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LE Study Manuals
To assist candidates to prepare for the LE, the HKSI has published 10 Study Manuals (Chinese and English versions) which are available for sale at the HKSI office.
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 LE Study Manuals

Regular Price
(per copy)

Discounted Price*
(per copy)

 Regulatory Papers
 Paper 1  Fundamentals of Securities & Futures Regulation

HK$250

HK$125

 Paper 2  Regulation of Securities
 Paper 3  Regulation of Derivatives
 Paper 5  Regulation of Corporate Finance
 Paper 6  Regulation of Asset Management
 Practical Papers
 Paper 7  Financial Markets

HK$200

HK$100

 Paper 8  Securities
 Paper 9  Derivatives
 Paper 11  Corporate Finance
 Paper 12  Asset Management

*The following persons will enjoy a 50% discount in purchasing LE Study Manuals.
-
Candidates who purchase Study Manuals for those LE papers for which they have enrolled.
- HKSI Individual members (excluding Student Members) and staff of corporate members.
- DPE Registered Students.
- PDFM Registered Students.



Updating Your Study Manuals
 
As there are frequent changes in the financial industry and/or regulations, the HKSI publishes updates to its study manuals periodically. The following updates are produced in order to reflect the latest amendments, corrections and/or the latest changes in the industry and/or laws and regulations. You can easily update your study manuals by downloading the appropriate sections from the links below. After printing the pages, remove the indicated pages from your existing Study Manuals and replace them with the downloaded versions as illustrated.
 

 Manuals

   Latest Update
 Paper 1: Fundamentals of Securities and Futures Regulation  28 Jun 2006
 Paper 2: Regulation of Securities  23 Jan 2006
 Paper 3: Regulation of Derivatives  01 Mar 2005
 Paper 5: Regulation of Corporate Finance  18 Jan 2006
 Paper 6: Regulation of Asset Management  28 Mar 2006
 Paper 7: Financial Markets  30 Aug 2006
 Paper 8: Securities  30 Aug 2006
 Paper 9: Derivatives  31 May 2007
 Paper 11: Corporate Finance  10 May 2005
 Paper 12: Asset Management  11 Jul 2005

 
Remarks :
 
Please verify that downloading the updated manual page is actually necessary for your version of Study Manual. You may do so by checking the "Version" number at the bottom of each page.


You need www.adobe.com  , in order to read the electronic versions of the updates.
 

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