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HONG KONG SECURITIES INSTITUTE
List of Seminars and Speakers for 2009

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January February March April May June July August September October November December
Date Topic Language CPT
Hour(s)
Speaker (s)
Sep 3 SFC Executive Directors Series
Recent Developments in SFC Enforcement

English 1

Mr Mark Steward

Securities and Futures Commission
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Sep 8 Litigation Risks and Future Regulation in the Financial Services Industry:
From Choppy Waters to a Rocky Road

( 1 CPD Point accredited by
 The Law Society of Hong Kong )
English 1

Mr Pˆhdraig Walsh

Barlow Lyde & Gilbert
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Mr Antony Sassi

Barlow Lyde & Gilbert

Sep 16 With Globalization of Zero Interest Rate Policy, What is the Implication to Currency Market?

English 1

Mr Alan Luk

Hang Seng Bank

Sep 22 Risk Management Series
Think Like a Fraudster

English 1

Mr John Donker

PricewaterhouseCoopers

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Mr Duncan Fitzgerald

PricewaterhouseCoopers

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Sep 23 From Zero to RO - The roles and responsibilities of Responsible Officers and Executive Officers
( 1 CPD Point accredited by
 The Law Society of Hong Kong )


English 1

Mr Alan Ewins

Allen & Overy

Sep 24

HKEx Senior Executives Series

Recent Developments in Listing Policy and Administration
(This event is closed to media)

English

1

Mr Mark Dickens MHKSI

HKEx

Sep 28 China Focus Series
Is China Really an Island in the Global Credit Storm?

English

1

Mr William Hess

Standard & Poor's
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Sep 29 HKSI Roundtable Luncheon Series
(FULL)


English 1

Mr Martin Wheatley, JP

Securities and Futures Commission
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Sep 30 CSR: Short-term Fashion or Long-term Transformation of the Corporation?

English 1

Ms Christine Loh

Civic Exchange
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