16/6/09
& 18/6/09
6:30 - 9:30pm |
Technical
Analysis (II) |
English
|
6 |
6 non-core |
- |
1. HK$720
2. HK$960 |
22/6/09
6:30 - 9:30pm |
Structure of
Securitization & Securitized Financial
Products |
English
|
3 |
3 non-core |
- |
1. HK$420
2. HK$570 |
|
Derivatives Series |
|
3/6/09
7:00
- 9:00pm |
Derivatives
Investment |
English |
2 |
2 non-core |
2 |
1. HK$200
2. HK$260 |
15/6/09
6:30 - 9:30pm |
Fundamentals of
Equity Derivatives
|
English |
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
|
22/6/09
6:30 - 8:30pm |
Stock Futures
(A joint programme with HKEx) |
Cantonese
 |
2 |
2 non-core |
- |
1. HK$200
2. HK$260 |
|
Financial Planning Series |
12/6/09
7:00 - 9:00pm |
Investment Linked Insurance Products |
Cantonese
|
2 |
2 non-core |
2 |
1. HK$240
2. HK$320 |
|
Regulatory Series and Compliance Series |
3/6/09
6:30 - 9:00pm |
Overview of
Hong Kong Listing Regime |
Cantonese
|
2.5 |
2.5
non-core |
- |
1. HK$250
2. HK$325 |
4/6/09
6:30 - 9:30pm |
Due Diligence
in an Equity Offering Process |
Cantonese
|
3 |
3 non-core |
- |
1. HK$420
2. HK$570 |
8/6/09
& 10/6/09
7:00 - 9:30pm |
Compliance
Functions for Financial Institutions |
English |
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
15/6/09
7:00 - 9:00pm |
MPF's code of
Disclosure and Performance Presentation
Standard |
Cantonese
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
|
17/6/09
6:30 - 9:30pm |
SFO Series -
Disclosure of Interests |
English |
3 |
3
non-core |
- |
1. HK$360
2. HK$480 |
19/6/09
6:30 - 9:30pm |
Regulatory
Requirements for Financial Planners and
Advisers
|
Cantonese
|
3 |
3 core |
3 |
1. HK$300
2. HK$390 |
22/6/09
& 24/6/09
7:00 - 9:30pm |
Investment Sales Compliance |
Cantonese |
5 |
5 non-core |
3 |
1. HK$600
2. HK$800 |
23/6/09
6:30 - 9:30pm |
Regulatory
Insight - Power of Investigation and
Prosecution of the SFC |
Cantonese
|
3 |
3
non-core |
- |
1. HK$360
2. HK$480 |
|
25/6/09
7:00 - 9:00pm &
26/6/09
6:30 - 9:30pm¡@ |
Overview of
Legal and Regulatory Framework for
Securities and Futures Industry
|
English
|
5 |
2
core &
3 non-core
¡@ |
5 |
1. HK$660
2. HK$790 |
|
Executive Seminar /
Workshop |
|
6/6/09
9:00am -2:30pm |
Mergers &
Acquisitions on Listed Company, Private
Equity and Venture Capital, Hong Kong
and PRC |
English
|
5 |
5 non-core |
- |
1. HK$1,250
2. HK$1,630 |
|
Joint programme with HKEx |
25/6/09
5:00pm - 8:30pm |
AMS Terminal Training Course |
Cantonese
¡@
|
- |
- |
- |
1*. HK$350
2. HK$455 |
CLICK 
FOR CPD COURSES ACCREDITED BY MPFA |
|
CLICK
FOR CPD COURSES ACCREDITED BY OCI |
|
CLICK
FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
June 2009
Intake |
Professional
Certificate in SFC Regulated Activities
for Re-entrant to Securities and Investment
Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
May
- September 2009 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
May
- September 2009 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
August - September 2009
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
June 2009
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
Participants may enroll individual modules
for the above certificate programs. |
|
|
