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Pass Rate for the Licensing Examination for Securities and Futures Intermediaries
(For Reference Only)
 

Paper 1 Paper 2 Paper 3 Paper 5 Paper 6 Paper 7 Paper 8 Paper 9 Paper 11 Paper 12
August 2009
59.38% 43.55% 40.91% 53.85% 85.29% 47.68% 58.41% 23.65% 68.75% 48.15%
September 2009
57.84% 62.83% 73.91% 60.87% 86.27% 45.36% 30.54% 31.03% 88.89% 58.33%
October 2009 58.13% 75.86% 71.43% 63.16% 78.00% 53.46% 57.67% 42.28% 92.31% 48.48%
November 2009
55.44% 62.35% 77.27% 72.73% 83.33% 61.63% 45.30% 36.36% 83.33% 64.71%
December 2009
55.33% 69.88% 90.00% 55.56% 68.63% 43.86% 53.69% 47.42% 90.00% 62.86%
January 2010
53.81% 65.00% 69.57% 70.00% 85.71% 57.67% 38.97% 44.71% 88.89% 56.67%
February 2010
51.58% 75.68% 84.21% 70.59% 76.79% 46.36% 47.26% 45.54% 38.46% 31.25%
March 2010
53.00% 71.64% 72.41% 63.16% 75.00% 53.03% 52.76% 37.93% 50.00% 77.42%
April 2010
55.90% 64.08% 66.67% 76.92% 67.24% 49.26% 39.61% 30.83% 85.00% 62.96%
May 2010
53.95% 69.57% 81.82% 68.75% 83.61% 44.16% 47.00% 40.66% 89.47% 53.85%
June 2010 58.95% 62.93% 86.67% 75.00% 67.57% 53.35% 41.10% 50.00% 68.42% 65.96%
July 2010 60.34% 63.92% 80.77% -Note1 76.67% 50.60% 50.00% 31.78% 25.00% 46.88%
Average Pass Rate 56.14% 65.61% 74.64% 66.42% 77.84% 50.53% 46.86% 38.52% 72.38% 56.46%
 
Remarks:
  Regulatory Papers   Practical Papers
Paper 1 Fundamentals of Securities and Futures Regulation Paper 7 Financial Markets
Paper 2 Regulation of Securities Paper 8 Securities
Paper 3 Regulation of Derivatives Paper 9 Derivatives
Paper 5 Regulation of Corporate Finance Paper 11 Corporate Finance
Paper 6 Regulation of Asset Management Paper 12 Asset Management

For papers with more than one examination sessions held in a month, the pass rates shown above are the average pass rates of those examination sessions held within the month.

Note 1 : Paper 5 scheduled on 28 July 2010 was cancelled due to the issuing of the black rainstorm warning signal.



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