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Consultation Paper
 
 

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20 Aug 2010

The Securities and Futures Commission (SFC) is proposing in a consultation paper released recently a regulatory regime to license and supervise the activities of credit rating agencies (CRAs) in Hong Kong in step with global regulatory developments

28 Jun 2010

The Securities and Futures Commission (SFC) has begun soliciting public comments on a draft set of guidelines to explain ¡§inside information¡¨ and its application, in parallel with the Government¡¦s recent publication of proposals to make it statutory for listed corporations to make timely disclosure of ¡§price-sensitive information¡¨

31 Mar 2010

The Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEx) and the Federation of Share Registrars Limited (FSR) have jointly issued a consultation paper on a proposed operational model to introduce a scripless securities market in Hong Kong

8 Mar 2010

SFC proposes to apply takeover-and-merger framework to REITs and strengthen market conduct regulation of listed CISs. Consultation ends on 8 March

25 Oct 2006

HKICPA Discussion Paper Exposure Draft ¡§Requests For Special Purpose Reports¡¨

28 Aug 2006

The Consultation by the Chief Justice's Working Party on Solicitors' Rights of Audience

13 Jun 2006

Consultation Paper on Compilation Methodology for the Hang Seng Index in Connection with the Inclusion of H-share Companies

24 May 2006

HKEx Extends the Submission Deadline for the Discussion Paper on GEM

24 Apr 2006

The draft Guidelines on Marketing Materials for Listed Structured Products set out in the Hong Kong's Derivative Warrants Market - the Way Forward, Results of the Consultation on the SFC's Six-Point Plan

24 Jan 2006

A Healthy Market for Informed Investors - A Report on the Derivative Warrants Market in Hong Kong

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