|
Regulatory Series and Compliance Series |
18/2/08
& 20/2/08
7:00 - 9:30pm |
Investment Sales Compliance |
Cantonese |
5 |
5 non-core |
- |
1. HK$550
2. HK$725 |
26/2/08
6:30 - 9:30pm |
Investigation and Disciplinary Matters In
Relation To The SFC |
Cantonese
|
3 |
3
non-core |
- |
1. HK$330
2. HK$435 |
26/2/08
7:00 - 9:00pm |
MPF Amendment Updates and Employment
Ordinance & MPF |
English
|
2 |
2 core |
2 |
1. HK$180
2. HK$240 |
|
27/2/08
6:30 - 9:30pm &
29/2/08
7:00 - 9:00pm |
Insider Dealing & An Overview of the
Securities and Futures Ordinance |
English |
5 |
5 non-core |
- |
1. HK$450
2. HK$600 |
29/2/08
6:30 - 9:30pm |
Regulatory Requirements for Financial
Planners and Advisers |
Cantonese |
3 |
3 core |
3 |
1. HK$270
2. HK$360 |
CLICK 
FOR CPD COURSES ACCREDITED BY MPFA |
|
CLICK
FOR CPD COURSES ACCREDITED BY OCI |
|
CLICK
FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
May 2008
Intake |
Professional
Certificate in SFC Regulated Activities
for Re-entrant to Securities and Investment
Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
April
- July 2008 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
May
- July 2008 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
April 2008
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
May 2008
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
January 2008
Intake |
Certificate in Back Office Management |
Cantonese
 |
34 |
1. HK$3,400
2. HK$4,080 |
|
Participants may enroll individual modules
for the above certificate programs. |
