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Professional Development Seminar
 
Guest Speaker:


Challenges and Opportunities for
Hong Kong's Securities Market

The presentation will cover a review of some of the more significant events and achievements in the securities market in the past 10 years and the challenges and opportunities facing our market in the coming years.

Mr Keith Lui
Executive Director,
Supervision of Markets Division
Securities and Futures Commission ¡@

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Mr Keith Lui is a member of the Hong Kong Securities and Futures Commission. He is also an Executive Director with responsibility for the Supervision of Markets Division. That Division is responsible for supervising the Hong Kong Exchanges and Clearing Limited in respect of its trading and clearing activities, authorisation of automated trading systems, managing the investor compensation funds and facilitating the development of the securities and futures markets.

Mr Lui has been working in the SFC for over 14 years and has extensive knowledge and experience in the supervision of the securities and futures markets. Prior to joining the SFC, he worked in financial institutions in the US.

Mr Lui also sits on the Risk Management Committee of the Hong Kong Exchanges and Clearing Limited, Securities Compensation Fund Committee (Chairman), Investor Compensation Fund Committee (Chairman), SFC (HKEC Listing) Committee, and Management Committee. He is also a director of the Investor Compensation Company Limited.
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Event Code: E070507PS
Language : English
CPT Hour(s) : 1 CPT Hour
(Participants MUST attend the whole seminar including the question & answer session. Otherwise, NO/ZERO CPT hours will be given.)
Date : Thursday, 5 July 2007
Time :
12:30pm - 1:00pm       Registration & Light Sandwich Lunch
1:00pm - 2:00pm Seminar / Q & A
Venue : Training Centre, Hong Kong Securities Institute
24/F, Wing On Centre, 111 Connaught Road Central, Hong Kong
Fee : Members and Staff of HKSI Corporate Members HK$100
Non-Members HK$200


Who Should Attend
* CEOs, Presidents and Directors * Corporate Counsels and Compliance Officers * Fund Managers
* Investment Advisors *Brokers * Securities Practitioners * Legal Practitioners * Financial Planners
* Financial Analysts * Dealing Directors & Responsible Officers * Investors

Register now to ensure your seat. For further enquiries, please call us on 3120 6170.


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