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The Institute's Mission and Code of Practice
 
Mission
 
Hong Kong Securities Institute is a professional membership organisation established to:
 
*
 
set standards of professional excellence and integrity for members and market participants, and to provide the means of attaining them;
*
 
contribute to Hong Kong's role as a leading international finance centre with high standards of performance; and
* maintain a membership of professionals and enhance the capabilities and reputation of members.


Code of Practice
 
Members must:

* Act in their client's interest rather than their own in a situation where conflicts occur. They should act honestly and in good faith and exercise independence in making professional judgements.
* Carry out their work to the highest ethical, professional and technical standards expected of them as a member of the Institute.
* Ensure that they are, and remain, competent to carry out the duties that their profession requires.
* Encourage the training of young practitioners who are under their authority and give proper supervision and guidance at all times.
* Obey the rules and regulations enforced by the competent authorities, and follow the spirit as well as the letter of the law.


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