Welcome to Hong Kong Securities Institute

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The Hong Kong Securities is a bi-lingual bi-monthly professional journal for industry practitioners in the region and global markets.

Past Issue

"Hong Kong Securities" May / June 2007 issue

Highlights :

With environmental issues at the top of almost everyone's agenda it is no surprise that many companies are looking to improve their 'green' credentials. Hong Kong is home to some of the world's most respected and recognised brand names who are at the forefront of tackling environmental issues. The cover stories of this issue show pro-active environmental policies can lead to an increase in value for shareholders as well as savings on the bottom line.

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Mr Peter Greenwood of CLP, Ms Melissa Brown of the Association for Sustainable and Responsible Investment in Asia, Mr Francis Sullivan of HSBC, Mrs Sally Wong of the Hong Kong Investment Funds Association, and Mr Peter Crewe of AIA Pension and Trustee Co. Limited are invited to share their views and observations.

Furthermore, DLA Piper Partner Dr Andrew Wang contributes an article on the building of a bankбжs compliance culture with Bank of China (Hong Kong) Limited (BOCHK) as a case study. Dr Wang was the General Counsel and General Manager of the Legal and Compliance Department of Bank of China (Hong Kong) Limited and was mandated to build a compliance culture for BOCHK after its listing in 2002.

In this issue, we have Mr Stephen Richards Evans, Managing Director (Greater China) of Standard Chartered Private Banking, featuring in the Member Profile's column.

Mr Satyajit Das, a world-class financial author and consultant with more than 30 years experience in the derivatives industry, talks to the Journal and analyze the impact of the new guidelines on derivatives trading released by The Reserve Bank of India.

The Reading List column is also geared towards keeping members up-to-date with the literature being written by and for professionals like themselves. If you have read something recently and would like to share it with others, please send the book title and author's name to member@hksi.org.

Table of Contents:

б@	1.1 1.2 1.3	Chairman's Message Chief Executive's Message Columns
б@		1.3.1 Regulatory Update - "Straight-through Electronic Disclosure and Abolition of Paid Announcement Requirement" 1.3.2 Market Update - "Managed Regulation" 1.3.3 Feature - "Building a Bank's Compliance Culture" 1.3.4 Member Profile - "Running Man" 1.3.5 Reading List
б@	1.4	Core Values of CIIA^®

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