Home > Training > Training Calendar
 
Securities and Futures Commission - Recognised CPT Courses
 
All courses under the HKSI are accredited for CPT and the course duration usually lasts from 2 to 15 hours. Course contents are usually industry specific. Some of the topics include: regulation updates, financial planning, common dealing malpractice, funds investment, technical analysis, stock investment techniques, derivatives and risk management.
 
HKSI Continuous Professional Training Courses Training Calendar 2008
  

 

January February March APRIL May June July August September October November December
Date & Time Course Title

Language

CPT/CPD (Hrs)

Fee

SFC MPFA OCI
Fixed Income and Debts Series
29/4/08
6:30 - 9:30pm
Debt Financing in Asian Financial Markets: a tailor-made approach to raising debt

English

3

3 non-core

-

1. HK$330
2. HK$435
Funds Management Series
2/4/08 & 9/4/08
7:00 - 9:30pm
Fund Investment Fundamentals ¡V Investment Linked and MPF Funds Cantonese

5

2 core &

3 non-core

5

1. HK$450
2. HK$600
16/4/08
6:30 - 9:30pm
Fund Investment and Alternative Investment

Cantonese

3

3 non-core

3

1. HK$270
2. HK$360
Equity Series
18/4/08 & 24/4/08
7:00 - 9:30pm
Economic Data and Fundamentals Analysis Cantonese

5

5 non-core

-

1. HK$450
2. HK$600
23/4/08 & 30/4/08
6:30 - 9:30pm
Investment Psychology and Overcome the Demon Cantonese

6

6 non-core

-

1. HK$540
2. HK$720
Derivatives Series

2/4/08 & 9/4/08

6:30 - 9:30pm

Investing in Warrants

Cantonese

6

6 non-core

-

1. HK$660
2. HK$870
14/4/08 & 17/4/08
7:00 - 9:30pm
Understanding and Trading with EUREX Futures & Options Contracts

Cantonese

5

5 non-core

-

1. HK$550
2. HK$725
18/4/08 & 25/4/08
7:00 - 9:30pm
Managing Risk with Financial Derivatives

Cantonese

5

5 non-core

-

1. HK$550
2. HK$725
21/4/08
5:30 - 7:00pm
Introduction of CBBC, Warrants & Zero Strike Certificate in Hong Kong and Market Updates

Cantonese

1.5

1.5 non-core

-

1. HK$165
2. HK$220
Financial Planning Series

10/4/08

6:30 - 9:30pm

Practices in Retirement Planning

Cantonese

3

3 non-core

-

1. HK$270
2. HK$360
Regulatory Series and Compliance Series
8/4/08
6:30 - 9:30p
m
SFO Series - Disclosure of Interests English

3

3 non-core

-

1. HK$330
2. HK$435
8/4/08 & 10/4/08
6:30 - 9:30pm
SFO Series ¡V Financial Resources Rules

Cantonese

FULL

6

6 non-core

-

1. HK$660
2. HK$870
14/4/08
6:30 - 9:30pm
SFO Series ¡V Requirements for Back Office Operations

English

3

3 non-core

-

1. HK$330
2. HK$435
16/4/08
7:00 - 9:30pm
Overview of Hong Kong Listing Regime

Cantonese

2.5

2.5 non-core

-

1. HK$225
2. HK$300

17/4/08
7:00 - 9:30pm

Know your Client and Detection of Money Laundering Cantonese

2.5

2.5 non-core

-

1. HK$275
2. HK$360

18/4/08
6:30 - 9:30pm

Account Opening Documentation and Procedures Cantonese

3

3 non-core

-

1. HK$270
2. HK$360
21/4/08 & 23/4/08
7:00 - 9:30pm
Introduction to General SFC Regulations Cantonese

5

5 non-core

-

1. HK$450
2. HK$600
21/4/08 & 28/4/08
7:00 - 9:30pm
Regulation of Leveraged Foreign Exchange Trading Cantonese

5

5 non-core

-

1. HK$450
2. HK$600
23/4/08 & 30/4/08
7:00 - 9:30pm
Regulation of Futures Trading English

5

5 non-core

-

1. HK$450
2. HK$600
25/4/08
7:00 - 9:30pm
Insider Dealing English

2.5

2.5 non-core

-

1. HK$275
2. HK$360
29/4/08
7:00 - 9:00pm
MPF¡¦s code of Disclosure and Performance Presentation Standard Cantonese

2

2 core

2

1. HK$180
2. HK$240
Fifth PRC Securities Regulations Examination Preparatory Course
5/4/08, 6/4/08 & 13/4/08
9:30am - 12:30pm & 2:00pm - 5:00pm
Fifth PRC Securities Regulations Examination Preparatory Course Putonghua

18

18 non-core

-

1. HK$3,800
2. HK$4,500
3. HK$4,900
Executive Seminar / Workshop
26/4/08
9:00am - 12:00noon
Islamic Finance English

3

3 non-core

-

1. HK$750
2. HK$960
Interactive Options Training Course Series (Joint programme with HKEx)
7/4/08 or 20/5/08
6:15pm - 7:45pm
Course 1: Dynamics of Options

Cantonese


¡@

1.5

1.5 non-core

-

1*. HK$200
2.  HK$265

3*. HK$620/
     HK$815
11/4/08 or 22/5/08
6:15pm - 8:15pm
Course 2: Putting Views into Options Cantonese
¡@

2

2 non-core

-

1*. HK$260
2.  HK$340

3*. HK$620/
     HK$815
23/5/08
5:15pm - 7:15pm
Course 3: Understanding of Derivatives Clearing Cantonese
¡@

2

2 non-core

-

1*. HK$220
2.  HK$29
0
3*. HK$620/
     HK$815
CLICK FOR CPD COURSES ACCREDITED BY MPFA
CLICK FOR CPD COURSES ACCREDITED BY OCI
CLICK FOR CPD COURSES ACCREDITED BY THE LAW SOCIETY OF HONG KONG
Professional Certificates
May 2008 Intake Professional Certificate in SFC Regulated Activities for Re-entrant to Securities and Investment Markets English / Cantonese 57 1.HK$7,300
2.HK$8,580
June - August 2008 Intake Professional Certificate in Securities Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
May - July 2008 Intake Professional Certificate in Derivatives Dealing Cantonese 51 1. HK$5,280
2. HK$6,330
July 2008 Intake RA 9 Asset Management Cantonese 15 1. HK$1,620
2. HK$1,940
May 2008 Intake RA 6 Advising on Corporate Finance Cantonese 24 1. HK$2,580
2. HK$3,090
Participants may enroll individual modules for the above certificate programs.
Note : 1. HKSI Member or staff of HKSI corporate member
1.* HKSI Member, staff of HKSI corporate member or Exchange Participants of HKEx
2. Non-member
3. The Securities Professionals Association / Hong Kong Stockbrokers Association / Hong Kong Institute of Securities Dealers  
    Ltd / SFC Licensee.
  3*. A package fee will be given to those apply to attend all courses of the respective series. (Please refer to the leaflets for more
   details). The terms and conditions of package fee are stated in the promotional leaflets. Applicants must read them and agree to
   abide by them before submitting enrolment form.
 
Back to top


Sitemap | FAQ | Contact Us | Privacy Policy Copyright © 2003 Hong Kong Securities Institute. All rights reserved.