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Securities and Futures Commission - Recognised CPT Courses

All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.

HKSI Continuous Professional Training Courses Training Calendar 2008

January

February

April

May

June

July

August

September

October

November

December

Date & Time

Course Title

Language

CPT/CPD (Hrs)

Fee

SFC

MPFA

OCI

Fixed Income and Debts Series

5/3/08
6:30 - 9:30pm

Essentials of Loan Syndications

3

1. HK$330
2. HK$435

Risk Management Series

14/3/08
6:30 - 9:30pm

US Subprime Crisis

Cantonese

3

-

1. HK$390
2. HK$510

Funds Management Series

12/3/08
6:30 - 9:30pm

Essential Tools to Hedge Funds and Trading

Cantonese

3

-

1. HK$330
2. HK$435

26/3/08
7:00 - 9:00pm

Guide to MPF Constituent Funds

2

1. HK$180
2. HK$240

Equity Series

28/3/08 & 31/3/08
7:00 - 9:30pm

Corporate Finance - Ratio Analysis as Effective Investment and Management Tools

5

5 non-core

-

1. HK$550
2. HK$725

Regulatory Series and Compliance Series

3/3/08
6:30 - 9:30pm

Due Diligence in an Equity Offering Process

3

3 non-core

-

1. HK$390
2. HK$510

3/3/08 & 6/3/08
7:00 - 9:30pm

Case Study Approach to SFC Regulatory Framework

5

1. HK$550
2. HK$725

7/3/08
7:00 - 9:00pm

Review of MPF and its Operations through cases

2

2 core

2

1. HK$180
2. HK$240

10/3/08
7:00 - 9:00pm &

13/3/08
6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

5

5

1. HK$500
2. HK$600

11/3/08 & 18/3/08
7:00 - 9:30pm

Legal & Regulatory Issues on Mergers and Acquisitions

5

1. HK$650
2. HK$850

13/3/08 & 17/3/08
7:00 - 9:30pm

Compliance Functions for Financial Institutions

5

1. HK$550
2. HK$725

27/3/08
6:30 - 9:30pm

Listing on the Exchange

3

1. HK$330
2. HK$435

DCASS Training Course Series (Joint programme with HKEx)

25/3/08
5:15pm - 7:15pm

Course 1: Understanding of Derivatives Clearing

2

2 non-core

-

1*. HK$220
2. HK$290
3. HK$700/
HK$910

1/4/08
9:30am - 12:30pm

Course 2: DCASS Terminal Training

3

3 non-core

-

1*. HK$330
2. HK$435
3. HK$700/
HK$910

1/4/08
2:30pm - 4:30pm

Course 3: CCMS Training

2

2 non-core

-

1*. HK$220
2. HK$290
3. HK$700/
HK$910

CLICK FOR CPD COURSES ACCREDITED BY MPFA

CLICK FOR CPD COURSES ACCREDITED BY OCI

CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG

Professional Certificates

May 2008 Intake

Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets

English / Cantonese

1.HK$7,300
2.HK$8,580

April - July 2008 Intake

Professional Certificate in Securities Dealing

51

1. HK$5,280
2. HK$6,330

May - July 2008 Intake

Professional Certificate in Derivatives Dealing

1. HK$5,280
2. HK$6,330

April 2008 Intake

RA 9 Asset Management

1. HK$1,620
2. HK$1,940

May 2008 Intake

RA 6 Advising on Corporate Finance

1. HK$2,580
2. HK$3,090

January 2008 Intake

Certificate in Back Office Management

34

1. HK$3,400
2. HK$4,080

Participants may enroll individual modules for the above certificate programs.

Note :	1. HKSI Member or staff of HKSI corporate member
	1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
	2. Non-member
	3. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to abide by them before submitting enrolment form.

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