To help
candidates preparing for the LE, booklets of sample
questions for the following papers are now available (printed hardcopy can be purchased at at
the HKSI office):
Sample Questions Booklets
Free Download
Printed Hardcopy (Price)
Paper 1: Fundamentals of Securities and Futures Regulation
HK$30
Paper 2:
Regulation of Securities
Paper 6: Regulation of Asset Management
Paper 7:
Financial Markets
Paper 8: Securities
Paper 9:
Derivatives
The following persons will enjoy a 50% discount in
purchasing printed hardcopies of the Sample Questions
Booklets: -
Candidates who purchase Sample Questions Booklets for those LE papers for which they have
enrolled.
- HKSI Individual members (excluding Student Members)
and staff of corporate members.
- DPE Registered Students.
- PDFM Registered Students.
Each booklet contains a set of sample questions together
with answers and explanations. Candidates should
take note that the sample questions booklets are NOT intended to constitute past
examination papers and should not be construed as such.
