Home > PRC Securities Regulations Examination


Fifth PRC Securities Regulations Examination
to be held in Hong Kong in May 2008

Please note that detailed information relating to this examination is only available in Chinese.
 
Following the introduction of the Closer Economic Partnership Arrangement (CEPA), effective as of 1 January 2004, the PRC government has simplified the application process for Hong Kong professionals (defined as Hong Kong permanent residents holding a relevant licence issued by the Securities and Futures Commission of Hong Kong (SFC)) wishing to obtain securities and futures industry qualifications for Mainland China. Hong Kong professionals can now enrol for the PRC Securities Regulations Examination offered by the Securities Association of China (SAC) through the HKSI.  The SAC, instructed and supervised by the China Securities Regulatory Commission (CSRC), is responsible for the organisation and the administration of the examination.  The HKSI has been assigned by the SAC as the sole agent for the enrolment of Hong Kong professionals for the examination.  Hong Kong practitioners interested in taking the examination or learning the securities rules and regulations of the PRC may enrol for the PRC Securities Regulations Examination Preparatory Course which will be held in March and April 2008.

Candidates who have passed the PRC Securities Regulations Examination and wish to apply for securities industry qualifications and/or practising certificates in Mainland China may visit the following pages (in Chinese only):

¡´ Securities industry qualifications
¡´ Practicing certificates

The Fifth PRC Securities Regulations Examination is scheduled to be held in Hong Kong on 17 May 2008.

Please click here to view details in traditional Chinese.



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