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LE in Mainland China

Please note that detailed information relating to this examination is only available in Chinese.
 
Under the Closer Economic Partnership Arrangement (CEPA), effective as of 1 January 2004, Mainland professionals (defined as PRC nationals possessing valid securities or futures practising qualifications in Mainland China) are recognised by the Securities and Futures Commission (SFC) as holding relevant industry qualifications to practice in Hong Kong.

As part of this arrangement, the China Securities Regulatory Commission (CSRC) has assigned the Securities Association of China (SAC) and the China Futures Association (CFA) to be the co-organisers of the Paper 1 of the Licensing Examination for Securities and Futures Intermediaries (LE) in the Mainland. Since 2005, the HKSI has held the LE Paper 1 in the Mainland four times. The fifth examination, being administered by the SAC, will be held in Shanghai and Shenzhen at 2:00 ¡V 3:30 p.m., 5 July 2008 (Sat).

Please click here to view this page in traditional Chinese.
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