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HONG KONG SECURITIES INSTITUTE
List of Seminars and Speakers for 2007


January February March April May June July August September October

November

December

Date

Topic

Language

CPT
Hour(s)

Speaker(s)

Nov 1

In-town Guest Series
Integrity at work

English

1.5

Mr Scott Dobbie

Mr Simon Culhane Securities & Investment Institute, UK

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Nov 5

China Focus Series
China Banking Industry - review and opportunities ahead

English

1

Mr Anthony Lok

BOCI Research Ltd

Nov 6

Securitization - Market Update and Case Studies

English

1

Mr Shaun Sakhrani

Mr Sulaiman Alireza

HSBC

Nov 8

2008 HKEx Cash Market Initiatives

English

1

Mr Eric Yip
HKEx

Nov 9

Global Property Market Update - focusing on HK and China

English

1

Mr Eric Wong

UBS Investment Research

Nov 20

Business Continuity Management (BCM) for Financial Organization

English

1

Mr Peter Koo

Deloitte Touche Tohmatsu
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Nov 21

Post IPO Compliance Issues

English

1

Ms Shirley Lau

Troutman Sanders

Nov 22

Ethics in Practice

Cantonese

1

Ms Amy Chung

ICAC

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