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Securities and Futures Commission - Recognised CPT Courses

All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.

HKSI Continuous Professional Training Courses Training Calendar 2008

January

February

March

April

June

July

August

September

October

November

December

Date & Time

Course Title

Language

CPT/CPD (Hrs)

Fee

SFC

MPFA

OCI

Risk Management Series

23/5/08
7:00 - 9:30pm

Bubble and Crash

Cantonese

2.5

-

1. HK$275
2. HK$360

Funds Management Series

7/5/08 & 15/5/08
7:00 - 9:30pm

Funds Portfolio : Funds Types and Their Features

Cantonese

5

-

1. HK$550
2. HK$725

26/5/08 & 28/5/08
6:30 - 9:30pm

Understanding Hedge Funds

English

6

-

1. HK$660
2. HK$870

Equity Series

5/5/08, 9/5/08 & 15/5/08
6:30 - 9:30pm

Interpreting Financial Statements

Cantonese

9

9 non-core

-

1. HK$810
2. HK$1,080

6/5/08 & 13/5/08
6:30 - 9:30pm

Technical Analysis (I)

6

6 non-core

-

1. HK$540
2. HK$720

14/5/08
6:30 - 9:30pm

Fundamentals of Investment Analysis and Stocks Investment

Cantonese

3

3 non-core

3

1. HK$270
2. HK$360

16/5/08
6:30 - 9:30pm

The Psychology of Trading �V How Millionaire traders conquer the inner game to success

English

3

3 non-core

-

1. HK$330
2. HK$435

22/5/08
6:30 - 9:30pm

Structure of Securitization & Securitized Financial Products

Cantonese

3

3 non-core

-

1. HK$390
2. HK$510

Derivatives Series

14/5/08 & 16/5/08

Futures and Foreign Exchange Market

Cantonese

5

5 non-core

1. HK$450
2. HK$600

Understanding Equity-Linked Notes

English

3

3 non-core

1. HK$270
2. HK$360

Regulatory Series and Compliance Series

8/5/08
6:30 - 9:30pm

Regulatory Requirements for Financial Planners and Advisers

3

3

1. HK$270
2. HK$360

19/5/08
7:00 - 9:30pm

Market Manipulation and Related Disciplinary Issues

2.5

2.5 non-core

1. HK$275
2. HK$360

19/5/08 & 26/5/08
7:00 - 9:30pm

Duties and Liabilities of Responsible Officers

5

5 non-core

1. HK$650
2. HK$850

20/5/08 & 23/5/08
7:00 - 9:30pm

Regulation of Securities Trading

5

5 non-core

1. HK$450
2. HK$600

27/5/08
7:00 - 9:00pm &

29/5/08
6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

5

5

1. HK$500
2. HK$600

28/5/08
6:30 - 9:30pm

Professional Ethics and Investment Sales Compliance for Financial Advisors

3

3 core

3

1. HK$275
2. HK$360

Fifth PRC Securities Regulations Examination Preparatory Course

3/5/08, 4/5/08 & 10/5/08
9:30am - 12:30pm & 2:00pm - 5:00pm

Fifth PRC Securities Regulations Examination Preparatory Course

Putonghua

18

18 non-core

-

1. HK$3,800
2. HK$4,500
3. HK$4,900

Executive Seminar / Workshop

10/5/08
9:00am - 12:00noon & 1:00 - 3:00pm

Effective Selling with the MBTI Tool

Cantonese

5

5 non-core

-

1. HK$550
2. HK$725

Interactive Options Training Course Series (Joint programme with HKEx)

20/5/08
6:15pm - 7:45pm

Course 1: Dynamics of Options

1.5

1.5 non-core

-

1*. HK$200
2. HK$265
3*. HK$620/
HK$815

22/5/08
6:15pm - 8:15pm

Course 2: Putting Views into Options

2

-

1*. HK$260
2. HK$340
3*. HK$620/
HK$815

23/5/08
5:15pm - 7:15pm

Course 3: Understanding of Derivatives Clearing

2

-

1*. HK$220
2. HK$290
3*. HK$620/
HK$815

CCASS Training Course Series (Joint programme with HKEx)

23/5/08
9:30am - 11:30am

Course 1: Understanding of Securities Clearing & Settlement

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$1,400/
HK$1,820

26/5/08
9:30am - 12:30pm

Course 2: Clearing & Settlement (Part I)

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

26/5/08
2:30pm - 5:30pm

Course 3: Clearing & Settlement (Part II)

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

27/5/08
9:30am - 12:30pm

Course 4: Depository & Nominee System (DNS)

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

27/5/08
2:30pm - 5:30pm

Course 5: Fails and Risk Management

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$1,400/
HK$1,820

DCASS Training Course Series (Joint programme with HKEx)

23/5/08
5:15pm - 7:15pm

Course 1: Understanding of Derivatives Clearing

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$700/
HK$910

30/5/08
9:30am - 12:30pm

Course 2: DCASS Terminal Training

3

3 non-core

-

1*. HK$330
2. HK$435
3*. HK$700/
HK$910

30/5/08
2:30pm - 4:30pm

Course 3: CCMS Training

2

2 non-core

-

1*. HK$220
2. HK$290
3*. HK$700/
HK$910

CLICK FOR CPD COURSES ACCREDITED BY MPFA

CLICK FOR CPD COURSES ACCREDITED BY OCI

CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG

Professional Certificates

June 2008 Intake

Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets

English / Cantonese

1.HK$7,300
2.HK$8,580

June - Sept 2008 Intake

Professional Certificate in Securities Dealing

51

1. HK$5,280
2. HK$6,330

June - Sept 2008 Intake

Professional Certificate in Derivatives Dealing

1. HK$5,280
2. HK$6,330

July 2008 Intake

RA 9 Asset Management

1. HK$1,620
2. HK$1,940

June 2008 Intake

RA 6 Advising on Corporate Finance

1. HK$2,580
2. HK$3,090

June 2008 Intake

Diploma in Financial Organizer

120

1. HK$18,320
2. HK$19,320

Participants may enroll individual modules for the above certificate programs.

Note :	1. HKSI Member or staff of HKSI corporate member
	1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
	2. Non-member
	3. The Securities Professionals Association / Hong Kong Stockbrokers Association / Hong Kong Institute of Securities Dealers
	Ltd / SFC Licensee.
	3*. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.

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