HONG KONG SECURITIES INSTITUTE
List of Seminars and Speakers for 2007
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January

February

March

April

May

June

July

August

September

October

November

December

Date	Topic	Language	CPT Hour(s)	Speaker(s)
Oct 3	The Capital Formation Function of the Hong Kong Securities Market: Challenges Ahead	English	1	Mr Lawrence Fok HKEx
Oct 4	SFC Executive Director Series Update - Policy and Takeover Issues	English	1	Mr Brian Ho SFC
Oct 5	Hands On or Hands Off? - The Nature and Process of Economic Policy in Hong Kong	English	1	Mr Tony Latter ¡@
Oct 8	The Further Development of the Growth Enterprise Market (GEM)	English	1	Mr Richard Williams HKEx
Oct 10	Significant Regional and International Regulatory Developments ( 1 CPD Point accredited by the Law Society of Hong Kong )	English	1	Mr Carl Fernandes Linklaters Mr Fang Jian Linklaters
Oct 11	In-town Guest Series Recent Developments in the US Market	English	1	Mr Robert Plaze US Securities and Exchange Commission ¡@
Oct 15	HKEx Update Series (Jointly organised by HKEx and HKSI) Stock Options - Applications and New Market Development	Cantonese	1	Mr P C Wong HKEx
Oct 18	HKEx Update Series (Jointly organised by HKEx and HKSI) Spread Trading in Equity-related Options	Cantonese	1	Mr Alton Lau Phillip Commodities (HK) Limited
Oct 22	An Overview of the Singapore Real Estate Investment Trusts (SReits)	English	1	Ms Yeow Kit Peng  Standard & Poor's
Oct 24	Domestic Market Issues	English	1	Dr Sun Jie SFC
Oct 25	Private Equity Development - Operational Contribution	English	1	Mr Patrick Siewert The Carlyle Group
Oct 31	HKSI 10th Anniversary Gala Dinner Optimism and Innovation from Wall Street to the Great Wall ¡@	English	---	Mr Peter Grauer  Bloomberg L.P.

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