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Licensing Examination for Securities and Futures Intermediaries
Examination Syllabus
Introduction
Paper 1 - Fundamentals of Securities and Futures Regulation
Paper 2 - Regulation of Securities
Paper 3 - Regulation of Derivatives
Paper 5 - Regulation of Corporate Finance
Paper 6 - Regulation of Asset Management
Paper 7 - Financial Markets
Paper 8 - Securities
Paper 9 - Derivatives
Paper 11 - Corporate Finance
Paper 12 - Asset Management
Sample Examination Questions
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