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Securities and Futures Commission - Recognised CPT Courses
 
 All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2008  

¡@

JANUARY February March April May June July August September October November December
Date & Time Course Title

Language

 CPT/CPD (Hrs)

Fee
SFC MPFA OCI
Risk Management Series
25/1/08
6:30 - 9:30pm		 Corporate Failure ¡V Lessons Learned

English

3

3 non-core

-

 1. HK$330
2. HK$435
Funds Management Series
28/1/08 & 30/1/08
6:30 - 9:30pm		 Understanding Hedge Funds Cantonese

6

6 non-core

-

 1. HK$660
2. HK$870
Equity Series
2/1/08 & 8/1/08
6:30 - 9:30pm		 Technical Analysis (I) Cantonese

6

6 non-core

-

 1. HK$540
2. HK$720
3/1/08, 8/1/08 & 10/1/08
6:30 - 9:30pm		 Interpreting Financial Statements Cantonese

9

9 non-core

-

 1. HK$810
2. HK$1,080
18/1/08
6:30 - 9:30pm
¡@		 The Psychology of Trading ¡V How Millionaire traders conquer the inner game to success

English

3

3 non-core

-

 1. HK$330
2. HK$435
24/1/08
6:30 - 9:30pm

Fundamentals of Investment Analysis and Stocks Investment ¡@

 Cantonese
¡@

3

3 non-core

3

 1. HK$270
2. HK$360
24/1/08
6:30 - 9:30pm		 Structure of Securitization & Securitized Financial Products

Cantonese

3

3 non-core

-

 1. HK$390
2. HK$510
Derivatives Series
15/1/08
6:30 ¡V 9:30pm		 Understanding Equity-Linked Notes Cantonese
¡@

3

3 non-core

-

 1. HK$270
2. HK$360
16/1/08 & 18/1/08
7:00 - 9:30pm		 Futures and Foreign Exchange Market English

5

5 non-core

-

 1. HK$450
2. HK$600
Regulatory Series and Compliance Series
3/1/08 & 9/1/08
7:00 - 9:30pm		 Regulation of Securities Trading Cantonese

5

5 non-core

-

 1. HK$450
2. HK$600
11/1/08
7:00 - 9:00pm		 Current Development on MPF System English

2

2 core

2

 1. HK$180
2. HK$240
14/1/08
7:00 - 9:30pm		 Market Manipulation and Related Disciplinary Issues

Cantonese

2.5

2.5 non-core

-

 1. HK$275
2. HK$360
15/1/08
7:00 - 9:00pm		 An Overview of the MPF System

Cantonese

2

2 core

2

 1. HK$180
2. HK$240
25/1/08 & 29/1/08
7:00 - 9:30pm		 Duties and Liabilities of Responsible Officers
¡@		 Cantonese

5

5 non-core

-

 1. HK$650
2. HK$850

29/1/08
7:00 - 9:00pm &

31/1/08
6:30 - 9:30pm

Overview of Legal and Regulatory Framework for Securities and Futures Industry

English

FULL

5

2 core &
3 non-core

5

 1. HK$500
2. HK$600
30/1/08
6:30 - 9:30pm		 Professional Ethics and Investment Sales Compliance for Financial Advisors Cantonese

3

3 core

3

 1. HK$275
2. HK$360
Mainland China Series
26/1/08
9:30am - 12:30pm		 Listing Requirements and Corporate Governance in Mainland China Putonghua

3

3 non-core

-

 1. HK$390
2. HK$510
CCASS Training Course Series (Joint programme with HKEx)
25/1/08
9:30am - 11:30am		 Course 1: Understanding of Securities Clearing & Settlement Cantonese
¡@

2

2 non-core

-

 1*. HK$220
2. HK$290
3. HK$1,400/
    HK$1,820
28/1/08
9:30am - 12:30pm		 Course 2: Clearing & Settlement (Part I) Cantonese
¡@

3

3 non-core

-

 1*. HK$330
2. HK$435
3. HK$1,400/
    HK$1,820
28/1/08
2:30pm - 5:30pm		 Course 3: Clearing & Settlement (Part II) Cantonese
¡@

3

3 non-core

-

 1*. HK$330
2. HK$435
3. HK$1,400/
    HK$1,820
29/1/08
9:30am - 12:30pm		 Course 4: Depository & Nominee System (DNS) Cantonese
¡@

3

3 non-core

-

 1*. HK$330
2. HK$435
3. HK$1,400/
    HK$1,820
29/1/08
2:30pm - 5:30pm		 Course 5: Fails and Risk Management Cantonese
¡@

3

3 non-core

-

 1*. HK$330
2. HK$435
3. HK$1,400/
    HK$1,820
CLICK FOR CPD COURSES ACCREDITED BY MPFA
CLICK FOR CPD COURSES ACCREDITED BY OCI
CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
February 2008 Intake Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
February - June 2008 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
February - May 2008 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
February 2008 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
February 2008 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
January 2008 Intake Certificate in Back Office Management

Cantonese

 34 1. HK$3,400
2. HK$4,080
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
2. Non-member
  3. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more
   details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to
   abide by them before submitting enrolment form.
 
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