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LE Study Manuals
To assist candidates to prepare for the LE, the HKSI has published 10 Study Manuals (Chinese and English versions) which are available for sale at the HKSI office.
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 LE Study Manuals

Regular Price
(per copy)

Discounted Price*
(per copy)

 Regulatory Papers
 Paper 1  Fundamentals of Securities & Futures Regulation

HK$250

HK$125

 Paper 2  Regulation of Securities
 Paper 3  Regulation of Derivatives
 Paper 5  Regulation of Corporate Finance
 Paper 6  Regulation of Asset Management
 Practical Papers
 Paper 7  Financial Markets

HK$200

HK$100

 Paper 8  Securities
 Paper 9  Derivatives
 Paper 11  Corporate Finance
 Paper 12  Asset Management

*The following persons will enjoy a 50% discount in purchasing LE Study Manuals:
-
Candidates who purchase Study Manuals for those LE papers for which they have enrolled, the benefit will be
  expired after the next examination date.

- HKSI Individual members (excluding Student Members) and staff of corporate members.
- PDFM Registered Students.

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Second-edition Study Manuals 
Following the publication of second-edition study manuals for Papers 6 and 12 of the LE, the HKSI is pleased to announce the publication of its second-edition study manual for Paper 9.

The HKSI has revised the study manuals to reflect the latest requirements and to improve learning efficiency. There have been no changes to the syllabuses except that some new sections are added to reflect the current market situation.

The second-edition study manuals for other papers of the LE will be published as and when ready.

Effective Dates of the LEs of the Second-edition Study Manuals 
A grace period will be given prior to the effective dates of the LEs of the second-edition study manuals. The grace period will be approximately two months starting from when the second-edition study manuals are first published. The grace period and the effective dates of the LEs are as follows:

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Second-edition Study Manuals

Grace Period

Effective date of LEs

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Paper 9

28 December 2009 ¡V 28 February 2010

01 March 2010

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Paper 6

15 July 2009 ¡V 15 September 2009

16 Sep 2009

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Paper 12

15 July 2009 ¡V 15 September 2009

16 Sep 2009


Updating Your Study Manuals

As there are frequent changes in the financial industry and/or regulations, the HKSI publishes updates to its study manuals periodically. The following updates are produced in order to reflect the latest amendments, corrections and/or the latest changes in the industry and/or laws and regulations. You can easily update your study manuals by downloading the appropriate sections from the links below. After printing the pages, remove the indicated pages from your existing Study Manuals and replace them with the downloaded versions as illustrated.
 

 Manuals

   Latest Update   Version
 Paper 1: Fundamentals of Securities and Futures Regulation  28 Jun 2006  1.9
 Paper 2: Regulation of Securities  23 Jan 2006  1.7
 Paper 3: Regulation of Derivatives  01 Mar 2005  1.3
 Paper 5: Regulation of Corporate Finance  17 Nov 2009  1.8
 Paper 6: Regulation of Asset Management ¡@  2.0
 Paper 7: Financial Markets  22 Jul  2010  1.6
 Paper 8: Securities  22 Jul  2010  1.8
 Paper 9: Derivatives  04 Mar 2010  2.1
 Paper 11: Corporate Finance  10 May 2005  1.4
 Paper 12: Asset Management  08 Feb 2010  2.1

 
Remarks :
 
Please verify that downloading the updated manual page is actually necessary for your version of Study Manual. You may do so by checking the "Version" number at the bottom of each page.


You need www.adobe.com  , in order to read the electronic versions of the updates.
 

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