Welcome to Hong Kong Securities Institute

Training Guide

Course Application Form

Training Courses Regulations
- CPT Courses

- Certificate programmes

Home > Training > Training Calendar

Securities and Futures Commission - Recognised CPT Courses

All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.

HKSI Continuous Professional Training Courses Training Calendar 2008

January

February

March

April

May

June

July

September

October

November

December

Date & Time

Course Title

Language

CPT/CPD (Hrs)

Fee

SFC

MPFA

OCI

Fixed Income and Debts Series

28/8/08
6:30 - 9:30pm

Debt Financing in Asian Financial Markets: a tailor-made approach to raising debt

English

3

-

1. HK0330
2. HK$435

Risk Management Series

12/8/08 & 20/8/08
7:00 - 9:30pm

Corporate Insolvency and Restructuring

Cantonese

5

-

1. HK$550
2. HK$725

Funds Management Series

28/8/08
6:30 - 9:30pm

Fund Investment and Alternative Investment

English

3

3 non-core

3

1. HK$270
2. HK$360

Equity Series

20/8/08 & 27/8/08
6:30 - 9:30pm

Investment Psychology and Overcome the Demon

Cantonese

6

6 non-core

-

1. HK$540
2. HK$720

25/8/08 & 27/8/08
7:00 - 9:30pm

Commercial Lending and Credit Analysis

Cantonese

5

5 non-core

-

1. HK$550
2. HK$725

Derivatives Series

1/8/08 & 8/8/08
7:00 - 9:30pm

Managing Risks with Financial Derivatives

5

5 non-core

1. HK$550
2. HK$725

6/8/08 & 13/8/08
6:30 - 9:30pm

Investing in Warrants

English

6

6 non-core

1. HK$660
2. HK$870

CBBC as an Investment Tool

Cantonese

1.5

1.5 non-core

1. HK$165
2. HK$220

Financial Planning Series

Practices in Retirement Planning

3

3 non-core

1. HK$270
2. HK$360

Regulatory Series and Compliance Series

4/8/08 & 7/8/08
7:00 - 9:35pm

Case Study Approach to SFC Regulatory Framework

(5 CPD Points accredited by the Law Society of Hong Kong)

English

5

1. HK$550
2. HK$725

5/8/08 & 7/8/08
6:30 - 9:30pm

SFO Series �V Financial Resources Rules

English

6

6 non-core

1. HK$660
2. HK$870

6/8/08
6:30 - 9:30pm

SFO Series - Disclosure of Interests

Cantonese

3

1. HK$330
2. HK$435

7/8/08
6:30 - 9:30pm

Listing on the Exchange

Cantonese

3

1. HK$330
2. HK$435

8/8/08
7:00 - 9:35pm

Overview of Hong Kong Listing Regime

(2.5 CPD Points accredited by the Law Society of Hong Kong)

2.5

1. HK$225
2. HK$300

11/8/08
6:30 - 9:30pm

SFO Series �V Requirements for Back Office Operations

3

1. HK$330
2. HK$435

14/8/08
7:00 - 9:30pm

Know your Client and Detection of Money Laundering

English

2.5

1. HK$275
2. HK$360

15/8/08
6:30 - 9:30pm

Account Opening Documentation and Procedures

3

1. HK$270
2. HK$360

18/8/08 & 21/8/08
7:00 - 9:35pm

Introduction to General SFC Regulations

(5 CPD Points accredited by the Law Society of Hong Kong)

5

5 non-core

1. HK$450
2. HK$600

20/8/08 & 27/8/08
7:00 - 9:30pm

Regulation of Futures Trading

5

5 non-core

1. HK$450
2. HK$600

7:00 - 9:00pm &

22/8/08

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

5

2 core &

5

1. HK$600
2. HK$720

22/8/08
7:00 - 9:30pm

Insider Dealing

2.5

2.5 non-core

1. HK$275
2. HK$360

25/8/08
7:00 - 9:00pm

An Overview of the MPF System

2

2 core

2

1. HK$180
2. HK$240

Mainland China Series

22/8/08
7:00 - 9:30pm

What to expect going north in the financial services industry?

2.5

2.5 non-core

-

1. HK$275
2. HK$360

Executive Seminar / Workshop

2/8/08
9:00am - 12:00noon

Islamic Finance

English
�@

3

3 non-core

-

1. HK$750
2. HK$960

30/8/08
9:30am - 12:30noon &

1:30 - 4:30pm

Interactive Workshop in Investing Psychology

6

6 non-core

-

1. HK$780
2. HK$1,020

Interactive Options Training Course Series (Joint programme with HKEx)

19/8/08
5:15pm - 6:45pm

Course 1: Dynamics of Options

1.5

1.5 non-core

-

1*. HK$200
2. HK$265
3*. HK$620/
HK$815

21/8/08
5:15pm - 7:15pm

Course 2: Putting Views into Options

2

-

1*. HK$260
2. HK$340
3*. HK$620/
HK$815

5/9/08
5:15pm - 7:15pm

Course 3: Understanding of Derivatives Clearing

2

-

1*. HK$220
2. HK$290
3*. HK$620/
HK$815

DCASS Training Course Series (Joint programme with HKEx)

4/8/08
5:15pm - 7:15pm

Course 1: Understanding of Derivatives Clearing

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$700/
HK$910

8/8/08
9:30am - 12:30pm

Course 2: DCASS Terminal Training

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$700/
HK$910

8/8/08
2:30pm - 4:30pm

Course 3: CCMS Training

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$700/
HK$910

Joint programme with HKEx

15/8/08
5:00pm - 8:30pm

AMS Terminal Training Course

-

-

-

1*. HK$350
2. HK$455

CLICK FOR CPD COURSES ACCREDITED BY MPFA

CLICK FOR CPD COURSES ACCREDITED BY OCI

CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG

Professional Certificates

Sept 2008 Intake

Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets

English / Cantonese

1.HK$7,300
2.HK$8,580

Sept - Dec 2008 Intake

Professional Certificate in Securities Dealing

51

1. HK$5,280
2. HK$6,330

Sept - Oct 2008 Intake

Professional Certificate in Derivatives Dealing

1. HK$5,280
2. HK$6,330

Nov 2008 Intake

RA 9 Asset Management

1. HK$1,620
2. HK$1,940

Sept 2008 Intake

RA 6 Advising on Corporate Finance

1. HK$2,580
2. HK$3,090

Oct 2008 Intake

Diploma in Financial Organizer

120

1. HK$18,320
2. HK$19,320

August 2008 Intake

Certificate in Business Support Management

31

1. HK$3,100
2. HK$3,720

Participants may enroll individual modules for the above certificate programs.

Note :	1. HKSI Member or staff of HKSI corporate member
	1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
	2. Non-member
	3*. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.

�@

Back to top

Sitemap | FAQ | Contact Us | Privacy Policy

Copyright © 2003 Hong Kong Securities Institute. All rights reserved.