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HONG KONG SECURITIES INSTITUTE
List of Seminars and Speakers for 2007

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January February March April May June July August September October November December
Date Topic Language CPT
Hour(s)
Speaker(s)
Oct 3 The Capital Formation Function of the Hong Kong Securities Market: Challenges Ahead English 1 Mr Lawrence Fok
HKEx
Oct 4 SFC Executive Director Series
Update - Policy and Takeover Issues
English 1 Mr Brian Ho
SFC
Oct 5 Hands On or Hands Off? - The Nature and Process of Economic Policy in Hong Kong English 1 Mr Tony Latter
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Oct 8 The Further Development of the Growth Enterprise Market (GEM) English 1 Mr Richard Williams
HKEx
Oct 10 Significant Regional and International Regulatory Developments
( 1 CPD Point accredited by the Law Society of Hong Kong )
English 1

Mr Carl Fernandes

Linklaters


Mr Fang Jian

Linklaters

Oct 11 In-town Guest Series
Recent Developments in the US Market
English 1 Mr Robert Plaze
US Securities and Exchange Commission

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Oct 15 HKEx Update Series
(Jointly organised by HKEx and HKSI)

Stock Options - Applications and New Market Development
Cantonese 1 Mr P C Wong
HKEx
Oct 18 HKEx Update Series
(Jointly organised by HKEx and HKSI)

Spread Trading in Equity-related Options
Cantonese 1 Mr Alton Lau
Phillip Commodities (HK) Limited
Oct 22 An Overview of the Singapore Real Estate Investment Trusts (SReits) English 1 Ms Yeow Kit Peng 
Standard & Poor's
Oct 24 Domestic Market Issues English 1

Dr Sun Jie

SFC

Oct 25 Private Equity Development - Operational Contribution English 1

Mr Patrick Siewert

The Carlyle Group

Oct 31 HKSI 10th Anniversary Gala Dinner
Optimism and Innovation from Wall Street to the Great Wall
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English --- Mr Peter Grauer 
Bloomberg L.P.

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