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Securities and Futures Commission - Recognised CPT Courses
 
All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2008
  

 

January February March April May JUNE July August September October November December
Date & Time Course Title

Language

CPT/CPD (Hrs)

Fee

SFC MPFA OCI
Fixed Income and Debts Series
11/6/08
7:00 - 9:00pm
Debts Investment

Cantonese

2

2 non-core

2

1. HK$180
2. HK$240
27/6/08
6:30 - 9:30pm
Essentials of Loan Syndications

English

3

3 non-core

-

1. HK$330
2. HK$435
Risk Management Series
18/6/08 & 20/6/08
7:00 - 9:30pm
Value at Risk (I)

English

5

5 non-core

-

1. HK$550
2. HK$725
19/6/08
6:30 - 9:30pm
Corporate Failure ¡V Lessons Learned

English

3

3 non-core

-

1. HK$330
2. HK$435
Funds Management Series
20/6/08
7:00 - 9:30pm
Mutual Funds Selections and Assessment

English

2.5

2.5 non-core

-

1. HK$275
2. HK$360
Equity Series
2/6/08 & 4/6/08
7:00 - 9:30pm
The Investment Strategies of Positive Thinking and Behavior Cantonese

5

5 non-core

-

1. HK$450
2. HK$600
10/6/08 & 17/6/08
6:30 - 9:30pm
Technical Analysis (II) Cantonese

6

6 non-core

-

1. HK$660
2. HK$870
24/6/08 & 26/6/08
7:00 - 9:30pm
Strategic Working Capital Management

English

5

5 non-core

-

1. HK$550
2. HK$725
Derivatives Series

24/6/08

6:30 - 9:30pm

Understanding Exchange Traded Derivative Products Available at HKEx (A joint programme with HKEx)

Cantonese

3

3 non-core

-

1. HK$270
2. HK$360
25/6/08
7:00 - 9:00pm
Derivatives Investment English

2

2 non-core

2

1. HK$180
2. HK$240

27/6/08

6:30 - 9:30pm &

30/6/08

12:45 - 1:45pm

Understanding Structured Products (A joint programme with Bloomberg)

Cantonese

4

4 non-core

-

1. HK$440
2. HK$580

30/6/08

5:30 - 7:00pm

CBBC as an Investment Tool

Cantonese

1.5

1.5 non-core

-

1. HK$165
2. HK$220
Financial Planning Series

19/6/08

7:00 - 9:30pm

Legal Issues Concerning Practices of Financial Planning

Cantonese

2.5

2.5 non-core

2.5

1. HK$275
2. HK$360
Regulatory Series and Compliance Series
5/6/08
6:30 - 9:30p
m
Due Diligence in an Equity Offering Process

Cantonese

3

3 non-core

-

1. HK$390
2. HK$510

13/6/08

6:30 - 9:30pm &

18/6/08

7:00 - 9:00pm

Insider Dealing & An Overview of the Securities and Futures Ordinance

Cantonese

5

5 non-core

-

1. HK$450
2. HK$600
16/6/08 & 18/6/08
7:00 - 9:30pm
Investment Sales Compliance English

5

5 non-core

-

1. HK$550
2. HK$725
19/6/08
7:00 - 9:00pm
MPF Amendment Updates and Employment Ordinance & MPF

Cantonese

2

2 core

2

1. HK$180
2. HK$240

25/6/08
6:30 - 9:30pm

Investigation and Disciplinary Matters In Relation To The SFC

Cantonese

3

3 non-core

-

1. HK$330
2. HK$435

25/6/08

7:00 - 9:00pm &

26/6/08

6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

2 core &

 3 non-core

5

1. HK$600
2. HK$720
27/6/08
7:00 - 9:00pm
Current Development on MPF System

Cantonese

2

2 core

2

1. HK$180
2. HK$240
Mainland China Series
14/6/08
9:30am - 12:30pm
The Latest Development of Regulations in China¡¦s Fund Market Putonghua

3

3 non-core

-

1. HK$390
2. HK$510
CLICK FOR CPD COURSES ACCREDITED BY MPFA
CLICK FOR CPD COURSES ACCREDITED BY OCI
CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
August 2008 Intake Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
July - Oct 2008 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
Sept - Oct 2008 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
July 2008 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
September 2008 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
June 2008 Intake Diploma in Financial Organizer

Cantonese

120 1. HK$18,320
2. HK$19,320
August 2008 Intake Certificate in Business Support Management

Cantonese

31 1. HK$3,100
2. HK$3,720
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
2. Non-member
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