25/3/10
& 31/3/10
7:00 - 9:30pm |
The Investment Strategies of Positive
Thinking and Behavior |
Cantonese
|
5 |
5 non-core |
- |
1. HK$500
2. HK$650 |
|
Derivatives Series |
3/3/10
7:00pm - 9:00pm |
Derivatives
Investment |
English
|
2 |
2 non-core |
2 |
1. HK$200
2. HK$260 |
17/3/10
& 23/3/10
7:00pm - 9:30pm |
Introduction
to Offshore CNY Products |
Cantonese
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
|
Financial Planning Series |
|
24/3/10
6:30 - 10:00pm |
Overview of Investment Vehicles for
Wealth Management |
Cantonese |
3.5 |
3.5 non-core |
3.5 |
1. HK$350
2. HK$455 |
|
Regulatory Series and Compliance Series |
|
1/3/10
6:30 - 9:30pm &
4/3/10
7:00 - 9:00pm |
Insider Dealing & An Overview of the
Securities and Futures Ordinance |
English
|
5 |
5 non-core |
- |
1. HK$500
2. HK$650 |
|
9/3/10
6:30 - 9:30pm |
Internal
Control Processes and Related Compliance
Issues for Securities Firms |
Cantonese
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
|
9/3/10
& 11/3/10
7:00 - 9:30pm |
Case Study Approach to SFC Regulatory
Framework |
Cantonese
|
5 |
5 non-core |
- |
1. HK$600
2. HK$800 |
|
10/3/10
6:30 - 9:30pm |
Handling
Investigations by SFC |
Cantonese
|
3 |
3 non-core |
- |
1. HK$360
2. HK$480 |
15/3/10
7:00 - 9:30pm |
Know your Client and Detection of Money
Laundering |
Cantonese
|
2.5 |
2.5 non-core |
- |
1. HK$300
2. HK$400 |
|
15/3/10
7:00 - 9:00pm &
16/3/10
6:30 - 9:30pm |
Overview of Legal and Regulatory Framework
for Securities and Futures Industry |
English
|
5 |
2
core &
3 non-core |
5 |
1. HK$660
2. HK$790 |
|
19/3/10
7:00 - 9:00pm |
MPF
Regulations on Investment Restrictions
and Guidelines
|
English
|
2 |
2 core |
2 |
1. HK$200
2. HK$260 |
25/3/10
6:30 - 9:30pm |
Regulatory
Requirements for Financial Planners and
Advisers |
Cantonese
|
3 |
3 core |
3 |
1. HK$300
2. HK$390 |
25/3/10
6:30 - 9:30pm |
Account Opening Documentation and
Procedures
|
Cantonese |
3 |
3
non-core |
- |
1. HK$300
2. HK$390 |
30/3/10
6:30 - 9:30pm |
Overview of
Hong Kong Tax Regime
|
Cantonese
 |
3 |
3
non-core |
- |
1. HK$300
2. HK$390 |
|
Investment-Linked-CPD-01 to 08 Series |
30/3/10
9:30am - 12:30pm |
IL-CPD-01:
Financial Risk Management in Hong Kong |
English
|
3 |
3 non-core |
3 |
1. HK$360
2. HK$480 |
30/3/10
2:00pm - 4:00pm |
IL-CPD-02:
Investment Considerations I |
English
|
2 |
2 non-core |
2 |
1. HK$240
2. HK$320 |
13/4/10
9:30am - 12:30pm |
IL-CPD-03:Investment
Considerations II |
English
|
3 |
3 non-core |
3 |
1. HK$360
2. HK$480 |
13/4/10
2:00pm - 5:00pm |
IL-CPD-04:
Investment Assets |
English
|
3 |
3 non-core |
3 |
1. HK$360
2. HK$480 |
27/4/10
9:30am - 11:30am |
IL-CPD-05:
Equities Market |
Cantonese
|
2 |
2 non-core |
2 |
1. HK$240
2. HK$320 |
27/4/10
2:00pm - 5:00pm |
IL-CPD-06:
Fundamental and Technical Analysis |
Cantonese
|
3 |
3 non-core |
3 |
1. HK$360
2. HK$480 |
26/5/10
9:30am - 11:30am |
IL-CPD-07:Sales
Practice |
Cantonese
|
2 |
2 non-core |
2 |
1. HK$240
2. HK$320 |
26/5/10
2:00pm - 4:00pm |
IL-CPD-08:
Other Updates |
Cantonese
|
2 |
2 non-core |
2 |
1. HK$240
2. HK$320 |
|
Mainland China Series |
26/3/10
7:00 - 9:30pm |
What to expect going north in the
financial services industry? |
Cantonese
|
2.5 |
2.5 non-core |
- |
1. HK$300
2. HK$400 |
|
Executive Seminar /
Workshop |
|
22/3/10
9:00am -1:00pm &
2:00 - 5:30pm |
Risk Management in the Finance and
Securities Industry |
Cantonese
|
7.5 |
7.5 non-core |
- |
1. HK$1,800
2. HK$2,400 |
|
26/3/10
9:30am -12:30pm &
2:00 - 5:00pm |
Analysing Annual Reports from an Investor’s Perspective |
Putonghua
|
6 |
6 non-core |
- |
1. HK$1,800
2. HK$2,400 |
CLICK 
FOR CPD COURSES
RECOGNISED
BY MPFA |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY OCI |
|
CLICK
FOR CPD COURSES
RECOGNISED
BY THE LAW SOCIETY
OF HONG KONG |
|
Professional Certificates |
|
April -
August 2010
Intake |
Re-entrant
Programme to Securities and Investment
Markets |
English / Cantonese |
57 |
1.HK$7,300
2.HK$8,580 |
|
March- July 2010 Intake |
Professional Certificate in Securities Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
April - July
2010 Intake |
Professional Certificate in Derivatives
Dealing |
Cantonese |
51 |
1. HK$5,280
2. HK$6,330 |
|
July - August 2010
Intake |
RA 9 Asset
Management |
Cantonese |
15 |
1. HK$1,620
2. HK$1,940 |
|
June - August 2010
Intake |
RA 6
Advising on Corporate Finance |
Cantonese |
24 |
1. HK$2,580
2. HK$3,090 |
|
February 2010
Intake |
「金銀市場初級證書」課程 /「金銀市場高級證書」課程 (Chinese
version only) |
Cantonese
|
20 |
1. HK$3,600
2. HK$4,500 |
|
Participants may enroll individual modules
for the above certificate programs. |
|
|
