:30pm &

2:00 - 4:00pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

5

2 core &

5

1. HK$660
2. HK$790

7:00 - 9:00pm &

26/9/08

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

Cantonese

5

2 core &

5

1. HK$550
2. HK$660

Executive Seminar / Workshop

27/9/08
9:30am - 12:30pm

Investor Relation and Transparency Rules for Hong Kong Listed Companies

Cantonese

3

3 non-core

-

1. HK$750
2. HK$960

CCASS Training Course Series (Joint programme with HKEx)

5/9/08
9:30am - 11:30am

Course 1: Understanding of Securities Clearing & Settlement

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$1,400/
HK$1,820

8/9/08
9:30am - 12:30pm

Course 2: Clearing & Settlement (Part I)

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

8/9/08
2:30pm - 5:30pm

Course 3: Clearing & Settlement (Part II)

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

9/9/08
9:30am - 12:30pm

Course 4: Depository & Nominee System (DNS)

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

9/9/08
2:30pm - 5:30pm

Course 5: Fails and Risk Management

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

DCASS Training Course Series (Joint programme with HKEx)

5/9/08
5:15pm - 7:15pm

Course 1: Understanding of Derivatives Clearing

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$700/
HK$910

12/9/08
9:30am - 12:30pm

Course 2: DCASS Terminal Training

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$700/
HK$910

12/9/08
2:30pm - 4:30pm

Course 3: CCMS Training

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$700/
HK$910

Joint programme with HKEx

12/9/08
5:00pm - 8:30pm

AMS Terminal Training Course

-

-

-

1*. HK$350
2. HK$455

CLICK FOR CPD COURSES ACCREDITED BY MPFA

CLICK FOR CPD COURSES ACCREDITED BY OCI

CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG

Professional Certificates

Nov 2008 Intake

Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets

English / Cantonese

1.HK$7,300
2.HK$8,580

Oct - Dec 2008 Intake

Professional Certificate in Securities Dealing

51

1. HK$5,280
2. HK$6,330

Oct 2008 - Jan 2009 Intake

Professional Certificate in Derivatives Dealing

1. HK$5,280
2. HK$6,330

Nov 2008 Intake

RA 9 Asset Management

1. HK$1,620
2. HK$1,940

Nov 2008 Intake

RA 6 Advising on Corporate Finance

1. HK$2,580
2. HK$3,090

Oct 2008 Intake

Diploma in Financial Organizer

120

1. HK$18,320
2. HK$19,320

August 2008 Intake

Certificate in Business Support Management

31

1. HK$3,100
2. HK$3,720

Participants may enroll individual modules for the above certificate programs.

Note :	1. HKSI Member or staff of HKSI corporate member
	1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
	2. Non-member
	3*. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.

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