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Securities and Futures Commission - Recognised CPT Courses
 
All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2008
  

 

January February March April May June JULY August September October November December
Date & Time Course Title

Language

CPT/CPD (Hrs)

Fee

SFC MPFA OCI
Risk Management Series
11/7/08
6:30 - 9:30pm
US Subprime Crisis

Cantonese

3

3 non-core

-

1. HK0390
2. HK$510
16/7/08 & 21/7/08
6:30 - 9:30pm
Advanced Value at Risk (II)

English

6

6 non-core

-

1. HK$780
2. HK$1,020
Funds Management Series
9/7/08
6:30 - 9:30pm
Essential Tools to Hedge Funds and Trading

English

3

3 non-core

-

1. HK$330
2. HK$435
15/7/08 & 17/7/08
7:00 - 9:30pm
Fund Investment Fundamentals ¡V Investment Linked and MPF Funds

Cantonese

5

2 core &

 3 non-core

5

1. HK$450
2. HK$600
25/7/08
6:30 - 9:30pm
Performance Measurement, Appraisal & Attribution

Cantonese

3

3 non-core

-

1. HK$270
2. HK$360
30/7/08
7:00 - 9:00pm
Guide to MPF Constituent Funds

Cantonese

2

2 core

2

1. HK$180
2. HK$240
Equity Series
8/7/08 & 15/7/08
7:00 - 9:30pm
Trade Finance Cantonese

5

5 non-core

-

1. HK$550
2. HK$725
11/7/08 & 18/7/08
7:00 - 9:30pm
Economic Data and Fundamentals Analysis

English

5

5 non-core

-

1. HK$450
2. HK$600
29/7/08 & 31/7/08
7:00 - 9:30pm
Corporate Finance - Ratio Analysis as Effective Investment and Management Tools Cantonese

5

5 non-core

-

1. HK$550
2. HK$725
Derivatives Series
17/7/08
5:30 - 7:00pm
Introduction of CBBC & Zero Strike Certificate in Hong Kong and Market Updates

Cantonese

1.5

1.5 non-core

-

1. HK$165
2. HK$220
Financial Planning Series

8/7/08

6:30 - 10:00pm

Overview of Investment Vehicles for Wealth Management

Cantonese

3.5

3.5 non-core

3.5

1. HK$320
2. HK$420
15/7/08
7:00 - 9:30pm
Market Practices and Protecting the Clients ¡V Protecting the Clients

Cantonese

2.5

2.5 core

2.5

1. HK$275
2. HK$360
Regulatory Series and Compliance Series
7/7/08 & 9/7/08
7:00 - 9:30p
m
Regulation of Leveraged Foreign Exchange Trading

Cantonese

5

5 non-core

-

1. HK$450
2. HK$600
10/7/08
6:30 - 9:30pm
Regulatory Insight ¡V Power of Investigation and Prosecution of the SFC English

3

3 non-core

-

1. HK$330
2. HK$435
11/7/08
7:00 - 9:00pm
Review of MPF and its Operations through cases

Cantonese

2

2 core

2

1. HK$180
2. HK$240
16/7/08 & 23/7/08
7:00 - 9:35pm

Legal & Regulatory Issues on Mergers and Acquisitions

(5 CPD Points accredited by the Law Society of Hong Kong)

Cantonese

5

5 non-core

-

1. HK$650
2. HK$850
21/7/08 & 23/7/08
7:00 - 9:30pm
Compliance Functions for Financial Institutions

Cantonese

5

5 non-core

-

1. HK$550
2. HK$725
22/7/08
7:00 - 9:00pm
MPF¡¦s code of Disclosure and Performance Presentation Standard

Cantonese

2

2 core

2

1. HK$180
2. HK$240

24/7/08

7:00 - 9:00pm &

29/7/08

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

Cantonese

5

2 core &

 3 non-core

5

1. HK$500
2. HK$600

26/7/08

9:30am - 12:30pm &

2:00 - 4:00pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

2 core &

 3 non-core

5

1. HK$600
2. HK$720
Mainland China Series
12/7/08
9:30am - 12:30pm
Laws and Regulations of China Securities Market Putonghua

3

3 non-core

-

1. HK$390
2. HK$510
Joint programme with HKEx
28/7/08
5:30pm - 7:00pm
HKATS Training Course Series ¡V CLICK Workstation Training Course Cantonese
¡@

-

-

-

1*. HK$150
2. HK$195

29/7/08
5:30pm - 7:30pm
HKATS Training Course Series ¡V Rules and Trading Procedures Cantonese
¡@

-

-

-

1*. HK$250
2. HK$325
30/7/08
5:00pm - 8:30pm
AMS Terminal Training Course Cantonese
FULL

-

-

-

1*. HK$350
2. HK$455
CLICK FOR CPD COURSES ACCREDITED BY MPFA
CLICK FOR CPD COURSES ACCREDITED BY OCI
CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
August 2008 Intake Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
Aug - Nov 2008 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
Sept - Oct 2008 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
August 2008 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
Sept 2008 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
June 2008 Intake Diploma in Financial Organizer

Cantonese

120 1. HK$18,320
2. HK$19,320
August 2008 Intake Certificate in Business Support Management

Cantonese

31 1. HK$3,100
2. HK$3,720
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member

1*. Exchange Participants, HKSI Members or staff of HKSI Corporate Members

2. Non-member

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